Bank & Trust Co — 13F Holdings & Portfolio
CIK 2026082 · latest 13F-HR filed 2026-10-07
Bank & Trust Co manages $159.0M in 13F-reported U.S. long-equity assets across 308 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are LLY (7.32%), OTTR (6.49%), MSFT (5.12%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 8 new positions and exited 3; 73 existing positions rose in reported value and 124 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$159.0M
Long-equity book
Holdings
308
Distinct positions
Period
2026-09-30
Filed 2026-10-07
Q/Q Activity
+8 / −3 / ↑73 / ↓124
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26LLY7.3% · -9%OTTR6.5% · -2%MSFT5.1% · -1%VLO3.5% · -0%GOOGL2.9% · -0%MPC2.8% · 0%AAPL2.7% · 0%C2.6% · -0%ORI2.4% · +0%XOM2.1% · -0%WMT2.0% · -0%AEE1.8% · -0%TRV1.8% · -0%CSCO1.7% · 0%JNJ1.7% · 0%ITW1.6% · 0%DUK1.6% · -0%CAT1.4% · 0%VZ1.4% · +2%CVX1.4% · 0%ALL1.4% · 0%MRK1.3% · -1%MCY1.2% · -2%AMZN1.2% · +1%INTC1.1% · +1%KO1.1% · -1%ENB1.0% · +1%ABBV1.0% · -1%NUE1.0% · -1%TFC1.0% · +2%MCD0.9% · -1%KEY0.9% · 0%NVDA0.8% · -7%T0.8% · +1%BMY0.8% · -1%WMB0.7% · -3%PFE0.7% · -1%PEP0.7% · +5%JPM0.7% · -1%FITB0.7% · -1%SO0.7% · -2%HD0.7% · 0%ADP0.6% · 0%LNT0.6% · 0%COF0.6% · -1%WEC0.6% · -1%GILD0.6% · -1%RF0.6% · 0%META0.6% · +4%ADM0.5% · -2%PPL0.5% · -2%AEP0.5% · -2%AIG0.4% · -0%BRK.B0.4% · +7%SBUX0.4% · 0%UTHR0.4% · 0%BAC0.4% · 0%TXNM0.4% · -1%KMB0.4% · +8%SYY0.4% · -5%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 37.9%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 25, 2026.
Assets Under Management
$250.98B
Discretionary
$250.98B
Employees
106
Accounts
588
Address
6455 IRVINE CENTER DRIVE
IRVINE, CA 92618-4518
IRVINE, CA 92618-4518
Phone
(949) 975-5000
This firm reports 1 disclosure item on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BERENDT, SARAH, DELORES Control | TREASURER AND CONTROLLER since Jan 2025 | Less than 5% | Individual |
| BURKE, KEVIN, THOMAS Control | DIRECTOR since Jan 2016 | Less than 5% | Individual |
| KERRICK, MICHELLE, C. Control | DIRECTOR since Jan 2024 | Less than 5% | Individual |
| KNIHTILA, MATTHEW, EDWIN Control | CHIEF COMPLIANCE OFFICER since Jul 2025 | Less than 5% | Individual |
| LAMKIN, JANET, WESLEY Control | DIRECTOR since Sep 2021 | Less than 5% | Individual |
| NISHIYAMA, KRISTINE, MIE Control | DIRECTOR, CHAIR, SENIOR VICE PRESIDENT AND GENERAL COUNSEL since Mar 2013 | Less than 5% | Individual |
| SAKS, KEVIN, MICHAEL Control | DIRECTOR AND PRESIDENT since Feb 2023 | Less than 5% | Individual |
| SILVERMAN, SUSI, MICHELE Control | DIRECTOR since Jan 2025 | Less than 5% | Individual |
| THE CAPITAL GROUP COMPANIES, INC. Control | STOCKHOLDER since Jul 2000 | 75% or more | Domestic Entity |
Ownership & leadership changes · 15 filings with changes since Feb 13, 2014
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 1, 2025 filing
- No longer listedNIXON, NASEEM, ZARIFEH SAHAR · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2024
