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Prospect Financial Group LLC — 13F Holdings & Portfolio

CIK 2021762 · latest 13F-HR filed 2026-08-07

Backtest portfolio

Prospect Financial Group LLC manages $124.1M in 13F-reported U.S. long-equity assets across 70 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are DFEM (9.75%), DCOR (7.45%), BND (7.00%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 9 new positions and exited 2; 44 existing positions rose in reported value and 5 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$124.1M

Long-equity book

Holdings
70

Distinct positions

Period
2026-06-30

Filed 2026-08-07

Q/Q Activity
+9 / −2 / ↑44 / ↓5

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
DFEM9.8% · -6%DCOR7.5% · -0%BND7.0% · +8%DFIC6.1% · -1%DFAC5.9% · +0%BNDX5.9% · +10%VTI5.1% · -1%VOO4.0% · 0%AVDV3.3% · 0%FREL2.9% · +6%AVDE2.9% · +3%AVEM2.3% · +4%NVDA2.3% · -5%AAPL2.2% · -0%VTEB2.1% · +73%DFIS1.7% · +0%GOOGL1.6% · -7%USRT1.4% · +1%COMB1.4% · -2%VNQ1.4% · +0%AVUS1.4% · +36%MSFT1.3% · -5%SPAB1.3% · +0%BRK.B1.1% · +2%SPY1.0% · 0%AMZN0.9% · +2%GOOG0.9% · +2%DFCA0.7% · -0%META0.7% · -3%MGC0.7% · -5%JPM0.7% · +6%VIG0.7% · 0%VTEC0.6% · newIAGG0.6% · +2%SPDW0.6% · 0%MU0.6% · -9%LLY0.5% · +4%DFAS0.5% · -5%SCHH0.5% · -2%PULS0.5% · +155%JNJ0.5% · +3%AMAT0.4% · -9%XOM0.4% · +3%AVGO0.4% · +2%VXF0.3% · 0%CAT0.3% · +1%CVX0.3% · +1%VV0.3% · 0%MRK0.3% · +3%NVS0.3% · +2%V0.3% · +10%CSCO0.3% · +1%HSBC0.3% · +1%AMD0.2% · newASML0.2% · newLRCX0.2% · newABBV0.2% · +6%VB0.2% · 0%WMT0.2% · +3%MA0.2% · +6%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 57.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 21, 2026.

Assets Under Management
$6.64B
Discretionary
$6.62B
Employees
143
Accounts
4
Address
700 S. ROSEMARY AVE.
SUITE 204
WEST PALM BEACH, FL 33401
Phone
(561) 285-4044
Website
Name Title / Status Ownership Type
BARRY, JOHN, FRANCIS ControlCEO
since Mar 2004
75% or moreIndividual
WININGER, RUSSELL, LAWRENCECHIEF COMPLIANCE OFFICER
since Jun 2024
Less than 5%Individual
Ownership & leadership changes · 5 filings with changes since Mar 13, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Aug 21, 2026 filing
  • No longer listedBLACKMAN, PATRICIA, LYNN · DEPUTY COMPLIANCE OFFICER · Less than 5% · listed since Mar 2018
Jun 14, 2024 filing
  • No longer listedLI, JONATHAN, JUNG-HSI · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Dec 2018
  • AddedWININGER, RUSSELL, LAWRENCE · CHIEF COMPLIANCE OFFICER · Less than 5%
Jan 2, 2019 filing
  • No longer listedBECKER, DARIA · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Dec 2006
  • AddedLI, JONATHAN, JUNG-HSI · CHIEF COMPLIANCE OFFICER · Less than 5%
Jul 12, 2018 filing
  • ChangedBLACKMAN, PATRICIA, LYNN · title CO-C. COMPLIANCE OFFICER → DEPUTY COMPLIANCE OFFICER
Mar 29, 2018 filing
  • AddedBLACKMAN, PATRICIA, LYNN · CO-C. COMPLIANCE OFFICER · Less than 5%
Mar 13, 2012 filing (earliest on record)
  • ListedBARRY, JOHN, FRANCIS · CEO · 75% or more · control person
  • ListedBECKER, DARIA · CHIEF COMPLIANCE OFFICER · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 44 →

