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Synergy Investment Management, LLC — 13F Holdings & Portfolio

CIK 2053786 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Synergy Investment Management, LLC manages $413.4M in 13F-reported U.S. long-equity assets across 1,642 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (8.40%), VOO (5.39%), VUG (3.97%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 293 new positions and exited 117; 567 existing positions rose in reported value and 114 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$413.4M

Long-equity book

Holdings
1,642

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+293 / −117 / ↑567 / ↓114

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV9.8% · +56%VOO6.1% · -4%VUG4.4% · +486%DYNF4.3% · +19%SPYG4.1% · +12%SPYV3.4% · +2%IEMG2.8% · +12%SPTI2.6% · +18%BAI2.4% · -3%IALT2.0% · newGOVT1.9% · +197%CGDV1.8% · +1%TRFK1.6% · +10%SPMO1.5% · -17%FAD1.4% · -0%SHLD1.3% · +47%FPEI1.3% · +36%BLCR1.3% · newPZA1.2% · +50%UCON1.2% · +9%AUSF1.2% · +7%CLOI1.2% · newBINC1.1% · +15%NVDA1.1% · +64%SPYM1.1% · -0%AAPL1.0% · +139%IAU1.0% · +39%IUS0.9% · 0%THRO0.9% · -30%AMZN0.9% · +17%CGGR0.8% · -1%MUB0.8% · +45%VTI0.8% · -9%IAGG0.8% · -29%CGMS0.8% · +6%SPHQ0.7% · -69%SECT0.7% · -1%EFV0.6% · +8%SCHD0.6% · -3%IEFA0.6% · -3%QQQ0.6% · +1%IVW0.6% · -0%VTV0.5% · +18%CGCB0.5% · +13%BND0.5% · +39%GOOGL0.4% · +118%GOOG0.4% · +20%MSFT0.4% · +112%LLY0.4% · +12%EFG0.4% · +10%RDVY0.4% · +24%DBEF0.3% · +5%JMUB0.3% · +1%NLR0.3% · +30%FNDF0.3% · +20%CGBL0.3% · +4%META0.3% · +38%MGV0.2% · +5%BALI0.2% · +56%IWB0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 41.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 17, 2026.