- AddedKNIHTILA, MATTHEW, EDWIN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jan 31, 2025 filing
- No longer listedSPINELLA, CARMELO · DIRECTOR · Less than 5% · control person · listed since Jul 2009
- AddedBERENDT, SARAH, DELORES · TREASURER AND CONTROLLER · Less than 5% · control person
- ChangedSILVERMAN, SUSI, MICHELE · title TREASURER & CONTROLLER → DIRECTOR
Jun 7, 2024 filing
- No longer listedPoon, Herbert, Yungtai · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2023
- AddedNIXON, NASEEM, ZARIFEH SAHAR · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 11, 2024 filing
- No longer listedCodon, Dennis, Patrick Roy · DIRECTOR · Less than 5% · control person · listed since Oct 2014
- AddedKERRICK, MICHELLE, C. · DIRECTOR · Less than 5% · control person
Dec 6, 2023 filing
- No longer listedZERGES, JESSICA, MORAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2020
- AddedPoon, Herbert, Yungtai · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Feb 21, 2023 filing
- No longer listedMULLER, LAURA, DOCLAR · DIRECTOR AND PRESIDENT · Less than 5% · control person · listed since Jun 2017
- AddedSAKS, KEVIN, MICHAEL · DIRECTOR AND PRESIDENT · Less than 5% · control person
Jan 26, 2023 filing
- No longer listedPAUL, DOUGLAS, ALLEN · DIRECTOR · Less than 5% · control person · listed since Jul 2000
- AddedLAMKIN, JANET, WESLEY · DIRECTOR · Less than 5% · control person
Sep 28, 2021 filing
- ChangedNISHIYAMA, KRISTINE, MIE · title DIRECTOR, CHAIRMAN, SENIOR VICE PRESIDENT AND GENERAL COUNSEL → DIRECTOR, CHAIR, SENIOR VICE PRESIDENT AND GENERAL COUNSEL
- ChangedSILVERMAN, SUSI, MICHELE · title CONTROLLER → TREASURER & CONTROLLER
Jan 23, 2020 filing
- No longer listedSCOFIELD, JANE, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2013
- AddedZERGES, JESSICA, MORAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Sep 28, 2018 filing
- No longer listedDOWNER, MICHAEL, JOSEF · DIRECTOR & CHAIRMAN · Less than 5% · control person · listed since Jul 2000
- ChangedMULLER, LAURA, DOCLAR · title PRESIDENT → DIRECTOR AND PRESIDENT
- ChangedNISHIYAMA, KRISTINE, MIE · title SENIOR VICE PRESIDENT AND GENERAL COUNSEL → DIRECTOR, CHAIRMAN, SENIOR VICE PRESIDENT AND GENERAL COUNSEL
Older changes (6 more filings)
Sep 28, 2017 filing
- No longer listedCASSIN, DENISE, MARILYN · PRESIDENT & DIRECTOR · Less than 5% · control person · listed since Jul 2014
- AddedMULLER, LAURA, DOCLAR · PRESIDENT · Less than 5% · control person
Sep 28, 2016 filing
- No longer listedZUKOR, JAMES, ROTH · DIRECTOR · Less than 5% · control person · listed since Jul 2000
- AddedBURKE, KEVIN, THOMAS · DIRECTOR · Less than 5% · control person
Sep 28, 2015 filing
- AddedCodon, Dennis, Patrick Roy · DIRECTOR · Less than 5% · control person
- ChangedSILVERMAN, SUSI, MICHELE · title TREASURER → CONTROLLER
Sep 29, 2014 filing
- ChangedNISHIYAMA, KRISTINE, MIE · title GENERAL COUNSEL → SENIOR VICE PRESIDENT AND GENERAL COUNSEL
Jul 15, 2014 filing
