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5T Wealth, LLC — 13F Holdings & Portfolio

CIK 2039313 · latest 13F-HR filed 2026-07-21

Backtest portfolio

5T Wealth, LLC manages $268.5M in 13F-reported U.S. long-equity assets across 134 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are BBUS (6.65%), IUSB (6.40%), IVV (4.11%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 10 new positions and exited 5; 58 existing positions rose in reported value and 37 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$268.5M

Long-equity book

Holdings
134

Distinct positions

Period
2026-06-30

Filed 2026-07-21

Q/Q Activity
+10 / −5 / ↑58 / ↓37

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
BBUS6.7% · +2%IUSB6.4% · +3%IVV4.1% · +30%QUAL4.0% · -16%JCPB3.4% · +1%CGGR2.9% · +5%DYNF2.6% · -4%IVE2.5% · -3%JMOM2.4% · -0%CORO2.2% · -1%JPST2.2% · -9%AIQ1.9% · -7%MTUM1.8% · -19%JAVA1.8% · -3%BBIN1.7% · -2%AGG1.7% · +0%VYMI1.7% · -5%IEMG1.5% · -22%IVW1.4% · -7%JEMA1.3% · -3%EFV1.3% · -22%MBB1.2% · -5%TLH1.2% · -37%SCHZ1.1% · -13%JIRE1.1% · +2%JGRO1.1% · -11%JEPI1.0% · -4%CGMS1.0% · +3%AAPL1.0% · +1%OEF1.0% · -5%NVDA0.9% · -0%GOVT0.9% · -29%GLOF0.9% · -4%EMGF0.9% · -7%BND0.8% · -6%JFLI0.8% · +5%JMSI0.8% · +513%IEF0.8% · +220%JPIN0.7% · -13%BINC0.7% · -19%WFC0.7% · +2%IAU0.7% · -15%GNMA0.7% · +14%JGLO0.6% · -22%IALT0.6% · newJMUB0.6% · -44%JVAL0.6% · -14%BNDX0.6% · +16%JPIE0.6% · -7%GOOGL0.6% · 0%CGCP0.6% · +0%VYM0.6% · -0%EFG0.6% · -8%USMV0.6% · -4%CGXU0.6% · -25%ANET0.5% · -0%QQQ0.5% · -6%SPHQ0.5% · +2%WMT0.5% · +0%VTEB0.5% · -10%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 37.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 5, 2026.

