Top Institutional Investors

Lord & Richards Wealth Management, LLC — 13F Holdings & Portfolio

CIK 2045252 · latest 13F-HR filed 2026-10-14

Backtest portfolio

Lord & Richards Wealth Management, LLC manages $130.9M in 13F-reported U.S. long-equity assets across 350 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPYM (9.93%), ACIO (6.94%), BKAG (6.41%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 35 new positions and exited 4; 11 existing positions rose in reported value and 33 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$130.9M

Long-equity book

Holdings
350

Distinct positions

Period
2026-09-30

Filed 2026-10-14

Q/Q Activity
+35 / −4 / ↑11 / ↓33

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SPYM12.0% · -17%ACIO8.1% · -16%BKAG7.2% · -8%VEA5.6% · -17%DRSK5.4% · -14%DMBS3.4% · -13%NVDA2.9% · +26%JAJL2.7% · newADME2.7% · -15%ZNOV2.4% · newRSP2.3% · -17%UPSD2.2% · -17%MSFT2.1% · -4%SCHP1.9% · -13%JUCY1.8% · -15%AAPL1.7% · +152%ZSEP1.7% · newBFRZ1.6% · newFRDM1.5% · -18%GOOGL1.5% · +51%VB1.5% · -17%OSCV1.4% · -16%DUBS1.3% · -17%IDUB1.3% · -16%VWO1.2% · -16%AMZN1.1% · +4%QQQM0.9% · -18%ZJUL0.9% · newAVGO0.9% · -0%JPM0.8% · +22%PGF0.8% · -6%VGLT0.8% · -7%V0.8% · -29%PWR0.8% · -31%LLY0.7% · +39%XOM0.7% · newMETA0.7% · +61%MU0.6% · newAMD0.6% · -43%BRK.B0.5% · +10%TSLA0.4% · +25%NOW0.4% · -61%APH0.4% · -23%NTRS0.4% · newDUK0.4% · newHPE0.4% · newRTX0.4% · newURI0.3% · newLIN0.3% · newABBV0.3% · newUNP0.3% · newWMT0.3% · -48%WFC0.3% · newJNJ0.3% · newHCA0.3% · newNFLX0.3% · +11%TGT0.3% · newCHE0.3% · -61%PGR0.3% · -57%PG0.2% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 52.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 4, 2026.

Assets Under Management
$128.8M
Discretionary
$128.8M
Employees
18
Accounts
1,363
Address
8744 KENDRICK CASTILLO WAY
SUITE 100
HIGHLANDS RANCH, CO 80129
Phone
(720) 214-6801
Website
Name Title / Status Ownership Type
RICHARDS, COLIN, TIMOTHY ControlMANAGING PARTNER AND PRESIDENT
since Jan 2020
75% or moreIndividual
Robinson, Edmund, Douglas ControlCHIEF COMPLIANCE OFFICER
since Nov 2025
Less than 5%Individual
Beers, Kari, DawnVP OF OPERATIONS
since Feb 2023
Less than 5%Individual
Ownership & leadership changes · 4 filings with changes since Nov 15, 2023

