Pollock Investment Advisors, LLC — 13F Holdings & Portfolio
CIK 2049804 · latest 13F-HR filed 2026-02-12
Pollock Investment Advisors, LLC manages $136.0M in 13F-reported U.S. long-equity assets across 40 reported positions as of its 2025-12-31 13F-HR filing. Its largest disclosed positions are SELV (37.87%), FTCS (24.61%), DFAC (10.47%). Quarter over quarter (versus its 2025-09-30 filing) the fund opened 0 new positions and exited 1; 16 existing positions rose in reported value and 9 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-02-12
vs 2025-09-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q4 25Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q3 25 → Q4 25Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
2 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 82.4%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Jan 20, 2026.
ANN ARBOR, MI 48104
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| AREDDY, NICKLAUS, MICHAEL Control | MANAGING PARTNER since Jan 2025 | 10–25% | Individual |
| POLLOCK, JAMES, KERR Control | CHIEF COMPLIANCE OFFICER since Jun 2010 | 25–50% | Individual |
| POLLOCK, ROBERT, NEWTON Control | MANAGING MEMBER since Jun 2010 | 25–50% | Individual |
Ownership & leadership changes · 1 filing with changes since Mar 29, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- AddedAREDDY, NICKLAUS, MICHAEL · MANAGING PARTNER · 10–25% · control person
- ChangedPOLLOCK, JAMES, KERR · ownership 50–75% → 25–50%
- ChangedPOLLOCK, ROBERT, NEWTON · ownership 50–75% → 25–50%
- ListedPOLLOCK, JAMES, KERR · CHIEF COMPLIANCE OFFICER · 50–75% · control person
- ListedPOLLOCK, ROBERT, NEWTON · MANAGING MEMBER · 50–75% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- DIMENSIONAL ETF TRUST$8.0M +129.4%
- ALPHABET INC$381.5K +28.8%
- ALPHABET INC$202.7K +28.8%
- ROSS STORES INC$159.6K +18.2%
- JOHNSON & JOHNSON$137.1K +11.0%
Top Trims
- OREILLY AUTOMOTIVE INC-$393.9K -15.4%
- TRACTOR SUPPLY CO-$179.1K -12.1%
- MICROSOFT CORP-$108.4K -7.5%
- ABBOTT LABS-$96.7K -6.5%
- WEC ENERGY GROUP INC-$89.5K -8.0%
Pollock Investment Advisors, LLC Holdings (2025-12-31)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | SEI EXCHANGE TRADED FUNDS | SELV | 81589A403 | $51.5M | 37.87% | 1,594,323 | SH |
| 2 | FIRST TR EXCHANGE-TRADED FD | FTCS | 33733E104 | $33.5M | 24.61% | 361,802 | SH |
| 3 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $14.2M | 10.47% | 359,703 | SH |
| 4 | TJX COS INC NEW | TJX | 872540109 | $2.2M | 1.60% | 14,185 | SH |
| 5 | OREILLY AUTOMOTIVE INC | ORLY | 67103H107 | $2.2M | 1.59% | 23,730 | SH |
| 6 | MASTERCARD INCORPORATED | MA | 57636Q104 | $2.0M | 1.50% | 3,584 | SH |
| 7 | ALPHABET INC | GOOG | 02079K107 | $1.7M | 1.25% | 5,430 | SH |
| 8 | LOCKHEED MARTIN CORP | LMT | 539830109 | $1.6M | 1.21% | 3,393 | SH |
| 9 | APPLE INC | AAPL | 037833100 | $1.6M | 1.17% | 5,863 | SH |
| 10 | CME GROUP INC | CME | 12572Q105 | $1.5M | 1.09% | 5,453 | SH |
| 11 | ABBOTT LABS | ABT | 002824100 | $1.4M | 1.03% | 11,175 | SH |
| 12 | JOHNSON & JOHNSON | JNJ | 478160104 | $1.4M | 1.01% | 6,667 | SH |
| 13 | MICROSOFT CORP | MSFT | 594918104 | $1.3M | 0.99% | 2,780 | SH |
| 14 | TRACTOR SUPPLY CO | TSCO | 892356106 | $1.3M | 0.96% | 26,113 | SH |
| 15 | VISA INC | V | 92826C839 | $1.3M | 0.95% | 3,687 | SH |
| 16 | COSTCO WHSL CORP NEW | COST | 22160K105 | $1.2M | 0.88% | 1,390 | SH |
| 17 | BECTON DICKINSON & CO | BDX | 075887109 | $1.1M | 0.83% | 5,842 | SH |
| 18 | ECOLAB INC | ECL | 278865100 | $1.1M | 0.80% | 4,150 | SH |
| 19 | BOEING CO | BA | 097023105 | $1.1M | 0.79% | 4,976 | SH |
| 20 | ROSS STORES INC | ROST | 778296103 | $1.0M | 0.76% | 5,750 | SH |
| 21 | WEC ENERGY GROUP INC | WEC | 92939U106 | $1.0M | 0.76% | 9,799 | SH |
| 22 | STRYKER CORPORATION | SYK | 863667101 | $1.0M | 0.75% | 2,910 | SH |
| 23 | WALMART INC | WMT | 931142103 | $1.0M | 0.75% | 9,101 | SH |
| 24 | HERSHEY CO | HSY | 427866108 | $991.8K | 0.73% | 5,450 | SH |
| 25 | ALPHABET INC | GOOGL | 02079K305 | $907.7K | 0.67% | 2,900 | SH |
| 26 | PEPSICO INC | PEP | 713448108 | $851.6K | 0.63% | 5,934 | SH |
| 27 | WW GRAINGER INC | GWW | 384802104 | $837.5K | 0.62% | 830 | SH |
| 28 | SPDR S&P MIDCAP 400 ETF TR | MDY | 78467Y107 | $594.2K | 0.44% | 985 | SH |
| 29 | PROCTER AND GAMBLE CO | PG | 742718109 | $578.5K | 0.43% | 4,037 | SH |
| 30 | EXPEDITORS INTL WASH INC | EXPD | 302130109 | $545.2K | 0.40% | 3,659 | SH |
| 31 | MCCORMICK & CO INC | MKC | 579780206 | $505.2K | 0.37% | 7,418 | SH |
| 32 | MONSTER BEVERAGE CORP NEW | MNST | 61174X109 | $483.0K | 0.36% | 6,300 | SH |
| 33 | WESCO INTL INC | WCC | 95082P105 | $439.6K | 0.32% | 1,797 | SH |
| 34 | ISHARES TR | IJH | 464287507 | $358.1K | 0.26% | 5,425 | SH |
| 35 | WORKDAY INC | WDAY | 98138H101 | $343.6K | 0.25% | 1,600 | SH |
| 36 | AMAZON COM INC | AMZN | 023135106 | $339.5K | 0.25% | 1,471 | SH |
| 37 | ISHARES TR | IJR | 464287804 | $305.3K | 0.22% | 2,540 | SH |
| 38 | CISCO SYS INC | CSCO | 17275R102 | $269.1K | 0.20% | 3,493 | SH |
| 39 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $268.9K | 0.20% | 535 | SH |
| 40 | SMARTRENT INC | SMRT | 83193G107 | $22.0K | 0.02% | 10,886 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2025-12-31 | 2026-02-12 | $136.0M | 40 | 0002049804-26-000001 |
| 2025-09-30 | 2025-11-10 | $127.7M | 41 | 0002049804-25-000004 |