Convergence Financial, LLC — 13F Holdings & Portfolio
CIK 2034001 · latest 13F-HR filed 2026-08-05
Convergence Financial, LLC manages $1.26B in 13F-reported U.S. long-equity assets across 272 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPYG (7.74%), SPYV (5.86%), JAVA (3.49%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 86 new positions, exited 31, added to 132, and trimmed 42.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
COLUMBIA, MO 65203
$1.26B
Long-equity book
272
Distinct positions
2026-06-30
Filed 2026-08-05
+86 / −31 / ↑132 / ↓42
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SPDR SERIES TRUST$47.9M +97.1%
- SPDR SERIES TRUST$24.8M +131.9%
- SELECT SECTOR SPDR TR$23.5M +142.6%
- AMERICAN CENTY ETF TR$22.7M +2007.8%
- SPDR SERIES TRUST$22.5M +117.7%
Top Trims
- SPDR SERIES TRUST-$60.6M -98.2%
- SPDR SERIES TRUST-$46.6M -64.6%
- SPDR SERIES TRUST-$17.3M -19.0%
- SPDR SERIES TRUST-$11.3M -22.0%
- SPDR SERIES TRUST-$10.9M -20.7%
New Positions
- ISHARES TR$11.9M
- SOFI TECHNOLOGIES INC$10.8M
- INVESCO EXCH TRADED FD TR II$10.4M
- NEUBERGER BERMAN ETF TRUST$6.8M
- SPACE EXPLORATION TECHN CORP$4.6M
Exited Positions
- SIMPLIFY EXCHANGE TRADED FUN$22.9M
- JANUS DETROIT STR TR$7.0M
- MORGAN STANLEY ETF TRUST$6.1M
- UBIQUITI INC$3.1M
- SERVICENOW INC$1.2M
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | $97.3M | 7.74% | 817,671 | SH |
| 2 | SPDR SERIES TRUST | SPYV | 78464A508 | $73.6M | 5.86% | 1,211,498 | SH |
| 3 | J P MORGAN EXCHANGE TRADED F | JAVA | 46641Q167 | $43.8M | 3.49% | 552,018 | SH |
| 4 | SPDR SERIES TRUST | SLYG | 78464A201 | $43.5M | 3.46% | 365,342 | SH |
| 5 | SPDR SERIES TRUST | MDYG | 78464A821 | $42.0M | 3.34% | 374,287 | SH |
| 6 | SPDR SERIES TRUST | SLYV | 78464A300 | $41.6M | 3.31% | 381,642 | SH |
| 7 | SPDR SERIES TRUST | MDYV | 78464A839 | $40.0M | 3.18% | 422,035 | SH |
| 8 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $40.0M | 3.18% | 209,968 | SH |
| 9 | FRANKLIN TEMPLETON ETF TR | FLCO | 35473P603 | $39.8M | 3.17% | 1,857,864 | SH |
| 10 | INVESCO EXCH TRADED FD TR II | TBLL | 46138G888 | $36.2M | 2.87% | 342,489 | SH |
| 11 | ISHARES TR | MTUM | 46432F396 | $35.7M | 2.84% | 104,086 | SH |
| 12 | CAPITAL GRP FIXED INCM ETF T | CGCP | 14020Y102 | $32.0M | 2.54% | 1,435,557 | SH |
| 13 | SPDR SERIES TRUST | SPAB | 78464A649 | $25.5M | 2.03% | 999,682 | SH |
| 14 | AMERICAN CENTY ETF TR | AVEM | 025072604 | $23.8M | 1.90% | 247,021 | SH |
| 15 | ISHARES TR | IDEV | 46435G326 | $22.6M | 1.80% | 253,880 | SH |
| 16 | NVIDIA CORPORATION | NVDA | 67066G104 | $22.5M | 1.79% | 112,689 | SH |
| 17 | APPLE INC | AAPL | 037833100 | $22.2M | 1.76% | 76,656 | SH |
| 18 | ALPHABET INC | GOOGL | 02079K305 | $19.3M | 1.53% | 53,929 | SH |