- No longer listedEDWARDS, LLOYD, GEORGE · DIRECTOR & PRESIDENT · Less than 5% · control person · listed since Feb 2010
- AddedCASSIN, DENISE, MARILYN · PRESIDENT & DIRECTOR · Less than 5% · control person
Feb 13, 2014 filing (earliest on record)
- ListedDOWNER, MICHAEL, JOSEF · DIRECTOR & CHAIRMAN · Less than 5% · control person
- ListedEDWARDS, LLOYD, GEORGE · DIRECTOR & PRESIDENT · Less than 5% · control person
- ListedNISHIYAMA, KRISTINE, MIE · GENERAL COUNSEL · Less than 5% · control person
- ListedPAUL, DOUGLAS, ALLEN · DIRECTOR · Less than 5% · control person
- ListedSCOFIELD, JANE, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedSILVERMAN, SUSI, MICHELE · TREASURER · Less than 5% · control person
- ListedSPINELLA, CARMELO · DIRECTOR · Less than 5% · control person
- ListedTHE CAPITAL GROUP COMPANIES, INC. · STOCKHOLDER · 75% or more · control person
- ListedZUKOR, JAMES, ROTH · DIRECTOR · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- Microsoft Corp Com$2.2M +36.0%
- Valero Energy Corp New Com$1.8M +48.3%
- Marathon Pete Corp Com$1.6M +54.7%
- Apple Inc Com$560.0K +15.1%
- Chevron Corp New Com$418.8K +23.2%
Top Trims
- Lilly Eli & Co Com-$1.6M -11.8%
- Caterpillar Inc Del Com-$720.4K -23.9%
- Ameren Corp Com-$406.4K -12.4%
- Old Rep Intl Corp Com-$361.5K -8.7%
- Citigroup Inc Com New-$353.1K -7.8%
Exited Positions
- Exxon Mobil Corp Com$2.8M
- Oneok INC CORP COMMON$128.4K
- Leggett & Platt Inc Com$25.1K
Bank & Trust Co Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | Lilly Eli & Co Com | LLY | 532457108 | $11.6M | 7.32% | 10,054 | SH |
| 2 | Otter Tail Corp Com | OTTR | 689648103 | $10.3M | 6.49% | 117,295 | SH |
| 3 | Microsoft Corp Com | MSFT | 594918104 | $8.1M | 5.12% | 15,875 | SH |
| 4 | Valero Energy Corp New Com | VLO | 91913Y100 | $5.5M | 3.46% | 14,202 | SH |
| 5 | Alphabet Inc Cap Stk Cl A | GOOGL | 02079K305 | $4.6M | 2.88% | 13,306 | SH |
| 6 | Marathon Pete Corp Com | MPC | 56585A102 | $4.5M | 2.81% | 11,288 | SH |
| 7 | Apple Inc Com | AAPL | 037833100 | $4.3M | 2.68% | 12,812 | SH |
| 8 | Citigroup Inc Com New | C | 172967424 | $4.2M | 2.62% | 32,147 | SH |
| 9 | Old Rep Intl Corp Com | ORI | 680223104 | $3.8M | 2.39% | 101,883 | SH |
| 10 | Exxonmobil Holdings Corporation Ordinary Shares | XOM | 30233Q108 | $3.4M | 2.11% | 20,658 | SH |
| 11 | Walmart Inc Com | WMT | 931142103 | $3.1M | 1.98% | 30,272 | SH |
| 12 | Ameren Corp Com | AEE | 023608102 | $2.9M | 1.80% | 28,847 | SH |
| 13 | The Travelers Companies Inc. | TRV | 89417E109 | $2.8M | 1.76% | 7,863 | SH |
| 14 | Cisco Sys Inc Com | CSCO | 17275R102 | $2.8M | 1.75% | 25,843 | SH |
| 15 | Johnson & Johnson Com | JNJ | 478160104 | $2.7M | 1.69% | 10,126 | SH |
| 16 | Illinois Tool Wks Inc Com | ITW | 452308109 | $2.6M | 1.64% | 10,116 | SH |
| 17 | Duke Energy Corp New Com New | DUK | 26441C204 | $2.6M | 1.61% | 22,503 | SH |
| 18 | Caterpillar Inc Del Com | CAT | 149123101 | $2.3M | 1.45% | 2,835 | SH |
