Prospect Financial Group LLC — 13F Holdings & Portfolio
CIK 2021762 · latest 13F-HR filed 2026-08-07
Prospect Financial Group LLC manages $124.1M in 13F-reported U.S. long-equity assets across 70 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DFEM (9.75%), DCOR (7.45%), BND (7.00%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 9 new positions, exited 2, added to 44, and trimmed 5.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
ARLINGTON, VA 22207
$124.1M
Long-equity book
70
Distinct positions
2026-06-30
Filed 2026-08-07
+9 / −2 / ↑44 / ↓5
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- DIMENSIONAL ETF TRUST$1.2M +11.0%
- VANGUARD MUN BD FDS$1.1M +75.3%
- DIMENSIONAL ETF TRUST$1.1M +13.1%
- DIMENSIONAL ETF TRUST$943.1K +14.7%
- VANGUARD INDEX FDS$796.6K +14.4%
Top Trims
- GRANITESHARES ETF TR-$211.7K -10.6%
- EXXON MOBIL CORP-$100.0K -17.1%
- CHEVRON CORPORATION-$82.5K -18.8%
- WALMART INC-$16.4K -5.9%
- GOLD ROYALTY CORP-$9.8K -18.5%
New Positions
- VANGUARD CALIF TAX FREE FDS$783.1K
- ADVANCED MICRO DEVICES INC$305.6K
- ASML HLDG NV$302.4K
- LAM RESEARCH CORP$298.1K
- KLA CORP$239.9K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | DIMENSIONAL ETF TRUST | DFEM | 25434V732 | $12.1M | 9.75% | 297,935 | SH |
| 2 | DIMENSIONAL ETF TRUST | DCOR | 25434V625 | $9.2M | 7.45% | 112,825 | SH |
| 3 | VANGUARD BD INDEX FDS | BND | 921937835 | $8.7M | 7.00% | 118,297 | SH |
| 4 | DIMENSIONAL ETF TRUST | DFIC | 25434V799 | $7.6M | 6.08% | 202,685 | SH |
| 5 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $7.3M | 5.92% | 165,652 | SH |
| 6 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $7.3M | 5.90% | 151,161 | SH |
| 7 | VANGUARD INDEX FDS | VTI | 922908769 | $6.3M | 5.09% | 17,067 | SH |
| 8 | VANGUARD INDEX FDS | VOO | 922908363 | $4.9M | 3.97% | 7,180 | SH |
| 9 | AMERICAN CENTY ETF TR | AVDV | 025072802 | $4.1M | 3.32% | 39,966 | SH |
| 10 | FIDELITY COVINGTON TRUST | FREL | 316092857 | $3.7M | 2.94% | 124,636 | SH |
| 11 | AMERICAN CENTY ETF TR | AVDE | 025072703 | $3.6M | 2.88% | 40,017 | SH |
| 12 | AMERICAN CENTY ETF TR | AVEM | 025072604 | $2.9M | 2.32% | 29,892 | SH |
| 13 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.8M | 2.28% | 14,120 | SH |
| 14 | APPLE INC | AAPL | 037833100 | $2.7M | 2.21% | 9,494 | SH |
| 15 | VANGUARD MUN BD FDS | VTEB | 922907746 | $2.6M | 2.09% | 51,288 | SH |
| 16 | DIMENSIONAL ETF TRUST | DFIS | 25434V773 | $2.1M | 1.72% | 60,906 | SH |
| 17 | ALPHABET INC | GOOGL | 02079K305 | $1.9M | 1.56% | 5,427 | SH |
| 18 | ISHARES TR | USRT | 464288521 | $1.8M | 1.44% | 26,936 | SH |
| 19 | GRANITESHARES ETF TR | COMB | 38747R108 | $1.8M | 1.44% | 74,015 | SH |
