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Convergence Financial, LLC — 13F Holdings & Portfolio

CIK 2034001 · latest 13F-HR filed 2026-08-05

Backtest portfolio

Convergence Financial, LLC manages $1.26B in 13F-reported U.S. long-equity assets across 272 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPYG (7.74%), SPYV (5.86%), JAVA (3.49%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 86 new positions and exited 31; 132 existing positions rose in reported value and 42 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.26B

Long-equity book

Holdings
272

Distinct positions

Period
2026-06-30

Filed 2026-08-05

Q/Q Activity
+86 / −31 / ↑132 / ↓42

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
SPYG7.7% · +64%SPYV5.9% · -24%JAVA3.5% · +57%SLYG3.5% · +90%MDYG3.3% · -32%SLYV3.3% · +90%MDYV3.2% · -30%XLK3.2% · +72%FLCO3.2% · +104%TBLL2.9% · +146%MTUM2.8% · +18%CGCP2.5% · +160%SPAB2.0% · -64%AVEM1.9% · +1874%IDEV1.8% · +99%NVDA1.8% · +94%AAPL1.8% · +95%GOOGL1.5% · +90%MSFT1.4% · +31%AVGO1.4% · +93%SPYM1.4% · +32%CGDV1.3% · +84%TSLA1.3% · -35%AMZN1.2% · +101%SPDW1.1% · +65%WINN1.0% · +91%IEMG1.0% · +89%DIAL1.0% · +2%META1.0% · -2%IJR0.9% · +109%SHY0.9% · newCLIP0.9% · +123%SOFI0.9% · newSPMO0.8% · newLLY0.8% · +95%SPHQ0.8% · +99%MU0.7% · +443%IJH0.7% · +113%CRWD0.6% · -4%TRPA0.6% · +101%GEV0.6% · +61%FENI0.6% · -28%JPM0.6% · +90%NBSD0.5% · newCGGO0.4% · +1786%AME0.4% · +89%CRAK0.4% · -3%COST0.4% · -3%GS0.4% · +90%IBIT0.4% · +108%GBTC0.4% · +100%BRK.B0.4% · +83%SPCX0.4% · newSPHY0.4% · +2%SGOV0.3% · +110%ALL0.3% · +86%LOW0.3% · +82%PG0.3% · +91%ARM0.3% · +44%DUK0.3% · -5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 39.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 30, 2026.

Assets Under Management
$904.0M
Discretionary
$902.9M
Employees
18
Accounts
4,725
Address
3919 S. PROVIDENCE ROAD
COLUMBIA, MO 65203
Phone
(573) 818-2264
Website
This firm reports 1 disclosure item on its registration.
Name Title / Status Ownership Type
COOK, TRAVIS, EARL ControlCEO AND MEMBER
since Apr 2019
75% or moreIndividual
GLHC, LLC ControlMEMBER
since Apr 2019
10–25%Domestic Entity
HOFFMANN, TYLER, STEPHEN ControlPRESIDENT AND MEMBER
since Jan 2023
Less than 5%Individual
PARRIE, ADAM, BRIAN ControlCHIEF COMPLIANCE OFFICER
since Apr 2026
Less than 5%Individual
DELANEY, CONOR, FRANCIS
Indirect owner via GLHC, LLC
MEMBER
since Apr 2019
50–75%Individual
Ownership & leadership changes · 9 filings with changes since May 4, 2019

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 29, 2026 filing
  • No longer listedWRISBERG, CATHLEEN, ANNE · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Sep 2024
  • AddedPARRIE, ADAM, BRIAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Aug 26, 2025 filing
  • ChangedHOFFMANN, TYLER, STEPHEN · title PRESIDENT → PRESIDENT AND MEMBER
Oct 16, 2024 filing
  • No longer listedLITTRELL, WILLIAM, PAINTER · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Dec 2023
  • AddedWRISBERG, CATHLEEN, ANNE · CHIEF COMPLIANCE OFFICER · Less than 5%
Jan 18, 2024 filing
  • No longer listedLYMAN, KELSEY, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2022
  • AddedLITTRELL, WILLIAM, PAINTER · CHIEF COMPLIANCE OFFICER · Less than 5%
Jul 24, 2023 filing
  • No longer listedCostello, William, Brian · MEMBER · Less than 5% · control person · listed since Apr 2019
Feb 15, 2023 filing
  • AddedHOFFMANN, TYLER, STEPHEN · PRESIDENT · Less than 5% · control person
  • ChangedCOOK, TRAVIS, EARL · title PRESIDENT AND MEMBER → CEO AND MEMBER
Dec 4, 2022 filing
  • No longer listedBROCHU, DENISE, JUNE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2021
  • AddedLYMAN, KELSEY, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 17, 2022 filing
  • No longer listedNEIN, COURTNIE, ELIZABETH · MEMBER · 25–50% · indirect via GLHC, LLC · listed since Apr 2019
Mar 26, 2021 filing
  • No longer listedGROMIS, RICHARD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2019
  • AddedBROCHU, DENISE, JUNE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
May 4, 2019 filing (earliest on record)
  • ListedCOOK, TRAVIS, EARL · PRESIDENT AND MEMBER · 75% or more · control person
  • ListedCostello, William, Brian · MEMBER · Less than 5% · control person
  • ListedDELANEY, CONOR, FRANCIS · MEMBER · 50–75% · indirect via GLHC, LLC
  • ListedGLHC, LLC · MEMBER · 10–25% · control person
  • ListedGROMIS, RICHARD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedNEIN, COURTNIE, ELIZABETH · MEMBER · 25–50% · indirect via GLHC, LLC