| 19 | Verizon Communications Com | VZ | 92343V104 | $2.2M | 1.40% | 48,533 | SH |
| 20 | Chevron Corp New Com | CVX | 166764100 | $2.2M | 1.40% | 10,891 | SH |
| 21 | Allstate Corp Com | ALL | 020002101 | $2.2M | 1.39% | 9,992 | SH |
| 22 | Merck & Co Inc Com | MRK | 58933Y105 | $2.1M | 1.31% | 14,318 | SH |
| 23 | Mercury Genl Corp New Com | MCY | 589400100 | $1.9M | 1.19% | 19,078 | SH |
| 24 | Amazon Com Inc Com | AMZN | 023135106 | $1.9M | 1.17% | 7,458 | SH |
| 25 | Intel Corp Com | INTC | 458140100 | $1.7M | 1.08% | 14,279 | SH |
| 26 | Coca Cola Co Com | KO | 191216100 | $1.7M | 1.07% | 19,841 | SH |
| 27 | Enbridge Inc Com | ENB | 29250N105 | $1.6M | 0.98% | 33,643 | SH |
| 28 | Abbvie Inc Com | ABBV | 00287Y109 | $1.5M | 0.97% | 5,888 | SH |
| 29 | Nucor Corp Com | NUE | 670346105 | $1.5M | 0.96% | 6,552 | SH |
| 30 | Truist Financial Corp COMMON | TFC | 89832Q109 | $1.5M | 0.96% | 33,055 | SH |
| 31 | McDonalds Corp Com | MCD | 580135101 | $1.5M | 0.95% | 6,510 | SH |
| 32 | KeyCorp New Com | KEY | 493267108 | $1.4M | 0.87% | 68,575 | SH |
| 33 | Nvidia Corp Com | NVDA | 67066G104 | $1.4M | 0.85% | 5,915 | SH |
| 34 | AT&T Inc Com | T | 00206R102 | $1.3M | 0.80% | 52,105 | SH |
| 35 | Bristol Myers Squibb Co Com | BMY | 110122108 | $1.3M | 0.79% | 20,210 | SH |
| 36 | Williams Cos Inc Del Com | WMB | 969457100 | $1.2M | 0.74% | 17,252 | SH |
| 37 | Pfizer Inc Com | PFE | 717081103 | $1.2M | 0.73% | 40,631 | SH |
| 38 | Pepsico Inc Com | PEP | 713448108 | $1.1M | 0.71% | 8,898 | SH |
| 39 | JPMorgan Chase & Co Com | JPM | 46625H100 | $1.1M | 0.71% | 3,390 | SH |
| 40 | Fifth Third Bancorp Com | FITB | 316773100 | $1.1M | 0.69% | 21,690 | SH |
| 41 | Southern Co Com | SO | 842587107 | $1.1M | 0.69% | 13,199 | SH |
| 42 | Home Depot Inc Com | HD | 437076102 | $1.1M | 0.68% | 3,790 | SH |
| 43 | Automatic Data Processing Incom | ADP | 053015103 | $1.0M | 0.63% | 3,908 | SH |
| 44 | Alliant Energy Corp Com | LNT | 018802108 | $991.9K | 0.62% | 15,670 | SH |
| 45 | Capital One Finl Corp Com | COF | 14040H105 | $979.8K | 0.62% | 5,075 | SH |
| 46 | WEC Energy Group Inc Com | WEC | 92939U106 | $934.4K | 0.59% | 9,272 | SH |
| 47 | Gilead Sciences Inc Com | GILD | 375558103 | $902.3K | 0.57% | 6,054 | SH |
| 48 | Regions Finl Corp New Com | RF | 7591EP100 | $896.1K | 0.56% | 33,338 | SH |
| 49 | Meta Platforms, Inc. | META | 30303M102 | $880.4K | 0.55% | 1,214 | SH |
| 50 | Archer Daniels Midland Co Com | ADM | 039483102 | $832.9K | 0.52% | 10,492 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-07 | $159.0M | 308 | 0002026082-26-000005 |
| 2026-06-30 | 2026-07-10 | $158.4M | 303 | 0002026082-26-000004 |
| 2026-03-31 | 2026-04-13 | $148.4M | 304 | 0002026082-26-000002 |
| 2025-12-31 | 2026-01-13 | $141.6M | 296 | 0002026082-26-000001 |
Filer Information
Address
401 N MADISON STLITCHFIELD, IL 62056
Phone
(217) 324-3935
Filing Manager
Bank & Trust Co
LITCHFIELD, IL
Signatory
Trisha Bradley
Assistant Trust Officer