CDC Financial, Inc. — 13F Holdings & Portfolio
CIK 2077836 · latest 13F-HR filed 2026-05-15
CDC Financial, Inc. manages $157.2M in 13F-reported U.S. long-equity assets across 49 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are AMPY (10.27%), CENX (9.21%), SPY (6.29%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 12 new positions, exited 1, added to 14, and trimmed 9.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$157.2M
Long-equity book
49
Distinct positions
2026-03-31
Filed 2026-05-15
+12 / −1 / ↑14 / ↓9
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- VOX ROYALTY CORP$2.7M +44.9%
- ADVANCED FLOWER CAP INC$2.4M +136.2%
- RING ENERGY INC$1.7M +45.6%
- LEGALZOOM COM INC$1.4M +166.5%
- ATLAS ENERGY SOLUTIONS INC$1.2M +21.9%
Top Trims
- ALGOMA STL GROUP INC-$5.3M -92.8%
- IMMERSION CORP-$1.9M -19.7%
- HEALTH CATALYST INC-$1.6M -16.3%
- THRYV HLDGS INC-$842.7K -22.1%
- RYERSON HLDG CORP-$809.1K -24.0%
New Positions
- SERVICENOW INC$1.4M
- SALESFORCE INC$1.1M
- WEALTHFRONT CORP$920.6K
- MATCH GROUP INC NEW$905.9K
- ZENTALIS PHARMACEUTICALS INC$664.0K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | AMPLIFY ENERGY CORP NEW | AMPY | 03212B103 | $16.1M | 10.27% | 2,587,347 | SH |
| 2 | CENTURY ALUM CO | CENX | 156431108 | $14.5M | 9.21% | 246,680 | SH |
| 3 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $9.9M | 6.29% | 15,200 | SH |
| 4 | VOX ROYALTY CORP | VOXR | 92919F103 | $8.7M | 5.52% | 1,657,304 | SH |
| 5 | INHIBRX BIOSCIENCES INC | INBX | 45720N103 | $8.4M | 5.32% | 124,530 | SH |
| 6 | APPLE INC Put | AAPL | 037833100 | $8.2M | 5.25% | 32,500 | SH |
| 7 | HEALTH CATALYST INC | HCAT | 42225T107 | $8.0M | 5.09% | 6,307,054 | SH |
| 8 | IMMERSION CORP | IMMR | 452521107 | $7.8M | 4.99% | 1,437,397 | SH |
| 9 | ATLAS ENERGY SOLUTIONS INC | AESI | 642045108 | $6.8M | 4.32% | 518,091 | SH |
| 10 | ALGOMA STL GROUP INC | ASTL | 015658107 | $6.7M | 4.24% | 1,613,749 | SH |
| 11 | RING ENERGY INC | REI | 76680V108 | $5.3M | 3.37% | 3,459,562 | SH |
| 12 | ATLAS ENERGY SOLUTIONS INC Call | AESI | 642045108 | $4.3M | 2.75% | 330,000 | SH |
| 13 | INHIBRX BIOSCIENCES INC Call | INBX | 45720N103 | $4.2M | 2.65% | 62,000 | SH |
| 14 | ADVANCED FLOWER CAP INC | AFCG | 00109K105 | $4.2M | 2.64% | 1,473,178 | SH |
| 15 | INSPIRED ENTMT INC | INSE | 45782N108 | $3.2M | 2.05% | 452,445 | SH |
| 16 | THRYV HLDGS INC | THRY | 886029206 | $3.0M | 1.89% | 1,083,751 | SH |
| 17 | RYERSON HLDG CORP | RYZ | 783754104 | $2.6M | 1.63% | 114,160 | SH |
| 18 | SALESFORCE INC Call | CRM | 79466L302 | $2.4M | 1.52% | 12,800 | SH |
