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SIMS INVESTMENT MANAGEMENT, LLC — 13F Holdings & Portfolio

CIK 2053807 · latest 13F-HR filed 2026-04-21

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$272.1M

Long-equity book

Holdings

35

Distinct positions

Period

2026-03-31

Filed 2026-04-21

Q/Q Activity

+3 / −10 / ↑4 / ↓16

vs 2025-09-30

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • JOHN HANCOCK EXCHANGE TRADED$2.0M +15.8%
  • GLOBAL X FDS$1.1M +6.2%
  • ISHARES TR$940.1K +31.6%
  • VANECK ETF TRUST$392.1K +9.9%
Show all 4 →

Top Trims

  • INVESCO QQQ TR-$1.6M -20.4%
  • UBER TECHNOLOGIES INC-$901.2K -20.7%
  • META PLATFORMS INC-$595.6K -30.7%
  • TESLA INC-$565.3K -21.4%
  • APPLE INC-$438.4K -56.9%
Show all 16 →

New Positions

  • VANGUARD INDEX FDS$4.5M
  • NUVEEN S&P 500 DYNAMIC OVERW$810.9K
  • SIX FLAGS ENTERTAINMENT CORP$585.8K
Show all 3 →

Exited Positions

  • NVIDIA CORPORATION$1.1M
  • NUVEEN S&P 500 BUY-WRITE INC$867.8K
  • MICROSOFT CORP$797.6K
  • ALPHABET INC$477.7K
  • AMAZON COM INC$435.4K
Show all 10 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SCHWAB STRATEGIC TR SCHX 808524201 $84.8M 31.15% 3,306,092 SH
2 SCHWAB STRATEGIC TR SCHA 808524607 $50.4M 18.54% 1,734,769 SH
3 GLOBAL X FDS QYLD 37954Y483 $19.7M 7.24% 1,148,308 SH
4 SCHWAB STRATEGIC TR SCHD 808524797 $17.1M 6.29% 557,808 SH
5 GLOBAL X FDS XYLD 37954Y475 $16.7M 6.14% 426,982 SH
6 JOHN HANCOCK EXCHANGE TRADED JHSC 47804J842 $15.0M 5.51% 349,386 SH
7 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $11.5M 4.21% 48,243 SH
8 SCHWAB STRATEGIC TR SCHO 808524862 $10.3M 3.77% 422,625 SH
9 INVESCO QQQ TR QQQ 46090E103 $6.1M 2.26% 10,635 SH
10 EATON VANCE TAX-MANAGED BUY- ETV 27828Y108 $5.3M 1.95% 387,929 SH
11 VANGUARD INDEX FDS VTV 922908744 $4.5M 1.64% 22,747 SH
12 VANECK ETF TRUST SMH 92189F676 $4.3M 1.59% 11,306 SH
13 ISHARES TR TLT 464287432 $3.9M 1.44% 45,175 SH
14 UBER TECHNOLOGIES INC UBER 90353T100 $3.4M 1.27% 47,930 SH
15 VANGUARD SCOTTSDALE FDS VCSH 92206C409 $2.7M 0.98% 33,662 SH
16 VANGUARD INDEX FDS VOO 922908363 $2.1M 0.78% 3,548 SH
17 TESLA INC TSLA 88160R101 $2.1M 0.76% 5,590 SH
18 CARNIVAL CORP CCL 143658300 $1.5M 0.54% 56,299 SH
19 EATON VANCE TAX MNGED BUY WR ETB 27828X100 $1.4M 0.53% 100,475 SH
20 PURSUIT ATTRACTIONS AND HOSP PRSU 92552R406 $1.4M 0.50% 37,158 SH
21 META PLATFORMS INC META 30303M102 $1.3M 0.49% 2,354 SH
22 NUVEEN S&P 500 DYNAMIC OVERW SPXX 6706EW100 $810.9K 0.30% 50,462 SH
23 SCHWAB STRATEGIC TR SCHM 808524508 $748.6K 0.28% 24,180 SH
24 VANGUARD BD INDEX FDS BND 921937835 $710.3K 0.26% 9,646 SH
25 UNITEDHEALTH GROUP INC UNH 91324P102 $611.7K 0.22% 2,261 SH
26 SIX FLAGS ENTERTAINMENT CORP FUN 83001C108 $585.8K 0.22% 33,000 SH
27 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $517.1K 0.19% 1,079 SH
28 VANGUARD WORLD FD VGT 92204A702 $488.4K 0.18% 700 SH
29 AMERICAN FINANCIAL GROUP INC AFG 025932104 $466.7K 0.17% 3,654 SH
30 APPLE INC AAPL 037833100 $332.3K 0.12% 1,288 SH
31 VANGUARD INDEX FDS VTI 922908769 $285.2K 0.10% 889 SH
32 ROYAL CARIBBEAN GROUP RCL V7780T103 $275.2K 0.10% 1,000 SH
33 DISNEY WALT CO DIS 254687106 $274.6K 0.10% 2,836 SH
34 VANGUARD INDEX FDS VB 922908751 $271.3K 0.10% 1,036 SH
35 ISHARES TR IJS 464287879 $237.6K 0.09% 2,003 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-21 $272.1M 35 0002053807-26-000004
2025-09-30 2026-01-16 $276.4M 42 0002053807-26-000002