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Bawa N Mallick Trust — 13F Holdings & Portfolio

CIK 2040013 · latest 13F-HR filed 2026-05-15

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$244.2M

Long-equity book

Holdings

69

Distinct positions

Period

2026-03-31

Filed 2026-05-15

Q/Q Activity

+0 / −4 / ↑5 / ↓38

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • INVESCO EXCHANGE TRADED FD T$310.4K +19.7%
  • INVESCO EXCHANGE TRADED FD T$236.1K +12.9%
  • ISHARES TR$55.0K +9.1%
  • ASML HLDG NV$50.2K +23.5%
  • INVESCO EXCH TRADED FD TR II$13.9K +6.1%
Show all 5 →

Top Trims

  • INVESCO QQQ TR-$3.1M -7.4%
  • ISHARES TR-$2.7M -32.0%
  • ISHARES TR-$2.4M -24.6%
  • ISHARES TR-$1.7M -31.7%
  • ISHARES TR-$916.9K -9.9%
Show all 38 →

New Positions

  • No new positions this quarter.
Show all 0 →

Exited Positions

  • INVESCO EXCHANGE TRADED FD T$458.8K
  • FIRST TR EXCHANGE TRADED FD$286.6K
  • TESLA INC$224.9K
  • BANK MONTREAL MEDIUM$204.2K
Show all 4 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $69.8M 28.61% 107,400 SH
2 INVESCO QQQ TR QQQ 46090E103 $38.5M 15.76% 66,668 SH
3 ISHARES TR IWF 464287614 $8.3M 3.41% 19,550 SH
4 VANGUARD INDEX FDS VOO 922908363 $8.2M 3.38% 13,801 SH
5 VANGUARD INDEX FDS VTI 922908769 $7.7M 3.15% 24,000 SH
6 ISHARES TR IVV 464287200 $7.5M 3.08% 11,500 SH
7 ISHARES TR IUSG 464287671 $5.7M 2.35% 36,980 SH
8 VANGUARD INDEX FDS VUG 922908736 $5.6M 2.28% 12,750 SH
9 VANGUARD INDEX FDS VV 922908637 $5.5M 2.26% 18,500 SH
10 SCHWAB STRATEGIC TR SCHB 808524102 $5.3M 2.18% 212,190 SH
11 INVESCO EXCHANGE TRADED FD T XLG 46137V233 $4.9M 2.01% 90,000 SH
12 SPDR SERIES TRUST SPYG 78464A409 $4.9M 2.01% 50,000 SH
13 VANGUARD WORLD FD MGK 921910816 $4.0M 1.66% 11,004 SH
14 ISHARES TR IGV 464287515 $3.7M 1.51% 46,000 SH
15 FIDELITY COMWLTH TR ONEQ 315912808 $3.7M 1.50% 43,000 SH
16 ISHARES TR ILCG 464287119 $3.1M 1.28% 32,857 SH
17 SCHWAB STRATEGIC TR SCHG 808524300 $3.1M 1.27% 106,520 SH
18 INVESCO EXCHANGE TRADED FD T RSPT 46137V282 $2.9M 1.19% 64,080 SH
19 SCHWAB STRATEGIC TR SCHX 808524201 $2.7M 1.11% 105,900 SH
20 SPDR SERIES TRUST SPTM 78464A805 $2.6M 1.08% 33,400 SH
21 ISHARES TR IVW 464287309 $2.3M 0.94% 20,200 SH
22 SCHWAB STRATEGIC TR SCHK 808524722 $2.2M 0.90% 69,780 SH
23 ISHARES TR IWB 464287622 $2.1M 0.87% 5,960 SH
24 INVESCO EXCHANGE TRADED FD T PTF 46137V811 $2.1M 0.85% 24,000 SH
25 ISHARES TR IWY 464289438 $2.0M 0.82% 8,000 SH
26 INVESCO EXCHANGE TRADED FD T PSI 46137V647 $1.9M 0.77% 20,000 SH
27 VANGUARD WORLD FD MGC 921910873 $1.7M 0.68% 6,999 SH
28 INVESCO EXCHANGE TRADED FD T SPHQ 46137V241 $1.6M 0.65% 21,070 SH
29 SELECT SECTOR SPDR TR XLK 81369Y803 $1.5M 0.60% 11,023 SH
30 ISHARES TR IYW 464287721 $1.5M 0.59% 8,000 SH
31 FIRST TR EXCHANGE-TRADED FD FDN 33733E302 $1.4M 0.58% 6,100 SH
32 VANGUARD ADMIRAL FDS INC VOOG 921932505 $1.4M 0.57% 3,418 SH
33 FIRST TR EXCHANGE-TRADED FD FXL 33734X176 $1.4M 0.57% 8,697 SH
34 FIRST TR EXCHANGE-TRADED FD QQEW 337344105 $1.3M 0.52% 10,000 SH
35 ISHARES TR ITOT 464287150 $1.2M 0.50% 8,600 SH
36 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $1.2M 0.47% 6,000 SH
37 ISHARES TR ILCB 464287127 $1.1M 0.46% 12,400 SH
38 ISHARES TR IGM 464287549 $1.1M 0.44% 9,000 SH
39 VANECK ETF TRUST MOAT 92189F643 $1.1M 0.44% 11,000 SH
40 VANGUARD SCOTTSDALE FDS VONE 92206C730 $959.1K 0.39% 3,250 SH
41 VANECK ETF TRUST SMH 92189F676 $958.5K 0.39% 2,500 SH
42 STATE STR SPDR DOW JONES IND DIA 78467X109 $938.0K 0.38% 2,025 SH
43 ISHARES TR IYY 464287846 $911.1K 0.37% 5,750 SH
44 NVIDIA CORPORATION NVDA 67066G104 $872.0K 0.36% 5,000 SH
45 INVESCO EXCHANGE TRADED FD T IGPT 46137V639 $871.0K 0.36% 15,000 SH
46 TIDAL TRUST I SFY 886364173 $826.3K 0.34% 6,620 SH
47 SPDR SERIES TRUST XSD 78464A862 $815.3K 0.33% 2,500 SH
48 ISHARES TR IXN 464287291 $799.8K 0.33% 8,000 SH
49 BROADCOM INC AVGO 11135F101 $773.8K 0.32% 2,500 SH
50 VANGUARD WORLD FD VGT 92204A702 $697.7K 0.29% 1,000 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-15 $244.2M 69 0002040013-26-000012
2025-12-31 2026-03-12 $269.3M 73 0002040013-26-000010
2025-09-30 2026-03-12 $264.3M 74 0002040013-26-000009