Uptown Financial Advisors LLC — 13F Holdings & Portfolio
CIK 2066147 · latest 13F-HR filed 2026-04-13
Uptown Financial Advisors LLC manages $125.9M in 13F-reported U.S. long-equity assets across 76 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are VUG (10.89%), VO (8.09%), IJR (7.92%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 3 new positions, exited 7, added to 23, and trimmed 15.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$125.9M
Long-equity book
76
Distinct positions
2026-03-31
Filed 2026-04-13
+3 / −7 / ↑23 / ↓15
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD WORLD FD$1.3M +40.6%
- ISHARES TR$1.1M +12.9%
- VANGUARD INDEX FDS$920.7K +9.9%
- SPDR SERIES TRUST$899.5K +10.9%
- SCHWAB STRATEGIC TR$757.3K +19.8%
Top Trims
- SPDR SERIES TRUST-$471.6K -9.1%
- MICROSOFT CORP-$209.1K -23.0%
- STATE STR SPDR S&P 500 ETF T-$125.5K -5.0%
- META PLATFORMS INC-$110.6K -13.3%
- AMERICAN EXPRESS CO-$76.0K -18.2%
New Positions
- EXXON MOBIL CORP$259.9K
- KINDER MORGAN INC DEL$233.1K
- SPDR SERIES TRUST$208.0K
Exited Positions
- BARINGS CORPORATE INVS$373.8K
- SOURCE CAPITAL$276.5K
- NUVEEN PFD & INCOME OPPORTUN$256.3K
- TESLA INC$228.9K
- INTERNATIONAL BUSINESS MACHS$220.1K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VUG | 922908736 | $13.7M | 10.89% | 31,383 | SH |
| 2 | VANGUARD INDEX FDS | VO | 922908629 | $10.2M | 8.09% | 35,450 | SH |
| 3 | ISHARES TR | IJR | 464287804 | $10.0M | 7.92% | 80,157 | SH |
| 4 | SPDR SERIES TRUST | SPYV | 78464A508 | $9.2M | 7.28% | 161,886 | SH |
| 5 | VANGUARD BD INDEX FDS | BSV | 921937827 | $7.9M | 6.24% | 100,179 | SH |
| 6 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $7.3M | 5.82% | 156,103 | SH |
| 7 | SPDR SERIES TRUST | SPYG | 78464A409 | $4.7M | 3.72% | 47,860 | SH |
| 8 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $4.6M | 3.64% | 185,053 | SH |
| 9 | VANGUARD WORLD FD | VDE | 92204A306 | $4.4M | 3.51% | 25,528 | SH |
| 10 | VANGUARD BD INDEX FDS | BIV | 921937819 | $4.1M | 3.29% | 53,725 | SH |
| 11 | VANGUARD INDEX FDS | VTV | 922908744 | $3.7M | 2.98% | 19,098 | SH |
| 12 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $3.5M | 2.76% | 54,309 | SH |
| 13 | VANGUARD INTL EQUITY INDEX F | VSS | 922042718 | $3.0M | 2.39% | 20,619 | SH |
| 14 | ENERGY TRANSFER L P | ET | 29273V100 | $2.5M | 1.97% | 128,734 | SH |
| 15 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $2.4M | 1.87% | 3,628 | SH |
| 16 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $2.1M | 1.65% | 45,235 | SH |
| 17 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.9M | 1.47% | 10,626 | SH |
| 18 | ENTERPRISE PRODS PARTNERS L | EPD | 293792107 | $1.8M | 1.44% | 48,051 | SH |
| 19 | ISHARES TR | LQD | 464287242 | $1.8M | 1.42% | 16,397 | SH |
| 20 | ISHARES TR | IVV | 464287200 | $1.7M | 1.38% | 2,661 | SH |
| 21 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $1.4M | 1.14% | 29,948 | SH |
| 22 | INVESCO QQQ TR Put | QQQ | 46090E103 | $1.2M | 0.92% | 2,000 | SH |
| 23 | JANUS DETROIT STR TR | JAAA | 47103U845 | $974.5K | 0.77% | 19,346 | SH |
| 24 | ISHARES TR | IJH | 464287507 | $968.0K | 0.77% | 14,335 | SH |
| 25 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $961.2K | 0.76% | 6,490 | SH |
| 26 | ISHARES TR | IWM | 464287655 | $932.7K | 0.74% | 3,761 | SH |
| 27 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $918.5K | 0.73% | 20,121 | SH |
| 28 | VANGUARD INDEX FDS | VNQ | 922908553 | $833.3K | 0.66% | 9,394 | SH |
| 29 | ISHARES INC | EMXC | 46434G764 | $747.7K | 0.59% | 9,505 | SH |
| 30 | SPDR SERIES TRUST | JNK | 78468R622 | $733.7K | 0.58% | 7,664 | SH |
| 31 | META PLATFORMS INC | META | 30303M102 | $719.2K | 0.57% | 1,257 | SH |
| 32 | MICROSOFT CORP | MSFT | 594918104 | $699.6K | 0.56% | 1,890 | SH |
| 33 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $620.7K | 0.49% | 20,352 | SH |
| 34 | BROADCOM INC | AVGO | 11135F101 | $589.6K | 0.47% | 1,905 | SH |
| 35 | ISHARES TR | AGG | 464287226 | $586.9K | 0.47% | 5,912 | SH |
| 36 | ISHARES TR | MUB | 464288414 | $585.7K | 0.47% | 5,518 | SH |
| 37 | ISHARES TR | IJS | 464287879 | $517.7K | 0.41% | 4,371 | SH |
| 38 | JOHNSON & JOHNSON | JNJ | 478160104 | $449.0K | 0.36% | 1,837 | SH |
| 39 | VANGUARD INDEX FDS | VOO | 922908363 | $438.6K | 0.35% | 734 | SH |
| 40 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $433.8K | 0.34% | 8,026 | SH |
| 41 | ISHARES TR | IEFA | 46432F842 | $421.9K | 0.34% | 4,660 | SH |
| 42 | ABBVIE INC | ABBV | 00287Y109 | $416.1K | 0.33% | 1,913 | SH |
| 43 | APPLE INC | AAPL | 037833100 | $396.7K | 0.32% | 1,562 | SH |
| 44 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $391.2K | 0.31% | 12,750 | SH |
| 45 | VANGUARD INDEX FDS | VBR | 922908611 | $388.4K | 0.31% | 1,788 | SH |
| 46 | VANGUARD INTL EQUITY INDEX F | VNQI | 922042676 | $360.0K | 0.29% | 8,099 | SH |
| 47 | VANGUARD WORLD FD | VGT | 92204A702 | $357.9K | 0.28% | 513 | SH |
| 48 | NUVEEN QUALITY MUNCP INCOME | NAD | 67066V101 | $348.9K | 0.28% | 30,340 | SH |
| 49 | NETFLIX INC. | NFLX | 64110L106 | $346.1K | 0.27% | 3,600 | SH |
| 50 | SELECT SECTOR SPDR TR | XLE | 81369Y506 | $343.1K | 0.27% | 5,600 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-13 | $125.9M | 76 | 0002066147-26-000002 |
| 2025-12-31 | 2026-01-23 | $139.6M | 78 | 0002066147-26-000001 |