Convergence Financial, LLC — 13F Holdings & Portfolio
CIK 2034001 · latest 13F-HR filed 2026-05-11
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$943.1M
Long-equity book
Holdings
276
Distinct positions
Period
2026-03-31
Filed 2026-05-11
Q/Q Activity
+43 / −16 / ↑107 / ↓47
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SPDR SERIES TRUST$50.7M +126.2%
- SPDR SERIES TRUST$38.7M +115.6%
- SPDR SERIES TRUST$29.8M +93.4%
- SPDR SERIES TRUST$28.0M +112.6%
- SPDR SERIES TRUST$25.4M +98.0%
Top Trims
- FRANKLIN TEMPLETON ETF TR-$19.0M -98.7%
- SPDR SERIES TRUST-$8.6M -14.8%
- JPMORGAN CHASE & CO-$1.7M -33.2%
- NVIDIA CORPORATION-$1.5M -12.8%
- ALPHABET INC-$1.4M -14.5%
New Positions
- FRANKLIN TEMPLETON ETF TR$19.5M
- JANUS DETROIT STR TR$7.0M
- VANECK ETF TRUST$5.8M
- INVESCO EXCHANGE TRADED FD T$4.3M
- UBIQUITI INC$3.1M
Exited Positions
- NEUBERGER BERMAN ETF TRUST$12.1M
- INVESCO EXCH TRADED FD TR II$4.3M
- CAPITAL GROUP GROWTH ETF$2.5M
- MARKEL GROUP INC$827.6K
- DORMAN PRODS INC$552.5K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SPDR SERIES TRUST | SPYG | 78464A409 | $49.4M | 5.23% | 499,430 | SH |
| 2 | SPDR SERIES TRUST | SPYV | 78464A508 | $45.5M | 4.82% | 800,907 | SH |
| 3 | SPDR SERIES TRUST | SPYV | 78464A508 | $45.5M | 4.82% | 800,907 | SH |
| 4 | SPDR SERIES TRUST | SPAB | 78464A649 | $36.1M | 3.82% | 1,408,816 | SH |
| 5 | SPDR SERIES TRUST | SPAB | 78464A649 | $36.1M | 3.82% | 1,408,816 | SH |
| 6 | SPDR SERIES TRUST | BIL | 78468R663 | $30.9M | 3.27% | 336,669 | SH |
| 7 | SPDR SERIES TRUST | BIL | 78468R663 | $30.9M | 3.27% | 336,669 | SH |
| 8 | SPDR SERIES TRUST | MDYG | 78464A821 | $26.4M | 2.80% | 274,413 | SH |
| 9 | SPDR SERIES TRUST | MDYG | 78464A821 | $26.4M | 2.80% | 274,413 | SH |
| 10 | SPDR SERIES TRUST | MDYV | 78464A839 | $25.7M | 2.72% | 300,639 | SH |
| 11 | SPDR SERIES TRUST | MDYV | 78464A839 | $25.7M | 2.72% | 300,639 | SH |
| 12 | J P MORGAN EXCHANGE TRADED F | JAVA | 46641Q167 | $25.3M | 2.69% | 351,999 | SH |
| 13 | SIMPLIFY EXCHANGE TRADED FUN | MTBA | 82889N525 | $22.9M | 2.43% | 462,501 | SH |
| 14 | ISHARES TR | MTUM | 46432F396 | $21.4M | 2.27% | 88,345 | SH |
| 15 | FRANKLIN TEMPLETON ETF TR | FLCO | 35473P603 | $19.5M | 2.07% | 910,087 | SH |
| 16 | SPDR SERIES TRUST | SLYV | 78464A300 | $19.1M | 2.03% | 201,126 | SH |
| 17 | SPDR SERIES TRUST | SLYG | 78464A201 | $18.8M | 1.99% | 192,783 | SH |
| 18 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $16.5M | 1.75% | 122,308 | SH |
| 19 | INVESCO EXCH TRADED FD TR II | TBLL | 46138G888 | $14.7M | 1.56% | 139,210 | SH |