Assets Under Management
$331.4M
Discretionary
$330.8M
Employees
4
Accounts
533
Address
595 COOMBS STREET
NAPA, CA 94559
Phone
(707) 224-1340
Website
Name Title / Status Ownership Type
KRSEK, MARGARET ControlCHIEF FINANCIAL OFFICER (CFO)
since Jan 2009
25–50%Individual
KRSEK, PAUL, JAMES ControlCHIEF EXECUTIVE OFFICER (CEO)
since Jun 1998
25–50%Individual
ROTH, CHRISTOPHER, STEVEN ControlCHIEF INVESTMENT OFFICER
since Jan 2024
25–50%Individual
SCOZZAFAVA, HIEN, L ControlCHIEF COMPLIANCE & CLIENT SERVICES OFFICER (CCO/CSO)
since Jul 2016
10–25%Individual
Ownership & leadership changes · 6 filings with changes since Mar 30, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Feb 11, 2025 filing
  • AddedROTH, CHRISTOPHER, STEVEN · CHIEF INVESTMENT OFFICER · 25–50% · control person
  • ChangedSCOZZAFAVA, HIEN, L · ownership 5–10% → 10–25%
Sep 25, 2017 filing
  • No longer listedHIEN L SCOZZAFAVA · SENIOR CLIENT SERVICE REPRESENTATIVE · 5–10% · listed since Jul 2016
  • No longer listedQUISH GOVINDA · CHIEF INVESTMENT OFFICER (CIO) · 10–25% · control person · listed since Jul 2016
  • No longer listedROUSH, JEFFREY, ALLEN · CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER (COO/CCO) · 10–25% · control person · listed since Jun 2015
  • AddedSCOZZAFAVA, HIEN, L · CHIEF COMPLIANCE & CLIENT SERVICES OFFICER (CCO/CSO) · 5–10% · control person
Aug 5, 2016 filing
  • AddedHIEN L SCOZZAFAVA · SENIOR CLIENT SERVICE REPRESENTATIVE · 5–10%
  • AddedQUISH GOVINDA · CHIEF INVESTMENT OFFICER (CIO) · 10–25% · control person
  • ChangedKRSEK, MARGARET · title CONTROLLER → CHIEF FINANCIAL OFFICER (CFO); ownership 5–10% → 25–50%
  • ChangedKRSEK, PAUL, JAMES · title MANAGING MEMBER → CHIEF EXECUTIVE OFFICER (CEO); ownership 75% or more → 25–50%
  • ChangedROUSH, JEFFREY, ALLEN · title CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER (COO/CCO); ownership Less than 5% → 10–25%
Jul 2, 2015 filing
  • AddedROUSH, JEFFREY, ALLEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedKRSEK, MARGARET · title CONTROLLER, CHIEF COMPLIANCE OFFICER → CONTROLLER
Apr 1, 2015 filing
  • ChangedKRSEK, MARGARET · now a control person
Oct 22, 2012 filing
  • No longer listedANDREAE, ROBERT, EDWARD · MEMBER · 10–25% · control person · listed since Sep 2006
  • ChangedKRSEK, MARGARET · ownership Less than 5% → 5–10%
Mar 30, 2012 filing (earliest on record)
  • ListedANDREAE, ROBERT, EDWARD · MEMBER · 10–25% · control person
  • ListedKRSEK, MARGARET · CONTROLLER, CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedKRSEK, PAUL, JAMES · MANAGING MEMBER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 58 →