| 20 | VANGUARD INDEX FDS | VNQ | 922908553 | $1.7M | 1.39% | 17,928 | SH |
| 21 | AMERICAN CENTY ETF TR | AVUS | 025072885 | $1.7M | 1.37% | 13,234 | SH |
| 22 | MICROSOFT CORP | MSFT | 594918104 | $1.6M | 1.33% | 4,411 | SH |
| 23 | SPDR SERIES TRUST | SPAB | 78464A649 | $1.6M | 1.30% | 63,072 | SH |
| 24 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $1.4M | 1.09% | 2,711 | SH |
| 25 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.3M | 1.03% | 1,706 | SH |
| 26 | AMAZON COM INC | AMZN | 023135106 | $1.1M | 0.91% | 4,740 | SH |
| 27 | ALPHABET INC | GOOG | 02079K107 | $1.1M | 0.90% | 3,158 | SH |
| 28 | DIMENSIONAL ETF TRUST | DFCA | 25434V633 | $901.2K | 0.73% | 17,960 | SH |
| 29 | META PLATFORMS INC | META | 30303M102 | $896.8K | 0.72% | 1,592 | SH |
| 30 | VANGUARD WORLD FD | MGC | 921910873 | $896.4K | 0.72% | 3,276 | SH |
| 31 | JPMORGAN CHASE & CO | JPM | 46625H100 | $892.0K | 0.72% | 2,725 | SH |
| 32 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $864.9K | 0.70% | 3,655 | SH |
| 33 | VANGUARD CALIF TAX FREE FDS | VTEC | 922021605 | $783.1K | 0.63% | 7,784 | SH |
| 34 | ISHARES TR | IAGG | 46435G672 | $771.8K | 0.62% | 15,253 | SH |
| 35 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $742.8K | 0.60% | 14,742 | SH |
| 36 | MICRON TECHNOLOGY INC | MU | 595112103 | $696.0K | 0.56% | 603 | SH |
| 37 | ELI LILLY & CO | LLY | 532457108 | $650.1K | 0.52% | 542 | SH |
| 38 | DIMENSIONAL ETF TRUST | DFAS | 25434V500 | $631.4K | 0.51% | 7,668 | SH |
| 39 | SCHWAB STRATEGIC TR | SCHH | 808524847 | $630.7K | 0.51% | 26,635 | SH |
| 40 | PGIM ETF TR | PULS | 69344A107 | $618.3K | 0.50% | 12,479 | SH |
| 41 | JOHNSON & JOHNSON | JNJ | 478160104 | $595.3K | 0.48% | 2,344 | SH |
| 42 | APPLIED MATLS INC | AMAT | 038222105 | $486.6K | 0.39% | 673 | SH |
| 43 | EXXON MOBIL CORP | XOM | 30231G102 | $485.6K | 0.39% | 3,552 | SH |
| 44 | BROADCOM INC | AVGO | 11135F101 | $480.5K | 0.39% | 1,272 | SH |
| 45 | VANGUARD INDEX FDS | VXF | 922908652 | $416.6K | 0.34% | 1,692 | SH |
| 46 | CATERPILLAR INC | CAT | 149123101 | $377.0K | 0.30% | 354 | SH |
| 47 | CHEVRON CORPORATION | CVX | 166764100 | $357.4K | 0.29% | 2,156 | SH |
| 48 | VANGUARD INDEX FDS | VV | 922908637 | $354.0K | 0.29% | 1,029 | SH |
| 49 | MERCK & CO INC | MRK | 58933Y105 | $346.8K | 0.28% | 2,699 | SH |
| 50 | NOVARTIS AG | NVS | 66987V109 | $340.9K | 0.27% | 2,175 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-07 | $124.1M | 70 | 0002021762-26-000003 |
| 2026-03-31 | 2026-05-06 | $108.3M | 63 | 0002021762-26-000002 |
| 2025-12-31 | 2026-02-10 | $107.5M | 62 | 0002021762-26-000001 |