JIM SAULNIER & ASSOCIATES, LLC — 13F Holdings & Portfolio
CIK 2044420 · latest 13F-HR filed 2026-04-22
JIM SAULNIER & ASSOCIATES, LLC manages $205.5M in 13F-reported U.S. long-equity assets across 139 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are AOR (12.91%), AOA (9.01%), VBIL (6.80%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 11 new positions, exited 11, added to 32, and trimmed 21.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$205.5M
Long-equity book
139
Distinct positions
2026-03-31
Filed 2026-04-22
+11 / −11 / ↑32 / ↓21
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD INSTL INDEX FD$3.3M +30.6%
- VANGUARD INDEX FDS$2.0M +79.2%
- PGIM ROCK ETF TR$1.5M +114.6%
- PGIM ROCK ETF TR$1.3M +91.6%
- ISHARES TR$1.3M +7.7%
Top Trims
- CALAMOS ETF TR-$779.1K -68.8%
- SPDR SERIES TRUST-$513.5K -13.1%
- FIRST TR EXCHNG TRADED FD VI-$329.5K -48.4%
- ISHARES TR-$311.7K -9.0%
- ISHARES TR-$238.8K -23.1%
New Positions
- PGIM ROCK ETF TR$535.9K
- ISHARES TR$340.1K
- INNOVATOR ETFS TRUST$338.9K
- PGIM ROCK ETF TR$249.2K
- PROCTER & GAMBLE CO$236.8K
Exited Positions
- ISHARES TR$624.4K
- SCHWAB STRATEGIC TR$503.3K
- VANGUARD INDEX FDS$412.5K
- AIM ETF PRODUCTS TRUST$299.0K
- VANGUARD INTL EQUITY INDEX F$285.2K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | AOR | 464289867 | $26.5M | 12.91% | 412,258 | SH |
| 2 | ISHARES TR | AOA | 464289859 | $18.5M | 9.01% | 209,260 | SH |
| 3 | VANGUARD INSTL INDEX FD | VBIL | 922040845 | $14.0M | 6.80% | 184,791 | SH |
| 4 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $7.9M | 3.86% | 123,634 | SH |
| 5 | VANGUARD INDEX FDS | VTI | 922908769 | $4.5M | 2.19% | 13,996 | SH |
| 6 | PGIM ROCK ETF TR | PBJN | 69420N858 | $3.9M | 1.90% | 130,882 | SH |
| 7 | PGIM ROCK ETF TR | PBJL | 69420N833 | $3.8M | 1.84% | 127,411 | SH |
| 8 | SPDR SERIES TRUST | BIL | 78468R663 | $3.4M | 1.66% | 37,139 | SH |
| 9 | ISHARES TR | ILCV | 464288109 | $3.3M | 1.59% | 35,164 | SH |
| 10 | PGIM ROCK ETF TR | PBNV | 69420N767 | $3.2M | 1.58% | 112,057 | SH |
| 11 | ISHARES TR | ILCG | 464287119 | $3.1M | 1.53% | 32,973 | SH |
| 12 | ISHARES TR | ILCB | 464287127 | $3.1M | 1.53% | 35,015 | SH |
| 13 | PGIM ROCK ETF TR | PBMY | 69420N874 | $3.0M | 1.47% | 99,478 | SH |
| 14 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $3.0M | 1.46% | 64,065 | SH |
| 15 | VANGUARD BD INDEX FDS | BIV | 921937819 | $3.0M | 1.45% | 38,716 | SH |
| 16 | ISHARES TR | GVI | 464288612 | $3.0M | 1.45% | 27,968 | SH |
| 17 | PGIM ROCK ETF TR | PBMR | 69420N601 | $2.9M | 1.40% | 94,790 | SH |