Top Trims

Show all 37 →

New Positions

Show all 10 →

Exited Positions

Show all 5 →

5T Wealth, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 J P MORGAN EXCHANGE TRADED F BBUS 46641Q399 $17.9M 6.65% 132,571 SH
2 ISHARES TR IUSB 46434V613 $17.2M 6.40% 372,482 SH
3 ISHARES TR IVV 464287200 $11.0M 4.11% 14,723 SH
4 ISHARES TR QUAL 46432F339 $10.8M 4.01% 49,025 SH
5 J P MORGAN EXCHANGE TRADED F JCPB 46641Q670 $9.0M 3.36% 191,967 SH
6 CAPITAL GROUP GROWTH ETF CGGR 14020G101 $7.8M 2.91% 165,300 SH
7 BLACKROCK ETF TRUST DYNF 09290C103 $7.0M 2.60% 102,745 SH
8 ISHARES TR IVE 464287408 $6.8M 2.54% 30,036 SH
9 J P MORGAN EXCHANGE TRADED F JMOM 46641Q779 $6.5M 2.43% 76,463 SH
10 BLACKROCK ETF TRUST CORO 09290C764 $6.0M 2.22% 162,580 SH
11 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $5.9M 2.18% 115,809 SH
12 GLOBAL X FDS AIQ 37954Y632 $5.1M 1.91% 78,048 SH
13 ISHARES TR MTUM 46432F396 $4.7M 1.77% 13,854 SH
14 J P MORGAN EXCHANGE TRADED F JAVA 46641Q167 $4.7M 1.76% 59,413 SH
15 J P MORGAN EXCHANGE TRADED F BBIN 46641Q373 $4.6M 1.72% 59,060 SH
16 ISHARES TR AGG 464287226 $4.5M 1.66% 44,979 SH
17 VANGUARD WHITEHALL FDS VYMI 921946794 $4.4M 1.66% 45,285 SH
18 ISHARES INC IEMG 46434G103 $3.9M 1.45% 47,034 SH
19 ISHARES TR IVW 464287309 $3.7M 1.39% 27,100 SH
20 J P MORGAN EXCHANGE TRADED F JEMA 46641Q266 $3.4M 1.26% 53,074 SH
21 ISHARES TR EFV 464288877 $3.4M 1.25% 44,013 SH
22 ISHARES TR MBB 464288588 $3.2M 1.18% 33,659 SH
23 ISHARES TR TLH 464288653 $3.1M 1.16% 31,082 SH
24 SCHWAB STRATEGIC TR SCHZ 808524839 $3.0M 1.12% 129,547 SH
25 J P MORGAN EXCHANGE TRADED F JIRE 46641Q134 $3.0M 1.11% 36,062 SH
26 J P MORGAN EXCHANGE TRADED F JGRO 46654Q609 $3.0M 1.11% 30,153 SH
27 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $2.8M 1.03% 48,915 SH
28 CAPITAL GRP FIXED INCM ETF T CGMS 14020Y300 $2.7M 1.01% 99,042 SH
29 APPLE INC AAPL 037833100 $2.7M 0.99% 9,198 SH
30 ISHARES TR OEF 464287101 $2.6M 0.98% 7,224 SH
31 NVIDIA CORPORATION NVDA 67066G104 $2.5M 0.93% 12,503 SH
32 ISHARES TR GOVT 46429B267 $2.4M 0.90% 106,638 SH
33 ISHARES TR GLOF 46434V316 $2.4M 0.90% 41,242 SH
34 ISHARES INC EMGF 46434G889 $2.3M 0.87% 31,902 SH
35 VANGUARD BD INDEX FDS BND 921937835 $2.3M 0.85% 31,023 SH
36 J P MORGAN EXCHANGE TRADED F JFLI 46654Q641 $2.2M 0.82% 40,345 SH
37 J P MORGAN EXCHANGE TRADED F JMSI 46654Q815 $2.1M 0.78% 41,471 SH
38 ISHARES TR IEF 464287440 $2.0M 0.76% 21,536 SH
39 J P MORGAN EXCHANGE TRADED F JPIN 46641Q209 $2.0M 0.75% 27,770 SH
40 BLACKROCK ETF TRUST II BINC 092528603 $2.0M 0.73% 37,298 SH
41 WELLS FARGO & CO WFC 949746101 $1.9M 0.71% 23,123 SH
42 ISHARES GOLD TR IAU 464285204 $1.9M 0.70% 25,009 SH
43 ISHARES TR GNMA 46429B333 $1.9M 0.70% 42,360 SH
44 J P MORGAN EXCHANGE TRADED F JGLO 46654Q740 $1.7M 0.64% 24,254 SH
45 BLACKROCK ETF TRUST IALT 09290C665 $1.7M 0.64% 61,505 SH
46 J P MORGAN EXCHANGE TRADED F JMUB 46641Q647 $1.7M 0.64% 33,934 SH
47 J P MORGAN EXCHANGE TRADED F JVAL 46641Q753 $1.6M 0.61% 28,011 SH
48 VANGUARD CHARLOTTE FDS BNDX 92203J407 $1.6M 0.61% 33,815 SH
49 J P MORGAN EXCHANGE TRADED F JPIE 46641Q159 $1.6M 0.60% 34,883 SH
50 ALPHABET INC GOOGL 02079K305 $1.6M 0.59% 4,441 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-21 $268.5M 134 0002085853-26-000788
2026-03-31 2026-04-13 $253.1M 129 0002085853-26-000367
2025-12-31 2026-01-27 $250.3M 127 0002085853-26-000094
Filer Information
Address
595 COOMBS STREET
NAPA, CA 94559
Phone
(707) 603-9128
Filing Manager
5T Wealth, LLC
Napa, CA
Signatory
Hien Scozzafava
CCO