| 19 | CRONOS GROUP INC | CRON | 22717L101 | $2.3M | 1.48% | 926,832 | SH |
| 20 | LEGALZOOM COM INC | LZ | 52466B103 | $2.2M | 1.41% | 392,065 | SH |
| 21 | SERVICENOW INC Call | NOW | 81762P102 | $2.2M | 1.40% | 21,000 | SH |
| 22 | INVESCO QQQ TR Put | QQQ | 46090E103 | $2.0M | 1.28% | 3,500 | SH |
| 23 | AERSALE CORPORATION | ASLE | 00810F106 | $1.9M | 1.20% | 302,495 | SH |
| 24 | VONTIER CORPORATION | VNT | 928881101 | $1.8M | 1.17% | 52,000 | SH |
| 25 | SIMILARWEB LTD | SMWB | M84137104 | $1.7M | 1.06% | 639,014 | SH |
| 26 | CHICAGO ATLANTIC REAL ESTATE | REFI | 167239102 | $1.6M | 1.02% | 141,550 | SH |
| 27 | TURTLE BEACH CORP | TBCH | 900450206 | $1.6M | 0.99% | 153,982 | SH |
| 28 | CHICAGO ATLANTIC BDC INC | LIEN | 828174102 | $1.5M | 0.95% | 159,618 | SH |
| 29 | SERVICENOW INC | NOW | 81762P102 | $1.4M | 0.86% | 13,000 | SH |
| 30 | RISKIFIED LTD | RSKD | M8216R109 | $1.3M | 0.80% | 321,155 | SH |
| 31 | CINTAS CORP Put | CTAS | 172908105 | $1.2M | 0.75% | 7,000 | SH |
| 32 | GOHEALTH INC | GOCO | 38046W204 | $1.1M | 0.72% | 753,033 | SH |
| 33 | SALESFORCE INC | CRM | 79466L302 | $1.1M | 0.71% | 6,000 | SH |
| 34 | INNOVATIVE INDL PPTYS INC Put | IIPR | 45781V101 | $1.0M | 0.64% | 20,000 | SH |
| 35 | WEALTHFRONT CORP | WLTH | 947002101 | $920.6K | 0.59% | 99,523 | SH |
| 36 | SPROTT FDS TR | URNJ | 85208P808 | $916.8K | 0.58% | 31,300 | SH |
| 37 | MATCH GROUP INC NEW | MTCH | 57667L107 | $905.9K | 0.58% | 29,500 | SH |
| 38 | ZENTALIS PHARMACEUTICALS INC | ZNTL | 98943L107 | $664.0K | 0.42% | 283,762 | SH |
| 39 | OPERA LTD | OPRA | 68373M107 | $584.7K | 0.37% | 41,000 | SH |
| 40 | ALGOMA STL GROUP INC Call | ASTL | 015658107 | $578.2K | 0.37% | 140,000 | SH |
| 41 | INTAPP INC | INTA | 45827U109 | $537.4K | 0.34% | 20,918 | SH |
| 42 | UPWORK INC | UPWK | 91688F104 | $515.1K | 0.33% | 47,000 | SH |
| 43 | UPWORK INC Put | UPWK | 91688F104 | $515.1K | 0.33% | 47,000 | SH |
| 44 | ALGOMA STL GROUP INC | ASTLW | 015658115 | $412.9K | 0.26% | 4,153,996 | SH |
| 45 | SHENANDOAH TELECOMMUNICATION | SHEN | 82312B106 | $205.1K | 0.13% | 13,300 | SH |
| 46 | TECK RESOURCES LTD | TECK | 878742204 | $183.7K | 0.12% | 3,550 | SH |
| 47 | SANUWAVE HEALTH INC | SNWV | 80303D305 | $112.4K | 0.07% | 6,500 | SH |
| 48 | VILLAGE FARMS INTL INC | VFF | 92707Y108 | $76.7K | 0.05% | 27,000 | SH |
| 49 | COMMERCIAL VEH GROUP INC | CVGI | 202608105 | $15.9K | 0.01% | 4,653 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $157.2M | 49 | 0000921895-26-001386 |
| 2025-12-31 | 2026-02-13 | $213.6M | 40 | 0000921895-26-000358 |