| 19 | MICROSOFT CORP | MSFT | 594918104 | $18.1M | 1.44% | 48,438 | SH |
| 20 | BROADCOM INC | AVGO | 11135F101 | $17.9M | 1.42% | 47,265 | SH |
| 21 | SPDR SERIES TRUST | SPYM | 78464A854 | $17.7M | 1.41% | 201,965 | SH |
| 22 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $16.1M | 1.28% | 325,844 | SH |
| 23 | TESLA INC | TSLA | 88160R101 | $15.8M | 1.26% | 37,572 | SH |
| 24 | AMAZON COM INC | AMZN | 023135106 | $15.0M | 1.20% | 63,086 | SH |
| 25 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $13.9M | 1.10% | 275,024 | SH |
| 26 | HARBOR ETF TRUST | WINN | 41151J406 | $13.1M | 1.04% | 402,966 | SH |
| 27 | ISHARES INC | IEMG | 46434G103 | $13.0M | 1.03% | 157,040 | SH |
| 28 | COLUMBIA ETF TR I | DIAL | 19761L508 | $12.4M | 0.98% | 680,631 | SH |
| 29 | META PLATFORMS INC | META | 30303M102 | $12.1M | 0.96% | 21,438 | SH |
| 30 | ISHARES TR | IJR | 464287804 | $12.0M | 0.95% | 80,594 | SH |
| 31 | ISHARES TR | SHY | 464287457 | $11.9M | 0.94% | 144,708 | SH |
| 32 | GLOBAL X FDS | CLIP | 37960A438 | $11.5M | 0.92% | 114,886 | SH |
| 33 | SOFI TECHNOLOGIES INC | SOFI | 83406F102 | $10.8M | 0.86% | 600,266 | SH |
| 34 | INVESCO EXCH TRADED FD TR II | SPMO | 46138E339 | $10.4M | 0.83% | 64,256 | SH |
| 35 | ELI LILLY & CO | LLY | 532457108 | $10.2M | 0.81% | 8,507 | SH |
| 36 | INVESCO EXCHANGE TRADED FD T | SPHQ | 46137V241 | $10.2M | 0.81% | 112,754 | SH |
| 37 | MICRON TECHNOLOGY INC | MU | 595112103 | $8.9M | 0.71% | 7,697 | SH |
| 38 | ISHARES TR | IJH | 464287507 | $8.4M | 0.67% | 108,989 | SH |
| 39 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $7.6M | 0.60% | 9,909 | SH |
| 40 | HARTFORD FDS EXCHANGE TRADED | TRPA | 41653L602 | $7.5M | 0.60% | 192,686 | SH |
| 41 | GE VERNOVA INC | GEV | 36828A101 | $7.5M | 0.59% | 6,369 | SH |
| 42 | FIDELITY COVINGTON TRUST | FENI | 31609A404 | $7.1M | 0.57% | 178,022 | SH |
| 43 | JPMORGAN CHASE & CO | JPM | 46625H100 | $7.0M | 0.56% | 21,503 | SH |
| 44 | NEUBERGER BERMAN ETF TRUST | NBSD | 64135A887 | $6.8M | 0.54% | 135,405 | SH |
| 45 | CAPITAL GROUP GBL GROWTH EQT | CGGO | 14020X104 | $5.6M | 0.44% | 132,152 | SH |
| 46 | AMETEK INC | AME | 031100100 | $5.5M | 0.43% | 22,589 | SH |
| 47 | VANECK ETF TRUST | CRAK | 92189F585 | $5.3M | 0.42% | 114,904 | SH |
| 48 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $5.0M | 0.40% | 5,326 | SH |
| 49 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $5.0M | 0.40% | 4,913 | SH |
| 50 | ISHARES BITCOIN TRUST ETF | IBIT | 46438F101 | $4.9M | 0.39% | 146,531 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-05 | $1.26B | 272 | 0002034001-26-000004 |
| 2026-03-31 | 2026-05-11 | $943.1M | 276 | 0002034001-26-000003 |
| 2025-12-31 | 2026-02-11 | $685.3M | 190 | 0002034001-26-000001 |
| 2025-09-30 | 2025-11-10 | $665.9M | 188 | 0002034001-25-000002 |