Financial Concepts Unlimited, Inc. — 13F Holdings & Portfolio
CIK 2112099 · latest 13F-HR filed 2026-08-06
Financial Concepts Unlimited, Inc. manages $127.5M in 13F-reported U.S. long-equity assets across 44 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are QQQ (15.66%), DIA (14.98%), SPY (9.08%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions, exited 3, added to 28, and trimmed 5.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
CENTREVILLE, ME 21617
$127.5M
Long-equity book
44
Distinct positions
2026-06-30
Filed 2026-08-06
+3 / −3 / ↑28 / ↓5
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- INVESCO QQQ TRUST$4.3M +27.6%
- SPDR DJ INDL AVG ETF TR$2.5M +15.3%
- FEDERATED HME MDT SML COR$1.6M +26.4%
- FED HME MDT LAR VAL ETF NAV$1.2M +12.7%
- SPDR S&P 500 ETF$1.2M +11.8%
Top Trims
- TESLA INC-$357.2K -31.8%
- EXXON MOBIL CORP-$86.8K -25.0%
- SPDR GOLD SHARES ETF-$48.4K -14.4%
- MICROSOFT CORP-$44.0K -11.2%
- WALMART INC-$34.7K -8.7%
New Positions
- CISCO SYSTEMS INC$219.8K
- SCHWAB US LG CAP ETF$208.9K
- ALPHABET INC. CLASS C$200.7K
Exited Positions
- CATERPILLAR INC$323.1K
- AMERICAN EXPRESS CO$230.5K
- SPONGETECH DELIVERY XXX REGISTRATION REV$0
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | INVESCO QQQ TRUST | QQQ | 46090E103 | $20.0M | 15.66% | 27,121 | SH |
| 2 | SPDR DJ INDL AVG ETF TR | DIA | 78467X109 | $19.1M | 14.98% | 36,569 | SH |
| 3 | SPDR S&P 500 ETF | SPY | 78462F103 | $11.6M | 9.08% | 15,504 | SH |
| 4 | FED HME MDT LAR VAL ETF NAV | FLCV | 31423L701 | $11.0M | 8.65% | 307,724 | SH |
| 5 | NVIDIA CORP | NVDA | 67066G104 | $9.2M | 7.21% | 45,956 | SH |
| 6 | FEDERATED HME MDT SML COR | FSCC | 31423L602 | $7.5M | 5.91% | 201,958 | SH |
| 7 | ISHARES CORE S&P 500 ETF | IVV | 464287200 | $6.6M | 5.20% | 8,849 | SH |
| 8 | SPDR S&P 600 SM CAP GR | SLYG | 78464A201 | $5.9M | 4.65% | 49,817 | SH |
| 9 | FEDERATED HERMES ETF TR | MKTN | 31423L875 | $5.3M | 4.13% | 202,773 | SH |
| 10 | SPDR S&P 400 MID CAP GR | MDYG | 78464A821 | $5.2M | 4.09% | 46,591 | SH |
| 11 | FED HERMS U S STRG DIV ETF | FDV | 31423L305 | $3.8M | 3.01% | 122,172 | SH |
| 12 | ISHARES TR CORE DIV GR | DGRO | 46434V621 | $3.4M | 2.66% | 44,808 | SH |
| 13 | ISHARES S&P 100 ETF | OEF | 464287101 | $2.3M | 1.77% | 6,169 | SH |
| 14 | FEDERATED HERMES SHT DUR | FCSH | 31423L107 | $2.0M | 1.55% | 81,965 | SH |
| 15 | APPLE INC | AAPL | 037833100 | $1.9M | 1.49% | 6,570 | SH |
| 16 | VANGUARD BD INDC FDS ST BD | BSV | 921937827 | $1.8M | 1.38% | 22,601 | SH |
| 17 | AMAZON.COM INC | AMZN | 023135106 | $777.7K | 0.61% | 3,263 | SH |
| 18 | TESLA INC | TSLA | 88160R101 | $765.5K | 0.60% | 1,820 | SH |
| 19 | VANGUARD S&P 500 ETF | VOO | 922908363 | $747.3K | 0.59% | 1,088 | SH |
| 20 | ISHARES NASDAQ BIOTEC | IBB | 464287556 | $661.3K | 0.52% | 3,477 | SH |
| 21 | CHARLES SCH US MC ETF | SCHM | 808524508 | $627.4K | 0.49% | 17,017 | SH |
| 22 | SCHWAB US SMALL CAP ETF | SCHA | 808524607 | $532.9K | 0.42% | 14,749 | SH |
| 23 | J P MORGAN CHASE & CO | JPM | 46625H100 | $507.0K | 0.40% | 1,549 | SH |
| 24 | LILLY ELI & CO | LLY | 532457108 | $487.0K | 0.38% | 406 | SH |
| 25 | FIDELITY 500 INDEX FD | FENY | 315911750 | $410.5K | 0.32% | 1,571 | SH |
| 26 | VANGUARD VAL INDX SH | VNGBF | 922908678 | $382.0K | 0.30% | 4,492 | SH |
| 27 | SCHWAB INTL EQUITY ETF | SCHF | 808524805 | $375.6K | 0.29% | 13,560 | SH |
| 28 | HOME DEPOT INC | HD | 437076102 | $373.8K | 0.29% | 1,060 | SH |
| 29 | WALMART INC | WMT | 931142103 | $365.6K | 0.29% | 3,228 | SH |
| 30 | MICROSOFT CORP | MSFT | 594918104 | $351.0K | 0.28% | 941 | SH |
| 31 | MARRIOTT INTL INC CLASS A | MAR | 571903202 | $311.3K | 0.24% | 840 | SH |
| 32 | ALPHABET INC. CLASS A | GOOGL | 02079K305 | $297.4K | 0.23% | 832 | SH |
| 33 | SPDR GOLD SHARES ETF | GLD | 78463V107 | $287.7K | 0.23% | 781 | SH |
| 34 | SCHWAB INTL SM CAP EQY | SCHC | 808524888 | $276.4K | 0.22% | 5,743 | SH |
| 35 | VANGUARD SPEC F DIV APP | VIG | 921908844 | $275.7K | 0.22% | 1,165 | SH |
| 36 | INVESCO AERO & DEF ETF | PPA | 46137V100 | $261.4K | 0.20% | 1,480 | SH |
| 37 | FIDELITY HIGH DIVD ETF | FDVV | 316092840 | $260.9K | 0.20% | 4,328 | SH |
| 38 | EXXON MOBIL CORP | XOM | 30231G102 | $259.9K | 0.20% | 1,901 | SH |
| 39 | META PLATFORMS, INC. | META | 30303M102 | $256.8K | 0.20% | 456 | SH |
| 40 | SPDR SER TR S&P DIVID ETF | SDY | 78464A763 | $235.4K | 0.18% | 1,547 | SH |
| 41 | DEMENSIONAL US TG VAL | DFAT | 25434V609 | $224.0K | 0.18% | 3,204 | SH |
| 42 | CISCO SYSTEMS INC | CSCO | 17275R102 | $219.8K | 0.17% | 1,871 | SH |
| 43 | SCHWAB US LG CAP ETF | SCHX | 808524201 | $208.9K | 0.16% | 7,097 | SH |
| 44 | ALPHABET INC. CLASS C | GOOG | 02079K107 | $200.7K | 0.16% | 568 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-06 | $127.5M | 44 | 0002112099-26-000002 |
| 2026-03-31 | 2026-05-05 | $111.6M | 44 | 0002112099-26-000001 |