| 20 | MICROSOFT CORP | MSFT | 594918104 | $13.7M | 1.45% | 36,940 | SH |
| 21 | META PLATFORMS INC | META | 30303M102 | $12.5M | 1.33% | 21,860 | SH |
| 22 | CAPITAL GRP FIXED INCM ETF T | CGCP | 14020Y102 | $12.3M | 1.31% | 551,351 | SH |
| 23 | COLUMBIA ETF TR I | DIAL | 19761L508 | $12.1M | 1.28% | 668,338 | SH |
| 24 | ISHARES TR | IDEV | 46435G326 | $10.7M | 1.14% | 127,711 | SH |
| 25 | TESLA INC | TSLA | 88160R101 | $10.7M | 1.13% | 28,774 | SH |
| 26 | TESLA INC | TSLA | 88160R101 | $10.7M | 1.13% | 28,774 | SH |
| 27 | NVIDIA CORPORATION | NVDA | 67066G104 | $10.2M | 1.08% | 58,209 | SH |
| 28 | APPLE INC | AAPL | 037833100 | $10.0M | 1.06% | 39,366 | SH |
| 29 | FIDELITY COVINGTON TRUST | FENI | 31609A404 | $9.2M | 0.97% | 246,887 | SH |
| 30 | ALPHABET INC | GOOGL | 02079K305 | $8.2M | 0.87% | 28,423 | SH |
| 31 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $7.6M | 0.81% | 166,581 | SH |
| 32 | BROADCOM INC | AVGO | 11135F101 | $7.6M | 0.80% | 24,457 | SH |
| 33 | CAPITAL GROUP DIVIDEND VALUE | CGDV | 14020W106 | $7.5M | 0.80% | 177,455 | SH |
| 34 | JANUS DETROIT STR TR | JAAA | 47103U845 | $7.0M | 0.74% | 139,212 | SH |
| 35 | AMAZON COM INC | AMZN | 023135106 | $6.5M | 0.69% | 31,344 | SH |
| 36 | MORGAN STANLEY ETF TRUST | PHEQ | 61774R874 | $6.1M | 0.65% | 192,332 | SH |
| 37 | HARBOR ETF TRUST | WINN | 41151J406 | $5.9M | 0.62% | 211,236 | SH |
| 38 | SPDR SERIES TRUST | SPYM | 78464A854 | $5.8M | 0.62% | 76,249 | SH |
| 39 | SPDR SERIES TRUST | SPYM | 78464A854 | $5.8M | 0.62% | 76,249 | SH |
| 40 | ISHARES INC | IEMG | 46434G103 | $5.8M | 0.61% | 83,111 | SH |
| 41 | ISHARES TR | HDV | 46429B663 | $5.5M | 0.59% | 40,774 | SH |
| 42 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $5.5M | 0.58% | 5,478 | SH |
| 43 | GLOBAL X FDS | CLIP | 37960A438 | $5.2M | 0.55% | 51,539 | SH |
| 44 | ISHARES TR | IJR | 464287804 | $4.8M | 0.51% | 38,638 | SH |
| 45 | INVESCO EXCHANGE TRADED FD T | SPHQ | 46137V241 | $4.3M | 0.45% | 56,777 | SH |
| 46 | CROWDSTRIKE HLDGS INC | CRWD | 22788C105 | $4.0M | 0.43% | 10,354 | SH |
| 47 | ELI LILLY & CO | LLY | 532457108 | $4.0M | 0.43% | 4,360 | SH |
| 48 | HARTFORD FDS EXCHANGE TRADED | TRPA | 41653L602 | $3.7M | 0.39% | 96,069 | SH |
| 49 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $3.7M | 0.39% | 28,248 | SH |
| 50 | GE VERNOVA INC | GEV | 36828A101 | $3.5M | 0.37% | 3,962 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-11 | $943.1M | 276 | 0002034001-26-000003 |
| 2025-12-31 | 2026-02-11 | $685.3M | 190 | 0002034001-26-000001 |
| 2025-09-30 | 2025-11-10 | $665.9M | 188 | 0002034001-25-000002 |