| 18 | PGIM ROCK ETF TR | PBAU | 69420N817 | $2.9M | 1.39% | 96,541 | SH |
| 19 | ISHARES TR | IBTI | 46436E833 | $2.8M | 1.37% | 126,709 | SH |
| 20 | PGIM ROCK ETF TR | PBFB | 69420N403 | $2.8M | 1.37% | 93,746 | SH |
| 21 | PGIM ROCK ETF TR | PBJA | 69420N205 | $2.7M | 1.33% | 90,157 | SH |
| 22 | ISHARES TR | MMAX | 46438G455 | $2.7M | 1.31% | 101,581 | SH |
| 23 | ISHARES TR | AOM | 464289875 | $2.7M | 1.31% | 56,738 | SH |
| 24 | VANGUARD BD INDEX FDS | BND | 921937835 | $2.4M | 1.17% | 32,607 | SH |
| 25 | ISHARES TR | IBTH | 46436E841 | $2.2M | 1.07% | 97,965 | SH |
| 26 | ISHARES TR | SGOV | 46436E718 | $2.2M | 1.06% | 21,597 | SH |
| 27 | ISHARES TR | IMCV | 464288406 | $2.1M | 1.03% | 24,931 | SH |
| 28 | VANGUARD INDEX FDS | VOO | 922908363 | $2.0M | 0.95% | 3,274 | SH |
| 29 | PGIM ROCK ETF TR | PBAP | 69420N809 | $1.7M | 0.82% | 57,234 | SH |
| 30 | PGIM ROCK ETF TR | PBSE | 69420N783 | $1.6M | 0.79% | 55,826 | SH |
| 31 | CALAMOS ETF TR | CPNM | 12811T845 | $1.6M | 0.76% | 60,133 | SH |
| 32 | APPLE INC | AAPL | 037833100 | $1.5M | 0.74% | 5,999 | SH |
| 33 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $1.5M | 0.74% | 33,256 | SH |
| 34 | VANGUARD SCOTTSDALE FDS | VONE | 92206C730 | $1.4M | 0.70% | 4,869 | SH |
| 35 | ISHARES TR | IMCG | 464288307 | $1.4M | 0.68% | 17,816 | SH |
| 36 | ISHARES TR | IMCB | 464288208 | $1.4M | 0.68% | 16,702 | SH |
| 37 | CALAMOS ETF TR | CPNJ | 12811T878 | $1.3M | 0.65% | 49,128 | SH |
| 38 | PGIM ROCK ETF TR | PBOC | 69420N775 | $1.3M | 0.63% | 45,254 | SH |
| 39 | ISHARES TR | IBTJ | 46436E825 | $1.3M | 0.62% | 58,657 | SH |
| 40 | ISHARES TR | IVV | 464287200 | $1.3M | 0.61% | 1,926 | SH |
| 41 | VANGUARD WHITEHALL FDS | VWOB | 921946885 | $1.2M | 0.60% | 18,645 | SH |
| 42 | ISHARES TR | IBIJ | 46438G851 | $1.2M | 0.58% | 46,126 | SH |
| 43 | AIM ETF PRODUCTS TRUST | JULT | 00888H307 | $1.2M | 0.57% | 26,872 | SH |
| 44 | AIM ETF PRODUCTS TRUST | FEBW | 00888H786 | $1.2M | 0.57% | 34,983 | SH |
| 45 | PGIM ROCK ETF TR | PBDE | 69420N759 | $1.2M | 0.56% | 39,721 | SH |
| 46 | VANGUARD INDEX FDS | VTV | 922908744 | $1.1M | 0.53% | 5,552 | SH |
| 47 | CALAMOS ETF TR | CPNS | 12811T860 | $1.1M | 0.52% | 39,250 | SH |
| 48 | PGIM ROCK ETF TR | PMDE | 69420N569 | $1.0M | 0.51% | 41,665 | SH |
| 49 | CALAMOS ETF TR | CPRJ | 12811T837 | $1.0M | 0.49% | 37,159 | SH |
| 50 | AIM ETF PRODUCTS TRUST | APRW | 00888H208 | $996.5K | 0.48% | 28,170 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-22 | $205.5M | 139 | 0002044420-26-000002 |
| 2025-12-31 | 2026-01-29 | $192.9M | 139 | 0002044420-26-000001 |