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

May 7, 2026 filing
  • No longer listedNelson, Timothy, Edward · CHIEF OPERATING OFFICER · Less than 5% · listed since Apr 2024
Mar 2, 2026 filing
  • AddedNelson, Timothy, Edward · CHIEF OPERATING OFFICER · Less than 5%
Dec 11, 2025 filing
  • No longer listedSchoonover, Dylan, Loyall · CHIEF GROWTH OFFICER · Less than 5% · listed since Aug 2023
Nov 5, 2025 filing
  • No longer listedVANDER POL, JASON, CHRISTOPHER · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2023
  • AddedRobinson, Edmund, Douglas · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Nov 15, 2023 filing (earliest on record)
  • ListedBeers, Kari, Dawn · VP OF OPERATIONS · Less than 5%
  • ListedRICHARDS, COLIN, TIMOTHY · MANAGING PARTNER AND PRESIDENT · 75% or more · control person
  • ListedSchoonover, Dylan, Loyall · CHIEF GROWTH OFFICER · Less than 5%
  • ListedVANDER POL, JASON, CHRISTOPHER · CHIEF COMPLIANCE OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Lord & Richards Wealth Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SERIES TRUST SPYM 78464A854 $13.0M 9.93% 144,788 SH
2 ETF SER SOLUTIONS ACIO 26922A222 $9.1M 6.94% 193,562 SH
3 BNY MELLON ETF TRUST BKAG 09661T602 $8.4M 6.41% 209,517 SH
4 ETF SER SOLUTIONS DRSK 26922A388 $6.2M 4.76% 229,320 SH
5 VANGUARD TAX-MANAGED FDS VEA 921943858 $6.0M 4.61% 85,560 SH
6 DOUBLELINE ETF TRUST DMBS 25861R402 $4.0M 3.03% 85,561 SH
7 ETF SER SOLUTIONS ADME 26922A784 $3.1M 2.34% 54,354 SH
8 INNOVATOR ETFS TRUST JAJL 45783Y244 $2.8M 2.14% 92,446 SH
9 NVIDIA CORPORATION NVDA 67066G104 $2.7M 2.08% 11,927 SH
10 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $2.5M 1.93% 12,157 SH
11 INNOVATOR ETFS TRUST ZNOV 45784N809 $2.4M 1.84% 86,454 SH
12 ETF SER SOLUTIONS UPSD 26922B444 $2.4M 1.80% 78,711 SH
13 SCHWAB STRATEGIC TR SCHP 808524870 $2.2M 1.69% 87,901 SH
14 MICROSOFT CORP MSFT 594918104 $2.1M 1.60% 4,095 SH
15 ETF SER SOLUTIONS JUCY 26922B642 $2.1M 1.59% 96,225 SH
16 SPDR SERIES TRUST SPYM 78464A854 $1.9M 1.42% 20,737 SH
17 INNOVATOR ETFS TRUST ZSEP 45784N106 $1.7M 1.32% 62,270 SH
18 EA SERIES TRUST FRDM 02072L607 $1.7M 1.28% 23,979 SH
19 INNOVATOR ETFS TRUST BFRZ 45784N619 $1.6M 1.26% 60,705 SH
20 APPLE INC AAPL 037833100 $1.6M 1.23% 4,845 SH
21 VANGUARD INDEX FDS VB 922908751 $1.6M 1.20% 5,523 SH
22 ETF SER SOLUTIONS OSCV 26922A446 $1.5M 1.16% 38,826 SH
23 ETF SER SOLUTIONS DUBS 26922B535 $1.4M 1.06% 32,335 SH
24 ALPHABET INC GOOGL 02079K305 $1.4M 1.04% 3,973 SH
25 ETF SER SOLUTIONS IDUB 26922B709 $1.4M 1.04% 49,584 SH
26 VANGUARD INTL EQUITY INDEX F VWO 922042858 $1.3M 1.00% 22,178 SH
27 AMAZON COM INC AMZN 023135106 $1.0M 0.80% 4,188 SH
28 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $1.0M 0.78% 3,347 SH
29 INNOVATOR ETFS TRUST ZJUL 45783Y251 $963.3K 0.74% 31,840 SH
30 INVESCO EXCHANGE TRADED FD T PGF 46137V621 $958.7K 0.73% 75,252 SH
31 VANGUARD SCOTTSDALE FDS VGLT 92206C847 $941.1K 0.72% 18,770 SH
32 VANGUARD TAX-MANAGED FDS VEA 921943858 $868.9K 0.66% 12,306 SH
33 BROADCOM INC AVGO 11135F101 $868.2K 0.66% 2,472 SH
34 JPMORGAN CHASE & CO JPM 46625H100 $833.8K 0.64% 2,520 SH
35 NVIDIA CORPORATION NVDA 67066G104 $777.5K 0.59% 3,404 SH
36 ETF SER SOLUTIONS ACIO 26922A222 $763.8K 0.58% 16,279 SH
37 VISA INC V 92826C839 $739.6K 0.56% 2,058 SH
38 QUANTA SVCS INC PWR 74762E102 $697.1K 0.53% 1,085 SH
39 ELI LILLY & CO LLY 532457108 $660.4K 0.50% 571 SH
40 INNOVATOR ETFS TRUST JAJL 45783Y244 $643.6K 0.49% 21,269 SH
41 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $641.1K 0.49% 3,939 SH
42 META PLATFORMS INC META 30303M102 $594.0K 0.45% 819 SH
43 MICRON TECHNOLOGY INC MU 595112103 $583.7K 0.45% 548 SH
44 SPDR SERIES TRUST SPYM 78464A854 $580.9K 0.44% 6,471 SH
45 BNY MELLON ETF TRUST BKAG 09661T602 $558.7K 0.43% 13,944 SH
46 INNOVATOR ETFS TRUST ZNOV 45784N809 $555.2K 0.42% 19,885 SH
47 ETF SER SOLUTIONS ACIO 26922A222 $525.4K 0.40% 11,197 SH
48 ADVANCED MICRO DEVICES INC AMD 007903107 $469.8K 0.36% 768 SH
49 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $449.2K 0.34% 902 SH
50 SERVICENOW INC NOW 81762P102 $442.6K 0.34% 3,303 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-14 $130.9M 350 0002045252-26-000005
2026-06-30 2026-07-21 $127.8M 181 0002045252-26-000003
2026-03-31 2026-04-20 $114.0M 282 0002045252-26-000002
2025-12-31 2026-01-15 $116.4M 288 0002045252-26-000001
Filer Information
Address
8744 KENDRICK CASTILLO WAY
STE 100
HIGHLANDS RANCH, CO 80129
Phone
(720) 214-6801
Filing Manager
Lord & Richards Wealth Management, LLC
HIGHLANDS RANCH, CO
Signatory
E. Douglas Robinson
CCO