Prospect Financial Group LLC — 13F Holdings & Portfolio
CIK 2021762 · latest 13F-HR filed 2026-05-06
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$108.3M
Long-equity book
Holdings
63
Distinct positions
Period
2026-03-31
Filed 2026-05-06
Q/Q Activity
+4 / −3 / ↑16 / ↓19
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- DIMENSIONAL ETF TRUST$489.1K +8.3%
- GRANITESHARES ETF TR$461.2K +30.1%
- VANGUARD CHARLOTTE FDS$366.8K +5.9%
- AMERICAN CENTY ETF TR$284.5K +9.4%
- VANGUARD MUN BD FDS$269.0K +22.2%
Top Trims
- DIMENSIONAL ETF TRUST-$755.3K -56.7%
- MICROSOFT CORP-$571.9K -25.0%
- VANGUARD INDEX FDS-$296.4K -5.1%
- NVIDIA CORPORATION-$156.3K -5.7%
- APPLE INC-$148.2K -5.8%
New Positions
- APPLIED MATLS INC$251.9K
- CATERPILLAR INC$248.7K
- PGIM ETF TR$242.6K
- MICRON TECHNOLOGY INC$224.0K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | DIMENSIONAL ETF TRUST | DFEM | 25434V732 | $10.9M | 10.08% | 315,864 | SH |
| 2 | DIMENSIONAL ETF TRUST | DCOR | 25434V625 | $8.2M | 7.55% | 113,445 | SH |
| 3 | VANGUARD BD INDEX FDS | BND | 921937835 | $8.0M | 7.42% | 109,191 | SH |
| 4 | DIMENSIONAL ETF TRUST | DFIC | 25434V799 | $7.3M | 6.73% | 205,211 | SH |
| 5 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $6.6M | 6.08% | 137,062 | SH |
| 6 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $6.4M | 5.91% | 164,827 | SH |
| 7 | VANGUARD INDEX FDS | VTI | 922908769 | $5.5M | 5.10% | 17,203 | SH |
| 8 | VANGUARD INDEX FDS | VOO | 922908363 | $4.3M | 3.96% | 7,180 | SH |
| 9 | AMERICAN CENTY ETF TR | AVDV | 025072802 | $4.0M | 3.68% | 39,966 | SH |
| 10 | AMERICAN CENTY ETF TR | AVDE | 025072703 | $3.3M | 3.06% | 39,002 | SH |
| 11 | FIDELITY COVINGTON TRUST | FREL | 316092857 | $3.1M | 2.91% | 116,981 | SH |
| 12 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.6M | 2.40% | 14,874 | SH |
| 13 | APPLE INC | AAPL | 037833100 | $2.4M | 2.23% | 9,498 | SH |
| 14 | AMERICAN CENTY ETF TR | AVEM | 025072604 | $2.3M | 2.13% | 28,692 | SH |
| 15 | DIMENSIONAL ETF TRUST | DFIS | 25434V773 | $2.0M | 1.89% | 60,765 | SH |
| 16 | GRANITESHARES ETF TR | COMB | 38747R108 | $2.0M | 1.84% | 75,919 | SH |
| 17 | MICROSOFT CORP | MSFT | 594918104 | $1.7M | 1.58% | 4,636 | SH |
| 18 | ALPHABET INC | GOOGL | 02079K305 | $1.7M | 1.55% | 5,845 | SH |
| 19 | SPDR SERIES TRUST | SPAB | 78464A649 | $1.6M | 1.49% | 63,030 | SH |
| 20 | VANGUARD INDEX FDS | VNQ | 922908553 | $1.6M | 1.47% | 17,889 | SH |
| 21 | ISHARES TR | USRT | 464288521 | $1.6M | 1.46% | 26,737 | SH |
| 22 | VANGUARD MUN BD FDS | VTEB | 922907746 | $1.5M | 1.37% | 29,667 | SH |
| 23 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $1.3M | 1.17% | 2,653 | SH |
| 24 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.1M | 1.02% | 1,706 | SH |
| 25 | AMERICAN CENTY ETF TR | AVUS | 025072885 | $1.1M | 1.00% | 9,719 | SH |
| 26 | AMAZON COM INC | AMZN | 023135106 | $970.3K | 0.90% | 4,659 | SH |
| 27 | META PLATFORMS INC | META | 30303M102 | $936.6K | 0.86% | 1,637 | SH |
| 28 | DIMENSIONAL ETF TRUST | DFCA | 25434V633 | $895.5K | 0.83% | 17,963 | SH |
| 29 | ALPHABET INC | GOOG | 02079K107 | $890.5K | 0.82% | 3,104 | SH |
| 30 | VANGUARD WORLD FD | MGC | 921910873 | $813.9K | 0.75% | 3,444 | SH |
| 31 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $786.1K | 0.73% | 3,655 | SH |
| 32 | JPMORGAN CHASE & CO | JPM | 46625H100 | $759.2K | 0.70% | 2,581 | SH |
| 33 | ISHARES TR | IAGG | 46435G672 | $748.9K | 0.69% | 14,967 | SH |
| 34 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $673.0K | 0.62% | 14,742 | SH |
| 35 | SCHWAB STRATEGIC TR | SCHH | 808524847 | $585.9K | 0.54% | 27,266 | SH |
| 36 | EXXON MOBIL CORP | XOM | 30231G102 | $585.7K | 0.54% | 3,452 | SH |
| 37 | DIMENSIONAL ETF TRUST | DFAS | 25434V500 | $576.7K | 0.53% | 8,108 | SH |
| 38 | JOHNSON & JOHNSON | JNJ | 478160104 | $555.9K | 0.51% | 2,274 | SH |
| 39 | ELI LILLY & CO | LLY | 532457108 | $477.4K | 0.44% | 519 | SH |
| 40 | CHEVRON CORPORATION | CVX | 166764100 | $439.9K | 0.41% | 2,126 | SH |
| 41 | BROADCOM INC | AVGO | 11135F101 | $387.2K | 0.36% | 1,251 | SH |
| 42 | DBX ETF TR | CA | 23306X852 | $350.0K | 0.32% | 14,104 | SH |
| 43 | VANGUARD INDEX FDS | VXF | 922908652 | $348.2K | 0.32% | 1,692 | SH |
| 44 | NOVARTIS AG | NVS | 66987V109 | $326.0K | 0.30% | 2,134 | SH |
| 45 | MERCK & CO INC | MRK | 58933Y105 | $315.5K | 0.29% | 2,623 | SH |
| 46 | VANGUARD INDEX FDS | VV | 922908637 | $307.6K | 0.28% | 1,029 | SH |
| 47 | WALMART INC | WMT | 931142103 | $277.9K | 0.26% | 2,236 | SH |
| 48 | HSBC HLDGS PLC | HSBC | 404280406 | $268.3K | 0.25% | 3,253 | SH |
| 49 | VISA INC | V | 92826C839 | $253.9K | 0.23% | 840 | SH |
| 50 | APPLIED MATLS INC | AMAT | 038222105 | $251.9K | 0.23% | 737 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-06 | $108.3M | 63 | 0002021762-26-000002 |
| 2025-12-31 | 2026-02-10 | $107.5M | 62 | 0002021762-26-000001 |