Top Trims

Show all 5 →

New Positions

Show all 9 →

Exited Positions

Show all 2 →

Prospect Financial Group LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 DIMENSIONAL ETF TRUST DFEM 25434V732 $12.1M 9.75% 297,935 SH
2 DIMENSIONAL ETF TRUST DCOR 25434V625 $9.2M 7.45% 112,825 SH
3 VANGUARD BD INDEX FDS BND 921937835 $8.7M 7.00% 118,297 SH
4 DIMENSIONAL ETF TRUST DFIC 25434V799 $7.6M 6.08% 202,685 SH
5 DIMENSIONAL ETF TRUST DFAC 25434V708 $7.3M 5.92% 165,652 SH
6 VANGUARD CHARLOTTE FDS BNDX 92203J407 $7.3M 5.90% 151,161 SH
7 VANGUARD INDEX FDS VTI 922908769 $6.3M 5.09% 17,067 SH
8 VANGUARD INDEX FDS VOO 922908363 $4.9M 3.97% 7,180 SH
9 AMERICAN CENTY ETF TR AVDV 025072802 $4.1M 3.32% 39,966 SH
10 FIDELITY COVINGTON TRUST FREL 316092857 $3.7M 2.94% 124,636 SH
11 AMERICAN CENTY ETF TR AVDE 025072703 $3.6M 2.88% 40,017 SH
12 AMERICAN CENTY ETF TR AVEM 025072604 $2.9M 2.32% 29,892 SH
13 NVIDIA CORPORATION NVDA 67066G104 $2.8M 2.28% 14,120 SH
14 APPLE INC AAPL 037833100 $2.7M 2.21% 9,494 SH
15 VANGUARD MUN BD FDS VTEB 922907746 $2.6M 2.09% 51,288 SH
16 DIMENSIONAL ETF TRUST DFIS 25434V773 $2.1M 1.72% 60,906 SH
17 ALPHABET INC GOOGL 02079K305 $1.9M 1.56% 5,427 SH
18 ISHARES TR USRT 464288521 $1.8M 1.44% 26,936 SH
19 GRANITESHARES ETF TR COMB 38747R108 $1.8M 1.44% 74,015 SH
20 VANGUARD INDEX FDS VNQ 922908553 $1.7M 1.39% 17,928 SH
21 AMERICAN CENTY ETF TR AVUS 025072885 $1.7M 1.37% 13,234 SH
22 MICROSOFT CORP MSFT 594918104 $1.6M 1.33% 4,411 SH
23 SPDR SERIES TRUST SPAB 78464A649 $1.6M 1.30% 63,072 SH
24 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.4M 1.09% 2,711 SH
25 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $1.3M 1.03% 1,706 SH
26 AMAZON COM INC AMZN 023135106 $1.1M 0.91% 4,740 SH
27 ALPHABET INC GOOG 02079K107 $1.1M 0.90% 3,158 SH
28 DIMENSIONAL ETF TRUST DFCA 25434V633 $901.2K 0.73% 17,960 SH
29 META PLATFORMS INC META 30303M102 $896.8K 0.72% 1,592 SH
30 VANGUARD WORLD FD MGC 921910873 $896.4K 0.72% 3,276 SH
31 JPMORGAN CHASE & CO JPM 46625H100 $892.0K 0.72% 2,725 SH
32 VANGUARD SPECIALIZED FUNDS VIG 921908844 $864.9K 0.70% 3,655 SH
33 VANGUARD CALIF TAX FREE FDS VTEC 922021605 $783.1K 0.63% 7,784 SH
34 ISHARES TR IAGG 46435G672 $771.8K 0.62% 15,253 SH
35 SPDR INDEX SHS FDS SPDW 78463X889 $742.8K 0.60% 14,742 SH
36 MICRON TECHNOLOGY INC MU 595112103 $696.0K 0.56% 603 SH
37 ELI LILLY & CO LLY 532457108 $650.1K 0.52% 542 SH
38 DIMENSIONAL ETF TRUST DFAS 25434V500 $631.4K 0.51% 7,668 SH
39 SCHWAB STRATEGIC TR SCHH 808524847 $630.7K 0.51% 26,635 SH
40 PGIM ETF TR PULS 69344A107 $618.3K 0.50% 12,479 SH
41 JOHNSON & JOHNSON JNJ 478160104 $595.3K 0.48% 2,344 SH
42 APPLIED MATLS INC AMAT 038222105 $486.6K 0.39% 673 SH
43 EXXON MOBIL CORP XOM 30231G102 $485.6K 0.39% 3,552 SH
44 BROADCOM INC AVGO 11135F101 $480.5K 0.39% 1,272 SH
45 VANGUARD INDEX FDS VXF 922908652 $416.6K 0.34% 1,692 SH
46 CATERPILLAR INC CAT 149123101 $377.0K 0.30% 354 SH
47 CHEVRON CORPORATION CVX 166764100 $357.4K 0.29% 2,156 SH
48 VANGUARD INDEX FDS VV 922908637 $354.0K 0.29% 1,029 SH
49 MERCK & CO INC MRK 58933Y105 $346.8K 0.28% 2,699 SH
50 NOVARTIS AG NVS 66987V109 $340.9K 0.27% 2,175 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-07 $124.1M 70 0002021762-26-000003
2026-03-31 2026-05-06 $108.3M 63 0002021762-26-000002
2025-12-31 2026-02-10 $107.5M 62 0002021762-26-000001
Filer Information
Address
3617 N. ALBEMARLE ST.
ARLINGTON, VA 22207
Phone
(703) 852-9673
Filing Manager
Prospect Financial Group LLC
ARLINGTON, VA
Signatory
Gillian Curran
President