CDC Financial, Inc. — 13F Holdings & Portfolio
CIK 2077836 · latest 13F-HR filed 2026-08-14
CDC Financial, Inc. manages $238.8M in 13F-reported U.S. long-equity assets across 53 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SPY (15.48%), IWM (11.57%), QQQ (9.84%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 7 new positions, exited 7, added to 14, and trimmed 15.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
15TH FLOOR
CHICAGO, IL 60606
$238.8M
Long-equity book
53
Distinct positions
2026-06-30
Filed 2026-08-14
+7 / −7 / ↑14 / ↓15
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- LEGALZOOM COM INC$7.6M +341.6%
- HEALTH CATALYST INC$6.1M +76.2%
- INHIBRX BIOSCIENCES INC$4.9M +58.6%
- SIMILARWEB LTD$2.5M +147.8%
- ATLAS ENERGY SOLUTIONS INC$2.4M +35.1%
Top Trims
- CENTURY ALUM CO-$6.1M -42.3%
- AMPLIFY ENERGY CORP NEW-$5.8M -36.2%
- RING ENERGY INC-$1.5M -27.8%
- CRONOS GROUP INC-$1.1M -48.2%
- MATCH GROUP INC NEW-$829.8K -91.6%
New Positions
- DUOS TECHNOLOGIES GROUP INC$480.0K
- ANTERO RESOURCES CORP$421.7K
- NETGEAR INC$326.9K
- COURSERA INC$225.6K
- SKINHEALTH SYSTEMS INC$82.4K
Exited Positions
- GOHEALTH INC$1.1M
- INTAPP INC$537.4K
- UPWORK INC$515.1K
- TECK RESOURCES LTD$183.7K
- SANUWAVE HEALTH INC$112.4K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $37.0M | 15.48% | 49,500 | SH |
| 2 | ISHARES TR Put | IWM | 464287655 | $27.6M | 11.57% | 92,000 | SH |
| 3 | INVESCO QQQ TR Put | QQQ | 46090E103 | $23.5M | 9.84% | 31,900 | SH |
| 4 | HEALTH CATALYST INC | HCAT | 42225T107 | $14.1M | 5.91% | 7,092,698 | SH |
| 5 | INHIBRX BIOSCIENCES INC | INBX | 45720N103 | $13.3M | 5.56% | 140,130 | SH |
| 6 | AMPLIFY ENERGY CORP NEW | AMPY | 03212B103 | $10.3M | 4.31% | 2,587,347 | SH |
| 7 | LEGALZOOM COM INC | LZ | 52466B103 | $9.8M | 4.11% | 1,601,436 | SH |
| 8 | ATLAS ENERGY SOLUTIONS INC | AESI | 642045108 | $9.2M | 3.84% | 552,750 | SH |
| 9 | IMMERSION CORP | IMMR | 452521107 | $8.8M | 3.67% | 1,293,007 | SH |
| 10 | CENTURY ALUM CO | CENX | 156431108 | $8.3M | 3.50% | 181,430 | SH |
| 11 | VOX ROYALTY CORP | VOXR | 92919F103 | $8.3M | 3.48% | 1,759,374 | SH |
| 12 | ALGOMA STL GROUP INC | ASTL | 015658107 | $7.1M | 2.96% | 1,745,647 | SH |
| 13 | HUMANA INC Put | HUM | 444859102 | $6.0M | 2.49% | 15,000 | SH |
| 14 | ADVANCED FLOWER CAP INC | AFCG | 00109K105 | $5.6M | 2.33% | 1,797,359 | SH |
| 15 | INSPIRED ENTMT INC | INSE | 45782N108 | $4.2M | 1.75% | 506,004 | SH |
| 16 | SIMILARWEB LTD | SMWB | M84137104 | $4.1M | 1.73% | 674,233 | SH |
| 17 | RING ENERGY INC | REI | 76680V108 | $3.8M | 1.60% | 3,539,562 | SH |
| 18 | TURTLE BEACH CORP | TBCH | 900450206 | $2.9M | 1.23% | 236,852 | SH |
