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JIM SAULNIER & ASSOCIATES, LLC — 13F Holdings & Portfolio

CIK 2044420 · latest 13F-HR filed 2026-07-28

Backtest portfolio

JIM SAULNIER & ASSOCIATES, LLC manages $248.6M in 13F-reported U.S. long-equity assets across 152 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AOR (12.68%), AOA (9.59%), VBIL (9.01%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 21 new positions, exited 8, added to 72, and trimmed 21.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
506 EAST MULBERRY STREET
FORT COLLINS, CO 80523
Phone
(970) 530-0556
Filing Manager
JIM SAULNIER & ASSOCIATES, LLC
FORT COLLINS, CO
Signatory
Sylvia McGaughey
Consultant
Loading holdings…
AUM

$248.6M

Long-equity book

Holdings

152

Distinct positions

Period

2026-06-30

Filed 2026-07-28

Q/Q Activity

+21 / −8 / ↑72 / ↓21

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • VANGUARD INSTL INDEX FD$8.4M +60.2%
  • VANGUARD BD INDEX FDS$5.9M +245.5%
  • ISHARES TR$5.3M +28.8%
  • ISHARES TR$5.0M +18.8%
  • VANGUARD INDEX FDS$4.0M +1705.0%
Show all 72 →

Top Trims

  • ISHARES TR-$2.0M -65.9%
  • SPDR INDEX SHS FDS-$1.9M -62.0%
  • ISHARES TR-$1.7M -51.7%
  • VANGUARD BD INDEX FDS-$1.7M -56.1%
  • ISHARES TR-$1.5M -46.6%
Show all 21 →

New Positions

  • PGIM ROCK ETF TR$568.8K
  • VANGUARD INDEX FDS$559.7K
  • VANGUARD MALVERN FDS$434.8K
  • MICRON TECHNOLOGY INC$434.0K
  • TERADYNE INC$414.2K
Show all 21 →

Exited Positions

  • VANGUARD SCOTTSDALE FDS$1.4M
  • PIMCO ETF TR$448.6K
  • VANGUARD BD INDEX FDS$428.0K
  • SPDR INDEX SHS FDS$298.7K
  • ISHARES TR$280.6K
Show all 8 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR AOR 464289867 $31.5M 12.68% 453,418 SH
2 ISHARES TR AOA 464289859 $23.8M 9.59% 244,296 SH
3 VANGUARD INSTL INDEX FD VBIL 922040845 $22.4M 9.01% 295,874 SH
4 VANGUARD TAXMANAGED FDS VEA 921943858 $11.6M 4.65% 162,238 SH
5 VANGUARD BD INDEX FDS BND 921937835 $8.3M 3.34% 113,001 SH
6 VANGUARD INDEX FDS VTI 922908769 $6.9M 2.79% 18,734 SH
7 PGIM ROCK ETF TR PBMY 69420N874 $4.8M 1.94% 154,475 SH
8 PGIM ROCK ETF TR PBJN 69420N858 $4.5M 1.83% 147,369 SH
9 VANGUARD INDEX FDS VV 922908637 $4.3M 1.71% 12,394 SH
10 VANGUARD INDEX FDS VTV 922908744 $4.1M 1.66% 18,893 SH
11 PGIM ROCK ETF TR PBJL 69420N833 $4.0M 1.60% 127,411 SH
12 PGIM ROCK ETF TR PBNV 69420N767 $3.5M 1.40% 112,057 SH
13 VANGUARD INDEX FDS VUG 922908736 $3.2M 1.30% 37,625 SH
14 VANGUARD INDEX FDS VO 922908629 $3.2M 1.30% 40,045 SH
15 ISHARES TR AOM 464289875 $3.1M 1.25% 62,051 SH
16 PGIM ROCK ETF TR PBAU 69420N817 $3.0M 1.22% 96,541 SH
17 PGIM ROCK ETF TR PBFB 69420N403 $3.0M 1.20% 93,746 SH
18 PGIM ROCK ETF TR PBMR 69420N601 $2.9M 1.18% 91,628 SH
19 ISHARES TR IBTI 46436E833 $2.8M 1.11% 125,153 SH
20 PGIM ROCK ETF TR PBJA 69420N205 $2.7M 1.10% 84,492 SH
21 VANGUARD INTL EQUITY INDEX F VWO 922042858 $2.5M 1.02% 42,433 SH
22 PGIM ROCK ETF TR PBAP 69420N809 $2.5M 1.01% 81,028 SH
23 SPDR SERIES TRUST BIL 78468R663 $2.5M 1.01% 27,345 SH
24 ISHARES TR MMAX 46438G455 $2.2M 0.90% 82,922 SH
25 ISHARES TR IBTH 46436E841 $2.2M 0.89% 98,664 SH
26 VANGUARD INDEX FDS VOO 922908363 $2.1M 0.86% 3,096 SH
27 ISHARES TR ILCG 464287119 $1.9M 0.77% 16,371 SH
28 VANGUARD INDEX FDS VB 922908751 $1.9M 0.75% 6,136 SH
29 PGIM ROCK ETF TR PBSE 69420N783 $1.7M 0.69% 55,826 SH
30 ISHARES TR ILCB 464287127 $1.7M 0.68% 16,217 SH
31 APPLE INC AAPL 037833100 $1.7M 0.67% 5,767 SH
32 ISHARES TR IVV 464287200 $1.6M 0.65% 2,166 SH
33 CALAMOS ETF TR CPNM 12811T845 $1.6M 0.65% 60,133 SH
34 ISHARES TR ILCV 464288109 $1.6M 0.64% 15,639 SH
35 ISHARES TR SGOV 46436E718 $1.6M 0.64% 15,718 SH
36 VANGUARD WHITEHALL FDS VWOB 921946885 $1.4M 0.57% 20,922 SH
37 PGIM ROCK ETF TR PBOC 69420N775 $1.4M 0.56% 45,254 SH
38 VANGUARD INDEX FDS VNQ 922908553 $1.4M 0.56% 14,374 SH
39 CALAMOS ETF TR CPNJ 12811T878 $1.4M 0.55% 49,128 SH
40 ISHARES TR IBTJ 46436E825 $1.3M 0.53% 60,840 SH
41 VANGUARD BD INDEX FDS BIV 921937819 $1.3M 0.53% 17,095 SH
42 AIM ETF PRODUCTS TRUST JULT 00888H307 $1.3M 0.52% 26,872 SH
43 AIM ETF PRODUCTS TRUST FEBW 00888H786 $1.2M 0.50% 34,981 SH
44 ISHARES TR IBIJ 46438G851 $1.2M 0.50% 47,604 SH
45 PGIM ROCK ETF TR PBDE 69420N759 $1.2M 0.49% 39,721 SH
46 SPDR INDEX SHS FDS SPEM 78463X509 $1.1M 0.46% 22,079 SH
47 CALAMOS ETF TR CPNS 12811T860 $1.1M 0.44% 39,141 SH
48 ISHARES TR IMCV 464288406 $1.1M 0.44% 11,959 SH
49 ISHARES TR IBIE 46438G703 $1.0M 0.42% 39,506 SH
50 VANGUARD STAR FDS VXUS 921909768 $1.0M 0.42% 12,088 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-28 $248.6M 152 0002044420-26-000003
2026-03-31 2026-04-22 $205.5M 139 0002044420-26-000002
2025-12-31 2026-01-29 $192.9M 139 0002044420-26-000001