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Split Rock Private Trading & Wealth Management, LLC — 13F Holdings & Portfolio

CIK 2095884 · latest 13F-HR filed 2026-10-15

Backtest portfolio

Split Rock Private Trading & Wealth Management, LLC manages $148.8M in 13F-reported U.S. long-equity assets across 50 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are KOOL (37.56%), QQQ (5.75%), AAPL (5.71%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 5 new positions and exited 4; 10 existing positions rose in reported value and 12 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$148.8M

Long-equity book

Holdings
50

Distinct positions

Period
2026-09-30

Filed 2026-10-15

Q/Q Activity
+5 / −4 / ↑10 / ↓12

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
KOOL37.6% · +0%QQQ5.7% · -0%AAPL5.7% · -0%TFLO4.8% · -2%AMZN4.7% · +0%BUFR4.2% · +2%GTND4.1% · +2%SFLR3.7% · +1%JAAA3.5% · -8%XLP3.5% · +2%FBND2.1% · -45%LMBS1.8% · +29%CSHI1.5% · newNOBL1.5% · +2%IBIE1.4% · +1%MSFT1.4% · -3%BALT1.3% · newNVDA1.2% · +0%FGD1.1% · -1%GLDI0.7% · +4%BRK.B0.7% · 0%SPEM0.6% · -0%SLVO0.5% · +2%MUB0.5% · +12%PWR0.5% · -17%EBUF0.5% · -0%FBTC0.4% · +2%XOM0.4% · 0%AMD0.3% · +12%ACYS0.3% · +8%SUB0.3% · +26%TDV0.3% · 0%WMT0.3% · +1%EVTR0.2% · 0%BIV0.2% · 0%AVGO0.2% · -10%IVV0.2% · 0%SPCX0.2% · newAVDE0.2% · +10%JMBS0.2% · -69%FDVV0.2% · -0%AVUV0.2% · -13%IWS0.2% · 0%IWP0.2% · 0%AGI0.2% · 0%AVLV0.1% · newVCIT0.1% · 0%RDVI0.1% · -0%SDY0.1% · 0%ELDN0.0% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 77.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 20, 2026.

Assets Under Management
$356.1M
Discretionary
$348.8M
Employees
6
Accounts
2,084
Address
105 ARCH ST
CLOQUET, MN 55720
Phone
(218) 879-3262
Website
Name Title / Status Ownership Type
COOL, MARK, JOSEPH ControlMANAGING MEMBER & CHIEF COMPLIANCE OFFICER
since Jan 2013
50–75%Individual
KOCON, TYLER, ALLEN ControlMANAGING MEMBER
since Dec 2009
50–75%Individual