| 19 | INHIBRX BIOSCIENCES INC Call | INBX | 45720N103 | $2.8M | 1.19% | 30,000 | SH |
| 20 | THRYV HLDGS INC | THRY | 886029206 | $2.8M | 1.16% | 702,024 | SH |
| 21 | GARMIN LTD Put | GRMN | H2906T109 | $2.1M | 0.90% | 9,000 | SH |
| 22 | TARGET CORP Put | TGT | 87612E106 | $2.0M | 0.82% | 15,000 | SH |
| 23 | RYERSON HLDG CORP | RYZ | 783754104 | $1.9M | 0.81% | 78,446 | SH |
| 24 | TURTLE BEACH CORP Call | TBCH | 900450206 | $1.9M | 0.78% | 150,000 | SH |
| 25 | LEGALZOOM COM INC Call | LZ | 52466B103 | $1.8M | 0.74% | 290,000 | SH |
| 26 | CHICAGO ATLANTIC REAL ESTATE | REFI | 167239102 | $1.8M | 0.73% | 163,704 | SH |
| 27 | CHICAGO ATLANTIC BDC INC | LIEN | 828174102 | $1.7M | 0.73% | 177,391 | SH |
| 28 | VONTIER CORPORATION | VNT | 928881101 | $1.4M | 0.61% | 50,000 | SH |
| 29 | AERSALE CORPORATION | ASLE | 00810F106 | $1.4M | 0.58% | 217,495 | SH |
| 30 | INNOVATIVE INDL PPTYS INC Put | IIPR | 45781V101 | $1.2M | 0.52% | 20,000 | SH |
| 31 | CRONOS GROUP INC | CRON | 22717L101 | $1.2M | 0.50% | 433,133 | SH |
| 32 | SERVICENOW INC | NOW | 81762P102 | $1.1M | 0.47% | 11,400 | SH |
| 33 | RISKIFIED LTD | RSKD | M8216R109 | $1.1M | 0.46% | 219,155 | SH |
| 34 | SALESFORCE INC | CRM | 79466L302 | $1.1M | 0.46% | 7,000 | SH |
| 35 | GROUPON INC Call | GRPN | 399473206 | $962.4K | 0.40% | 40,000 | SH |
| 36 | ZENTALIS PHARMACEUTICALS INC | ZNTL | 98943L107 | $862.1K | 0.36% | 177,762 | SH |
| 37 | WEALTHFRONT CORP | WLTH | 947002101 | $854.0K | 0.36% | 95,523 | SH |
| 38 | SERVICENOW INC Call | NOW | 81762P102 | $695.0K | 0.29% | 7,000 | SH |
| 39 | COREWEAVE INC Put | CRWV | 21873S108 | $666.9K | 0.28% | 6,700 | SH |
| 40 | DUOS TECHNOLOGIES GROUP INC | DUOT | 266042407 | $480.0K | 0.20% | 40,000 | SH |
| 41 | SPROTT FDS TR | URNJ | 85208P808 | $471.6K | 0.20% | 20,300 | SH |
| 42 | OPERA LTD | OPRA | 68373M107 | $466.9K | 0.20% | 23,546 | SH |
| 43 | ANTERO RESOURCES CORP | AR | 03674X106 | $421.7K | 0.18% | 12,000 | SH |
| 44 | SHENANDOAH TELECOMMUNICATION | SHEN | 82312B106 | $336.3K | 0.14% | 22,300 | SH |
| 45 | NETGEAR INC | NTGR | 64111Q104 | $326.9K | 0.14% | 14,000 | SH |
| 46 | SALESFORCE INC Call | CRM | 79466L302 | $313.3K | 0.13% | 2,000 | SH |
| 47 | COURSERA INC | COUR | 22266M104 | $225.6K | 0.09% | 40,000 | SH |
| 48 | ALGOMA STL GROUP INC Call | ASTL | 015658107 | $162.0K | 0.07% | 40,000 | SH |
| 49 | ALGOMA STL GROUP INC | ASTLW | 015658115 | $124.6K | 0.05% | 4,153,996 | SH |
| 50 | SKINHEALTH SYSTEMS INC | SKIN | 88331L108 | $82.4K | 0.03% | 119,000 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-14 | $238.8M | 53 | 0000921895-26-002169 |
| 2026-03-31 | 2026-05-15 | $157.2M | 49 | 0000921895-26-001386 |
| 2025-12-31 | 2026-02-13 | $213.6M | 40 | 0000921895-26-000358 |