Top Institutional Investors

Bawa N Mallick Trust — 13F Holdings & Portfolio

CIK 2040013 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Bawa N Mallick Trust manages $309.1M in 13F-reported U.S. long-equity assets across 78 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (25.95%), QQQ (16.13%), IVV (3.53%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 9 new positions and exited 0; 67 existing positions rose in reported value and 0 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$309.1M

Long-equity book

Holdings
78

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+9 / −0 / ↑67 / ↓0

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
SPY25.9% · 0%QQQ16.1% · +2%IVV3.5% · +27%IWF3.1% · +300%VOO3.1% · 0%IUSG3.1% · +36%VTI2.9% · +1%VUG2.1% · +500%VV2.1% · 0%SCHB2.0% · +3%SPYG2.0% · +3%XLG1.8% · 0%MGK1.6% · +400%IGV1.5% · +11%ONEQ1.4% · 0%RSPT1.3% · 0%ILCG1.2% · 0%PSI1.2% · +0%SCHG1.2% · 0%PTF1.1% · 0%SCHX1.0% · 0%SPTM1.0% · 0%SCHK0.9% · +11%IVW0.9% · 0%XLK0.9% · +26%IWY0.8% · +13%IWB0.8% · 0%SMH0.8% · +49%VOOG0.7% · +678%FDN0.7% · +34%IYW0.7% · 0%ITOT0.6% · +36%QQEW0.6% · +20%MGC0.6% · 0%SPHQ0.6% · 0%FXL0.6% · 0%IGPT0.6% · +10%RSP0.5% · +31%XSD0.5% · +0%IGM0.5% · 0%ILCB0.4% · 0%SOXX0.4% · 0%MOAT0.4% · +9%IXN0.4% · 0%VONE0.4% · 0%DIA0.3% · 0%IYY0.3% · 0%NVDA0.3% · 0%SFY0.3% · +0%VGT0.3% · +708%AVGO0.3% · 0%FTEC0.3% · 0%XSW0.3% · +12%PWB0.3% · newOEF0.2% · 0%RPG0.2% · 0%IETC0.2% · 0%RTH0.1% · 0%SKYY0.1% · newFPX0.1% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 64%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

