Split Rock Private Trading & Wealth Management, LLC — 13F Holdings & Portfolio

CIK 2095884 · latest 13F-HR filed 2026-07-22

Split Rock Private Trading & Wealth Management, LLC manages $145.8M in 13F-reported U.S. long-equity assets across 49 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are KOOL (37.57%), QQQ (5.86%), AAPL (5.07%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 7 new positions, exited 4, added to 21, and trimmed 11.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
105 ARCH STREET
CLOQUET, MN 55720
Phone
(218) 879-3262
Filing Manager
Split Rock Private Trading & Wealth Management, LLC
Cloquet, MN
Signatory
Mark J. Cool
CCO
Loading holdings…
AUM

$145.8M

Long-equity book

Holdings

49

Distinct positions

Period

2026-06-30

Filed 2026-07-22

Q/Q Activity

+7 / −4 / ↑21 / ↓11

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • SPINNAKER ETF SERIES$5.2M +10.5%
  • INNOVATOR ETFS TRUST$4.9M +1146.6%
  • INVESCO QQQ TR$1.8M +27.1%
  • ISHARES TR$1.6M +29.4%
  • PROSHARES TR$967.6K +76.2%
Show all 21

Top Trims

  • JANUS DETROIT STR TR-$2.8M -33.3%
  • JANUS DETROIT STR TR-$2.0M -69.7%
  • FIDELITY MERRIMACK STR TR-$1.8M -23.0%
  • SPDR INDEX SHS FDS-$550.6K -38.9%
  • MORGAN STANLEY ETF TRUST-$390.1K -50.3%
Show all 11

New Positions

  • EA SERIES TRUST$5.9M
  • ISHARES TR$2.2M
  • FIRST TR EXCHANGE-TRADED FD$2.1M
  • VANGUARD INSTL INDEX FD$1.9M
  • INNOVATOR ETFS TRUST$753.2K
Show all 7

Exited Positions

  • ISHARES TR$4.7M
  • ISHARES TR$1.8M
  • GRAYSCALE ETHEREUM STAKING$355.8K
  • WP CAREY INC$200.8K
Show all 4
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPINNAKER ETF SERIES KOOL 84858T855 $54.8M 37.57% 3,831,084 SH
2 INVESCO QQQ TR QQQ 46090E103 $8.5M 5.86% 11,595 SH
3 APPLE INC AAPL 037833100 $7.4M 5.07% 25,528 SH
4 ISHARES TR TFLO 46434V860 $7.3M 4.98% 143,396 SH
5 AMAZON COM INC AMZN 023135106 $6.6M 4.55% 27,865 SH
6 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $6.0M 4.08% 162,892 SH
7 EA SERIES TRUST GTND 26824D704 $5.9M 4.07% 233,143 SH
8 FIDELITY MERRIMACK STR TR FBND 316188309 $5.9M 4.05% 129,816 SH
9 JANUS DETROIT STR TR JAAA 47103U845 $5.7M 3.88% 112,112 SH
10 INNOVATOR ETFS TRUST SFLR 45783Y673 $5.4M 3.68% 138,981 SH
11 SELECT SECTOR SPDR TR XLP 81369Y308 $5.2M 3.59% 63,038 SH
12 PROSHARES TR NOBL 74348A467 $2.2M 1.53% 39,846 SH
13 ISHARES TR IBIE 46438G703 $2.2M 1.48% 82,068 SH
14 FIRST TR EXCHANGE-TRADED FD LMBS 33739Q200 $2.1M 1.45% 42,547 SH
15 VANGUARD INSTL INDEX FD VBIL 922040845 $1.9M 1.29% 24,826 SH
16 FIRST TR EXCHANGE-TRADED FD FGD 33734X200 $1.6M 1.08% 49,180 SH
17 NVIDIA CORPORATION NVDA 67066G104 $1.5M 1.06% 7,731 SH
18 MICROSOFT CORP MSFT 594918104 $1.5M 1.06% 4,145 SH
19 QUANTA SVCS INC PWR 74762E102 $1.1M 0.73% 1,480 SH
20 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.0M 0.70% 2,032 SH
21 CREDIT SUISSE NASSAU BRANC GLDI 22542D233 $992.9K 0.68% 7,064 SH
22 JANUS DETROIT STR TR JMBS 47103U852 $880.9K 0.60% 19,580 SH
23 SPDR INDEX SHS FDS SPEM 78463X509 $865.7K 0.59% 16,719 SH
24 UBS AG SLVO 22542D225 $795.9K 0.55% 12,232 SH
25 ISHARES TR MUB 464288414 $764.8K 0.52% 7,106 SH
26 INNOVATOR ETFS TRUST EBUF 45783Y210 $753.2K 0.52% 23,649 SH
27 FIDELITY WISE ORIGIN BITCOIN FBTC 315948109 $452.0K 0.31% 8,854 SH
28 EXXON MOBIL CORP XOM 30231G102 $442.6K 0.30% 3,237 SH
29 BROADCOM INC AVGO 11135F101 $423.5K 0.29% 1,121 SH
30 WALMART INC WMT 931142103 $415.6K 0.29% 3,670 SH
31 PROSHARES TR TDV 74347G606 $403.4K 0.28% 3,880 SH
32 FIRST TR EXCHANGE-TRADED FD ACYS 33733E641 $396.7K 0.27% 19,315 SH
33 ADVANCED MICRO DEVICES INC AMD 007903107 $394.7K 0.27% 679 SH
34 MORGAN STANLEY ETF TRUST EVTR 61774R841 $384.9K 0.26% 7,590 SH
35 VANGUARD BD INDEX FDS BIV 921937819 $380.0K 0.26% 4,955 SH
36 ISHARES TR SUB 464288158 $336.2K 0.23% 3,158 SH
37 AMERICAN CENTY ETF TR AVUV 025072877 $298.9K 0.20% 2,396 SH
38 ISHARES TR IVV 464287200 $298.6K 0.20% 399 SH
39 AMERICAN CENTY ETF TR AVDE 025072703 $265.0K 0.18% 2,971 SH
40 FIDELITY COVINGTON TRUST FDVV 316092840 $246.3K 0.17% 4,085 SH
41 ISHARES TR IWP 464287481 $244.5K 0.17% 1,670 SH
42 ISHARES TR IWS 464287473 $240.5K 0.16% 1,461 SH
43 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $228.1K 0.16% 2,760 SH
44 FIRST TR EXCHANGE-TRADED FD RDVI 33738D879 $226.3K 0.16% 7,697 SH
45 UNITED PARCEL SVCS INC UPS 911312106 $218.9K 0.15% 2,036 SH
46 SPDR SERIES TRUST SDY 78464A763 $215.8K 0.15% 1,418 SH
47 ORACLE CORP ORCL 68389X105 $213.4K 0.15% 1,456 SH
48 ALAMOS GOLD INC AGI 011532108 $212.1K 0.15% 6,990 SH
49 ELEDON PHARMACEUTICALS INC ELDN 28617K101 $39.4K 0.03% 10,000 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-22 $145.8M 49 0002095884-26-000007
2026-03-31 2026-04-28 $129.2M 46 0002095884-26-000006
2025-12-31 2026-01-23 $124.8M 36 0002095884-26-000005