Assets Under Management
$1.30B
Discretionary
$1.30B
Employees
14
Accounts
5,353
Address
13215 SE MILL PLAIN BLVD
SUITE C8-321
VANCOUVER, WA 98684
Phone
(206) 386-5455
Website
Name Title / Status Ownership Type
JESSUP, TODD, SINCLAIR ControlPRESIDENT; CHIEF COMPLIANCE OFFICER
since Apr 2023
Less than 5%Individual
MAAS, JOSEPH, MERRELL ControlPRINCIPAL
since Oct 2001
Less than 5%Individual
SYNERGY FINANCIAL SERVICES, INC. Control79% OWNER
since Jul 2001
75% or moreDomestic Entity
SFM2 LLC20% OWNER
since Jan 2023
10–25%Domestic Entity
MAAS, JOSEPH, MERRELL Control
Indirect owner via SYNERGY FINANCIAL SERVICES, INC.
OWNER
since Jul 2001
75% or moreIndividual
Ownership & leadership changes · 6 filings with changes since Mar 8, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 15, 2024 filing
  • AddedSFM2 LLC · 20% OWNER · 10–25%
  • ChangedSYNERGY FINANCIAL SERVICES, INC. · title 99% OWNER → 79% OWNER
Aug 3, 2023 filing
  • No longer listedSHRADER, ANN, MINETTE · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Feb 2022
  • AddedJESSUP, TODD, SINCLAIR · PRESIDENT; CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 3, 2022 filing
  • No longer listedTHOMPSON, RONALD, JAY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Apr 2020
  • AddedSHRADER, ANN, MINETTE · CHIEF COMPLIANCE OFFICER · Less than 5%
Jun 4, 2020 filing
  • No longer listedKATRIS, SUSAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2019
  • AddedTHOMPSON, RONALD, JAY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 15, 2019 filing
  • AddedKATRIS, SUSAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedMAAS, JOSEPH, MERRELL · title PRINCIPAL/CHIEF COMPLIANCE OFFICER → PRINCIPAL
Mar 30, 2016 filing
  • ChangedMAAS, JOSEPH, MERRELL · indirect via SYNERGY FINANCIAL SERVICES, INC.: ownership General partner, trustee or manager → 75% or more
Mar 8, 2012 filing (earliest on record)
  • ListedMAAS, JOSEPH, MERRELL · OWNER · General partner, trustee or manager · indirect via SYNERGY FINANCIAL SERVICES, INC. · control person
  • ListedMAAS, JOSEPH, MERRELL · PRINCIPAL/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedSYNERGY FINANCIAL SERVICES, INC. · 99% OWNER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Synergy Investment Management, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES CORE IVV 464287200 $34.7M 8.40% 46,347 SH
2 VANGUARD S&P VOO 922908363 $22.3M 5.39% 32,417 SH
3 VANGUARD GROWTH VUG 922908736 $16.4M 3.97% 190,484 SH
4 ISHARES U S DYNF 09290C103 $15.3M 3.70% 224,903 SH
5 STATE STREET SPYG 78464A409 $14.4M 3.49% 121,276 SH
6 STATE STREET SPYV 78464A508 $11.8M 2.85% 193,629 SH
7 STATE STREET SPTI 78464A672 $9.9M 2.40% 348,987 SH
8 ISHARES CORE IEMG 46434G103 $9.8M 2.37% 118,291 SH
9 ISHARES A I BAI 09290C780 $8.4M 2.03% 159,468 SH
10 CAPITAL GROUP CGDV 14020W106 $7.6M 1.83% 153,857 SH
11 ISHARES SYSTEMATIC IALT 09290C665 $7.3M 1.77% 260,465 SH
12 ISHARES U S GOVT 46429B267 $7.0M 1.69% 307,260 SH
13 ISHARES TR IVV 464287200 $5.7M 1.38% 7,641 SH
14 PACER DATA TRFK 69374H386 $5.6M 1.35% 52,205 SH
15 INVESCO S&P SPMO 46138E339 $5.1M 1.24% 31,633 SH
16 FIRST TRUST FPEI 33739P855 $5.0M 1.22% 260,840 SH
17 FIRST TRUST FAD 33733F101 $5.0M 1.21% 24,912 SH
18 FIRST TRUST UCON 33740F888 $4.8M 1.15% 191,584 SH
19 GLOBAL X SHLD 37960A529 $4.7M 1.14% 79,157 SH
20 VANECK CLO CLOI 92189H748 $4.7M 1.13% 88,219 SH
21 INVESCO NATIONAL PZA 46138E537 $4.5M 1.09% 191,520 SH
22 GLOBAL X AUSF 37954Y574 $4.4M 1.07% 90,494 SH
23 ISHARES LARGE BLCR 09290C855 $4.3M 1.04% 85,298 SH
24 STATE STREET SPYM 78464A854 $4.1M 1.00% 46,976 SH
25 ISHARES FLEXIBLE BINC 092528603 $4.1M 0.99% 78,204 SH
26 CAPITAL GROUP CGGR 14020G101 $3.5M 0.84% 73,195 SH
27 ISHARES GOLD IAU 464285204 $3.4M 0.83% 45,313 SH
28 VANGUARD TOTAL VTI 922908769 $3.3M 0.79% 8,876 SH
29 INVESCO RAFI IUS 46138J742 $3.1M 0.76% 47,994 SH
30 ISHARES U S THRO 09290C806 $3.1M 0.76% 72,703 SH
31 CAPITAL GROUP CGMS 14020Y300 $3.1M 0.75% 113,724 SH
32 AMAZON COM AMZN 023135106 $3.0M 0.73% 12,613 SH
33 VANGUARD INDEX FDS VOO 922908363 $2.9M 0.70% 4,234 SH
34 INVESCO S&P SPHQ 46137V241 $2.9M 0.70% 32,210 SH
35 ISHARES CORE IAGG 46435G672 $2.9M 0.69% 56,735 SH
36 NORTHERN LTS FD TR IV SECT 66538H591 $2.8M 0.68% 38,780 SH
37 ISHARES NATIONAL MUB 464288414 $2.7M 0.66% 25,386 SH
38 BLACKROCK ETF TRUST DYNF 09290C103 $2.6M 0.63% 38,414 SH
39 NVIDIA CORP NVDA 67066G104 $2.5M 0.60% 12,496 SH
40 ISHARES MSCI EFV 464288877 $2.5M 0.60% 32,557 SH
41 SPDR SERIES TRUST SPYG 78464A409 $2.5M 0.60% 20,909 SH
42 SCHWAB US SCHD 808524797 $2.4M 0.58% 75,881 SH
43 ISHARES CORE IEFA 46432F842 $2.3M 0.56% 23,830 SH
44 ISHARES S&P IVW 464287309 $2.3M 0.55% 16,527 SH
45 SPDR SERIES TRUST SPYV 78464A508 $2.1M 0.51% 34,730 SH
46 CAPITAL GROUP CGCB 14020Y508 $2.0M 0.49% 77,995 SH
47 VANGUARD VALUE VTV 922908744 $1.7M 0.42% 7,969 SH
48 ISHARES MSCI EFG 464288885 $1.6M 0.40% 13,189 SH
49 INVESCO QQQ QQQ 46090E103 $1.6M 0.39% 2,169 SH
50 ISHARES INC IEMG 46434G103 $1.5M 0.37% 18,283 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $413.4M 1,642 0002053786-26-000003
2026-03-31 2026-05-15 $305.7M 2,562 0002053786-26-000002
2025-12-31 2026-02-06 $282.5M 130 0002053786-26-000001
2025-09-30 2025-11-07 $261.8M 134 0002053786-25-000006
Filer Information
Address
215 N WESTMONTE DRIVE
ALTAMONTE SPRINGS, FL 32714
Phone
(321) 203-4458
Filing Manager
Synergy Investment Management, LLC
ALTAMONTE SPRINGS, FL
Signatory
Michael Curran
Compliance Consultant