Name Title / Status Ownership Type

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 67 →

Top Trims

  • No decreased positions.
Show all 0 →

New Positions

Show all 9 →

Exited Positions

  • No exits this quarter.
Show all 0 →

Bawa N Mallick Trust Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $80.2M 25.95% 107,400 SH
2 INVESCO QQQ TR QQQ 46090E103 $49.8M 16.13% 67,680 SH
3 ISHARES TR IVV 464287200 $10.9M 3.53% 14,560 SH
4 ISHARES TR IWF 464287614 $9.7M 3.14% 78,200 SH
5 VANGUARD INDEX FDS VOO 922908363 $9.5M 3.07% 13,801 SH
6 ISHARES TR IUSG 464287671 $9.5M 3.06% 50,254 SH
7 VANGUARD INDEX FDS VTI 922908769 $9.0M 2.90% 24,202 SH
8 VANGUARD INDEX FDS VUG 922908736 $6.6M 2.13% 76,500 SH
9 VANGUARD INDEX FDS VV 922908637 $6.4M 2.06% 18,500 SH
10 SCHWAB STRATEGIC TR SCHB 808524102 $6.3M 2.04% 218,107 SH
11 SPDR SERIES TRUST SPYG 78464A409 $6.1M 1.98% 51,307 SH
12 INVESCO EXCHANGE TRADED FD T XLG 46137V233 $5.5M 1.78% 90,000 SH
13 VANGUARD WORLD FD MGK 921910816 $4.8M 1.56% 55,020 SH
14 ISHARES TR IGV 464287515 $4.6M 1.50% 51,002 SH
15 FIDELITY COMWLTH TR ONEQ 315912808 $4.4M 1.44% 43,000 SH
16 INVESCO EXCHANGE TRADED FD T RSPT 46137V282 $4.1M 1.34% 64,080 SH
17 ISHARES TR ILCG 464287119 $3.8M 1.24% 32,857 SH
18 INVESCO EXCHANGE TRADED FD T PSI 46137V647 $3.8M 1.22% 20,015 SH
19 SCHWAB STRATEGIC TR SCHG 808524300 $3.6M 1.17% 106,520 SH
20 INVESCO EXCHANGE TRADED FD T PTF 46137V811 $3.3M 1.06% 24,000 SH
21 SCHWAB STRATEGIC TR SCHX 808524201 $3.1M 1.01% 105,900 SH
22 SPDR SERIES TRUST SPTM 78464A805 $3.0M 0.98% 33,400 SH
23 SCHWAB STRATEGIC TR SCHK 808524722 $2.8M 0.90% 77,416 SH
24 ISHARES TR IVW 464287309 $2.8M 0.90% 20,200 SH
25 SELECT SECTOR SPDR TR XLK 81369Y803 $2.6M 0.85% 13,845 SH
26 ISHARES TR IWY 464289438 $2.6M 0.85% 9,010 SH
27 ISHARES TR IWB 464287622 $2.4M 0.79% 5,960 SH
28 VANECK ETF TRUST SMH 92189F676 $2.4M 0.79% 3,718 SH
29 VANGUARD ADMIRAL FDS INC VOOG 921932505 $2.2M 0.71% 26,575 SH
30 FIRST TR EXCHANGE-TRADED FD FDN 33733E302 $2.2M 0.70% 8,200 SH
31 ISHARES TR IYW 464287721 $2.0M 0.65% 8,000 SH
32 ISHARES TR ITOT 464287150 $1.9M 0.62% 11,692 SH
33 FIRST TR EXCHANGE-TRADED FD QQEW 337344105 $1.9M 0.62% 12,004 SH
34 VANGUARD WORLD FD MGC 921910873 $1.9M 0.62% 6,999 SH
35 INVESCO EXCHANGE TRADED FD T SPHQ 46137V241 $1.9M 0.61% 21,070 SH
36 FIRST TR EXCHANGE-TRADED FD FXL 33734X176 $1.9M 0.61% 8,697 SH
37 INVESCO EXCHANGE TRADED FD T IGPT 46137V639 $1.7M 0.56% 16,500 SH
38 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $1.7M 0.54% 7,851 SH
39 SPDR SERIES TRUST XSD 78464A862 $1.6M 0.51% 2,510 SH
40 ISHARES TR IGM 464287549 $1.5M 0.48% 9,000 SH
41 ISHARES TR ILCB 464287127 $1.3M 0.42% 12,400 SH
42 ISHARES TR SOXX 464287523 $1.3M 0.41% 2,000 SH
43 VANECK ETF TRUST MOAT 92189F643 $1.2M 0.40% 12,013 SH
44 ISHARES TR IXN 464287291 $1.2M 0.37% 8,000 SH
45 VANGUARD SCOTTSDALE FDS VONE 92206C730 $1.1M 0.36% 3,250 SH
46 STATE STR SPDR DOW JONES IND DIA 78467X109 $1.1M 0.34% 2,025 SH
47 ISHARES TR IYY 464287846 $1.0M 0.34% 5,750 SH
48 NVIDIA CORPORATION NVDA 67066G104 $1.0M 0.32% 5,000 SH
49 TIDAL TRUST I SFY 886364173 $988.5K 0.32% 6,640 SH
50 VANGUARD WORLD FD VGT 92204A702 $965.7K 0.31% 8,080 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $309.1M 78 0002040013-26-000015
2026-03-31 2026-05-15 $244.2M 69 0002040013-26-000012
2025-12-31 2026-03-12 $269.3M 73 0002040013-26-000010
2025-09-30 2026-03-12 $264.3M 74 0002040013-26-000009
Filer Information
Address
10820 71ST AVE APT 15D
FOREST HILLS, NY 11375
Phone
(917) 667-7842
Filing Manager
Bawa N Mallick Trust
FOREST HILLS, NY
Signatory
Lynnette Iglesias
Trustee