Uptown Financial Advisors LLC — 13F Holdings & Portfolio
CIK 2066147 · latest 13F-HR filed 2026-07-10
Uptown Financial Advisors LLC manages $151.9M in 13F-reported U.S. long-equity assets across 88 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VUG (10.59%), IJR (7.75%), VO (7.41%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 7 new positions, exited 0, added to 42, and trimmed 8.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 1100
DALLAS, TX 75219
$151.9M
Long-equity book
88
Distinct positions
2026-06-30
Filed 2026-07-10
+7 / −0 / ↑42 / ↓8
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VANGUARD INDEX FDS$2.4M +17.3%
- ISHARES TR$1.8M +18.2%
- VANGUARD INDEX FDS$1.1M +10.6%
- SPDR SERIES TRUST$1.0M +21.4%
- SPDR SERIES TRUST$829.6K +9.1%
Top Trims
- VANGUARD WORLD FD-$619.4K -14.0%
- JANUS DETROIT STR TR-$97.9K -10.0%
- NETFLIX INC.-$89.1K -25.7%
- NUVEEN QUALITY MUNCP INCOME-$83.1K -23.8%
- CHEVRON CORPORATION-$55.3K -19.9%
New Positions
- PIMCO ETF TR$499.7K
- CATERPILLAR INC$266.2K
- TESLA INC$214.1K
- INTERNATIONAL BUSINESS MACHS$208.9K
- MIDDLEBY CORP$206.4K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD INDEX FDS | VUG | 922908736 | $16.1M | 10.59% | 186,647 | SH |
| 2 | ISHARES TR | IJR | 464287804 | $11.8M | 7.75% | 79,404 | SH |
| 3 | VANGUARD INDEX FDS | VO | 922908629 | $11.3M | 7.41% | 139,720 | SH |
| 4 | INVESCO QQQ TR Put | QQQ | 46090E103 | $10.3M | 6.79% | 14,000 | SH |
| 5 | SPDR SERIES TRUST | SPYV | 78464A508 | $10.0M | 6.58% | 164,321 | SH |
| 6 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $8.1M | 5.32% | 155,992 | SH |
| 7 | VANGUARD BD INDEX FDS | BSV | 921937827 | $7.8M | 5.14% | 100,179 | SH |
| 8 | SPDR SERIES TRUST | SPYG | 78464A409 | $5.7M | 3.75% | 47,799 | SH |
| 9 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $5.0M | 3.30% | 181,155 | SH |
| 10 | VANGUARD INDEX FDS | VTV | 922908744 | $4.1M | 2.69% | 18,712 | SH |
| 11 | VANGUARD BD INDEX FDS | BIV | 921937819 | $4.0M | 2.66% | 52,739 | SH |
| 12 | VANGUARD WORLD FD | VDE | 92204A306 | $3.8M | 2.50% | 25,298 | SH |
| 13 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $3.8M | 2.49% | 53,094 | SH |
| 14 | VANGUARD INTL EQUITY INDEX F | VSS | 922042718 | $3.2M | 2.12% | 20,899 | SH |
| 15 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $2.7M | 1.78% | 3,624 | SH |
| 16 | ENERGY TRANSFER L P | ET | 29273V100 | $2.5M | 1.62% | 128,774 | SH |
| 17 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $2.4M | 1.61% | 53,969 | SH |
| 18 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.1M | 1.40% | 10,646 | SH |
| 19 | ISHARES TR | IVV | 464287200 | $2.0M | 1.30% | 2,631 | SH |
| 20 | ISHARES TR | LQD | 464287242 | $1.8M | 1.17% | 16,282 | SH |
| 21 | ENTERPRISE PRODS PARTNERS L | EPD | 293792107 | $1.8M | 1.16% | 48,051 | SH |
| 22 | INVESCO QQQ TR Call | QQQ | 46090E103 | $1.5M | 0.97% | 2,000 | SH |
| 23 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $1.4M | 0.95% | 29,794 | SH |
| 24 | ISHARES TR | IWM | 464287655 | $1.1M | 0.74% | 3,752 | SH |
| 25 | ISHARES TR | IJH | 464287507 | $1.1M | 0.73% | 14,333 | SH |
| 26 | VANGUARD WHITEHALL FDS | VYM | 921946406 | $1.0M | 0.68% | 6,490 | SH |
| 27 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $1.0M | 0.67% | 20,066 | SH |
| 28 | NVIDIA CORPORATION Put | NVDA | 67066G104 | $1.0M | 0.66% | 5,000 | SH |
| 29 | VANGUARD INDEX FDS | VNQ | 922908553 | $916.1K | 0.60% | 9,499 | SH |
| 30 | JANUS DETROIT STR TR | JAAA | 47103U845 | $876.6K | 0.58% | 17,361 | SH |
| 31 | ISHARES INC | EMXC | 46434G764 | $860.3K | 0.57% | 8,409 | SH |
| 32 | SPDR SERIES TRUST | JNK | 78468R622 | $754.0K | 0.50% | 7,823 | SH |
| 33 | BROADCOM INC | AVGO | 11135F101 | $719.6K | 0.47% | 1,905 | SH |
| 34 | META PLATFORMS INC | META | 30303M102 | $717.1K | 0.47% | 1,273 | SH |
| 35 | MICROSOFT CORP | MSFT | 594918104 | $716.9K | 0.47% | 1,922 | SH |
| 36 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $708.5K | 0.47% | 20,352 | SH |
| 37 | MICROSOFT CORP Put | MSFT | 594918104 | $634.1K | 0.42% | 1,700 | SH |
| 38 | ISHARES TR | IJS | 464287879 | $597.4K | 0.39% | 4,371 | SH |
| 39 | ISHARES TR | MUB | 464288414 | $593.8K | 0.39% | 5,518 | SH |
| 40 | ISHARES TR | AGG | 464287226 | $585.4K | 0.39% | 5,914 | SH |
| 41 | CISCO SYS INC | CSCO | 17275R102 | $515.3K | 0.34% | 4,387 | SH |
| 42 | SPACE EXPLORATION TECHN CORP Put | SPCX | 84615Q103 | $512.6K | 0.34% | 3,000 | SH |
| 43 | VANGUARD INDEX FDS | VOO | 922908363 | $504.1K | 0.33% | 734 | SH |
| 44 | PIMCO ETF TR | MINT | 72201R833 | $499.7K | 0.33% | 4,956 | SH |
| 45 | VANGUARD WORLD FD | VGT | 92204A702 | $489.7K | 0.32% | 4,097 | SH |
| 46 | ABBVIE INC | ABBV | 00287Y109 | $481.4K | 0.32% | 1,913 | SH |
| 47 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $475.4K | 0.31% | 7,964 | SH |
| 48 | JOHNSON & JOHNSON | JNJ | 478160104 | $466.5K | 0.31% | 1,837 | SH |
| 49 | ISHARES TR | IEFA | 46432F842 | $456.1K | 0.30% | 4,722 | SH |
| 50 | APPLE INC | AAPL | 037833100 | $452.3K | 0.30% | 1,562 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-10 | $151.9M | 88 | 0002066147-26-000003 |
| 2026-03-31 | 2026-04-13 | $125.9M | 76 | 0002066147-26-000002 |
| 2025-12-31 | 2026-01-23 | $139.6M | 78 | 0002066147-26-000001 |