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Convergence Financial, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SERIES TRUST SPYG 78464A409 $97.3M 7.74% 817,671 SH
2 SPDR SERIES TRUST SPYV 78464A508 $73.6M 5.86% 1,211,498 SH
3 J P MORGAN EXCHANGE TRADED F JAVA 46641Q167 $43.8M 3.49% 552,018 SH
4 SPDR SERIES TRUST SLYG 78464A201 $43.5M 3.46% 365,342 SH
5 SPDR SERIES TRUST MDYG 78464A821 $42.0M 3.34% 374,287 SH
6 SPDR SERIES TRUST SLYV 78464A300 $41.6M 3.31% 381,642 SH
7 SPDR SERIES TRUST MDYV 78464A839 $40.0M 3.18% 422,035 SH
8 SELECT SECTOR SPDR TR XLK 81369Y803 $40.0M 3.18% 209,968 SH
9 FRANKLIN TEMPLETON ETF TR FLCO 35473P603 $39.8M 3.17% 1,857,864 SH
10 INVESCO EXCH TRADED FD TR II TBLL 46138G888 $36.2M 2.87% 342,489 SH
11 ISHARES TR MTUM 46432F396 $35.7M 2.84% 104,086 SH
12 CAPITAL GRP FIXED INCM ETF T CGCP 14020Y102 $32.0M 2.54% 1,435,557 SH
13 SPDR SERIES TRUST SPAB 78464A649 $25.5M 2.03% 999,682 SH
14 AMERICAN CENTY ETF TR AVEM 025072604 $23.8M 1.90% 247,021 SH
15 ISHARES TR IDEV 46435G326 $22.6M 1.80% 253,880 SH
16 NVIDIA CORPORATION NVDA 67066G104 $22.5M 1.79% 112,689 SH
17 APPLE INC AAPL 037833100 $22.2M 1.76% 76,656 SH
18 ALPHABET INC GOOGL 02079K305 $19.3M 1.53% 53,929 SH
19 MICROSOFT CORP MSFT 594918104 $18.1M 1.44% 48,438 SH
20 BROADCOM INC AVGO 11135F101 $17.9M 1.42% 47,265 SH
21 SPDR SERIES TRUST SPYM 78464A854 $17.7M 1.41% 201,965 SH
22 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $16.1M 1.28% 325,844 SH
23 TESLA INC TSLA 88160R101 $15.8M 1.26% 37,572 SH
24 AMAZON COM INC AMZN 023135106 $15.0M 1.20% 63,086 SH
25 SPDR INDEX SHS FDS SPDW 78463X889 $13.9M 1.10% 275,024 SH
26 HARBOR ETF TRUST WINN 41151J406 $13.1M 1.04% 402,966 SH
27 ISHARES INC IEMG 46434G103 $13.0M 1.03% 157,040 SH
28 COLUMBIA ETF TR I DIAL 19761L508 $12.4M 0.98% 680,631 SH
29 META PLATFORMS INC META 30303M102 $12.1M 0.96% 21,438 SH
30 ISHARES TR IJR 464287804 $12.0M 0.95% 80,594 SH
31 ISHARES TR SHY 464287457 $11.9M 0.94% 144,708 SH
32 GLOBAL X FDS CLIP 37960A438 $11.5M 0.92% 114,886 SH
33 SOFI TECHNOLOGIES INC SOFI 83406F102 $10.8M 0.86% 600,266 SH
34 INVESCO EXCH TRADED FD TR II SPMO 46138E339 $10.4M 0.83% 64,256 SH
35 ELI LILLY & CO LLY 532457108 $10.2M 0.81% 8,507 SH
36 INVESCO EXCHANGE TRADED FD T SPHQ 46137V241 $10.2M 0.81% 112,754 SH
37 MICRON TECHNOLOGY INC MU 595112103 $8.9M 0.71% 7,697 SH
38 ISHARES TR IJH 464287507 $8.4M 0.67% 108,989 SH
39 CROWDSTRIKE HLDGS INC CRWD 22788C105 $7.6M 0.60% 9,909 SH
40 HARTFORD FDS EXCHANGE TRADED TRPA 41653L602 $7.5M 0.60% 192,686 SH
41 GE VERNOVA INC GEV 36828A101 $7.5M 0.59% 6,369 SH
42 FIDELITY COVINGTON TRUST FENI 31609A404 $7.1M 0.57% 178,022 SH
43 JPMORGAN CHASE & CO JPM 46625H100 $7.0M 0.56% 21,503 SH
44 NEUBERGER BERMAN ETF TRUST NBSD 64135A887 $6.8M 0.54% 135,405 SH
45 CAPITAL GROUP GBL GROWTH EQT CGGO 14020X104 $5.6M 0.44% 132,152 SH
46 AMETEK INC AME 031100100 $5.5M 0.43% 22,589 SH
47 VANECK ETF TRUST CRAK 92189F585 $5.3M 0.42% 114,904 SH
48 COSTCO WHOLESALE CORPORATION COST 22160K105 $5.0M 0.40% 5,326 SH
49 GOLDMAN SACHS GROUP INC GS 38141G104 $5.0M 0.40% 4,913 SH
50 ISHARES BITCOIN TRUST ETF IBIT 46438F101 $4.9M 0.39% 146,531 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-05 $1.26B 272 0002034001-26-000004
2026-03-31 2026-05-11 $943.1M 276 0002034001-26-000003
2025-12-31 2026-02-11 $685.3M 190 0002034001-26-000001
2025-09-30 2025-11-10 $665.9M 188 0002034001-25-000002
Filer Information
Address
3919 S PROVIDENCE RD
COLUMBIA, MO 65203
Phone
(573) 818-2264
Filing Manager
Convergence Financial, LLC
COLUMBIA, MO
Signatory
Adam Parrie
CCO