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Split Rock Private Trading & Wealth Management, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPINNAKER ETF SERIES KOOL 84858T855 $55.9M 37.56% 3,842,590 SH
2 INVESCO QQQ TR QQQ 46090E103 $8.5M 5.75% 11,554 SH
3 APPLE INC AAPL 037833100 $8.5M 5.71% 25,484 SH
4 ISHARES TR TFLO 46434V860 $7.2M 4.81% 141,315 SH
5 AMAZON COM INC AMZN 023135106 $7.0M 4.68% 27,946 SH
6 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $6.2M 4.18% 166,009 SH
7 EA SERIES TRUST GTND 26824D704 $6.1M 4.12% 237,790 SH
8 INNOVATOR ETFS TRUST SFLR 45783Y673 $5.5M 3.69% 140,827 SH
9 JANUS DETROIT STR TR JAAA 47103U845 $5.2M 3.51% 103,327 SH
10 SELECT SECTOR SPDR TR XLP 81369Y308 $5.2M 3.50% 64,570 SH
11 FIDELITY MERRIMACK STR TR FBND 316188309 $3.1M 2.08% 71,561 SH
12 FIRST TR EXCHANGE-TRADED FD LMBS 33739Q200 $2.7M 1.78% 54,752 SH
13 NEOS ETF TRUST CSHI 78433H501 $2.3M 1.55% 46,330 SH
14 PROSHARES TR NOBL 74348A467 $2.2M 1.48% 40,769 SH
15 ISHARES TR IBIE 46438G703 $2.1M 1.44% 83,217 SH
16 MICROSOFT CORP MSFT 594918104 $2.1M 1.39% 4,032 SH
17 INNOVATOR ETFS TRUST BALT 45783Y855 $2.0M 1.34% 57,051 SH
18 NVIDIA CORPORATION NVDA 67066G104 $1.8M 1.19% 7,743 SH
19 FIRST TR EXCHANGE-TRADED FD FGD 33734X200 $1.6M 1.09% 48,666 SH
20 CREDIT SUISSE NASSAU BRANC GLDI 22542D233 $1.0M 0.70% 7,370 SH
21 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $1.0M 0.68% 2,032 SH
22 SPDR INDEX SHS FDS SPEM 78463X509 $864.4K 0.58% 16,701 SH
23 UBS AG SLVO 22542D225 $810.4K 0.54% 12,531 SH
24 ISHARES TR MUB 464288414 $801.9K 0.54% 7,932 SH
25 QUANTA SVCS INC PWR 74762E102 $791.4K 0.53% 1,232 SH
26 INNOVATOR ETFS TRUST EBUF 45783Y210 $746.3K 0.50% 23,543 SH
27 FIDELITY WISE ORIGIN BITCOIN FBTC 315948109 $654.7K 0.44% 9,013 SH
28 EXXONMOBIL HOLDINGS CORP XOM 30233Q108 $526.8K 0.35% 3,237 SH
29 ADVANCED MICRO DEVICES INC AMD 007903107 $467.7K 0.31% 764 SH
30 FIRST TR EXCHANGE-TRADED FD ACYS 33733E641 $427.9K 0.29% 20,794 SH
31 ISHARES TR SUB 464288158 $417.2K 0.28% 3,991 SH
32 PROSHARES TR TDV 74347G606 $385.6K 0.26% 3,880 SH
33 WALMART INC WMT 931142103 $384.8K 0.26% 3,703 SH
34 MORGAN STANLEY ETF TRUST EVTR 61774R841 $365.8K 0.25% 7,590 SH
35 VANGUARD BD INDEX FDS BIV 921937819 $361.0K 0.24% 4,955 SH
36 BROADCOM INC AVGO 11135F101 $356.1K 0.24% 1,014 SH
37 ISHARES TR IVV 464287200 $305.5K 0.21% 399 SH
38 SPACE EXPLORATION TECHN CORP SPCX 84615Q103 $295.3K 0.20% 1,957 SH
39 AMERICAN CENTY ETF TR AVDE 025072703 $293.1K 0.20% 3,253 SH
40 JANUS DETROIT STR TR JMBS 47103U852 $256.8K 0.17% 6,076 SH
41 FIDELITY COVINGTON TRUST FDVV 316092840 $248.1K 0.17% 4,084 SH
42 AMERICAN CENTY ETF TR AVUV 025072877 $244.6K 0.16% 2,077 SH
43 ISHARES TR IWS 464287473 $234.8K 0.16% 1,461 SH
44 ISHARES TR IWP 464287481 $229.9K 0.15% 1,670 SH
45 ALAMOS GOLD INC AGI 011532108 $226.4K 0.15% 6,990 SH
46 AMERICAN CENTY ETF TR AVLV 025072349 $216.3K 0.15% 2,392 SH
47 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $216.1K 0.15% 2,760 SH
48 FIRST TR EXCHANGE-TRADED FD RDVI 33738D879 $214.6K 0.14% 7,696 SH
49 SPDR SERIES TRUST SDY 78464A763 $207.7K 0.14% 1,418 SH
50 ELEDON PHARMACEUTICALS INC ELDN 28617K101 $25.3K 0.02% 10,000 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-15 $148.8M 50 0002095884-26-000008
2026-06-30 2026-07-22 $145.8M 49 0002095884-26-000007
2026-03-31 2026-04-28 $129.2M 46 0002095884-26-000006
2025-12-31 2026-01-23 $124.8M 36 0002095884-26-000005
Filer Information
Address
105 ARCH STREET
CLOQUET, MN 55720
Phone
(218) 879-3262
Filing Manager
Split Rock Private Trading & Wealth Management, LLC
Cloquet, MN
Signatory
Mark J. Cool
CCO