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THRYVE WEALTH MANAGEMENT LLC — 13F Holdings & Portfolio

CIK 2113283 · latest 13F-HR filed 2026-10-09

Backtest portfolio

THRYVE WEALTH MANAGEMENT LLC manages $179.2M in 13F-reported U.S. long-equity assets across 40 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are QQQ (26.01%), SPYM (19.47%), VGT (9.52%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 3 new positions and exited 1; 14 existing positions rose in reported value and 11 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$179.2M

Long-equity book

Holdings
40

Distinct positions

Period
2026-09-30

Filed 2026-10-09

Q/Q Activity
+3 / −1 / ↑14 / ↓11

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
QQQ26.0% · -3%SPYM19.5% · +2%VGT9.5% · +14%GRID5.6% · +1%AIRR5.2% · +1%PAVE5.2% · +1%BLOK5.1% · +2%ARKQ3.6% · -1%CMF3.0% · 0%USHY2.3% · +13%FLOT2.1% · -15%FTSL1.6% · -2%BTC1.1% · -11%BUXX0.8% · -4%NVDA0.7% · +3%IGIB0.7% · +7%IVV0.7% · +3%VUG0.7% · 0%JMST0.6% · +120%STXF0.6% · newMUB0.5% · +79%AAPL0.5% · +3%GBIL0.5% · -8%PANW0.4% · 0%AMZN0.4% · +4%GOOG0.4% · +5%VOOV0.3% · -15%DELL0.3% · 0%IGLB0.3% · +3%SRLN0.2% · -28%MSFT0.2% · +13%IAUI0.2% · +58%TSLA0.2% · +40%FFND0.2% · newDFAI0.2% · +0%MSTR0.2% · newDGRW0.2% · -2%NFLX0.1% · -8%ETHE0.1% · newIWP0.1% · +1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 84.9%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 15, 2026.

Assets Under Management
$304.0M
Discretionary
$292.0M
Employees
9
Accounts
445
Address
523 CHAPALA STREET
SUITE 2
SANTA BARBARA, CA 93101
Phone
(805) 451-2909
Website
Name Title / Status Ownership Type
CURTIS, RANDOL, WILSON ControlCHIEF INVESTMENT OFFICER
since Aug 2025
Less than 5%Individual
DORFMAN, GARY, KEITH ControlCHIEF EXECUTIVE OFFICER
since Sep 2025
75% or moreIndividual
Saragosa, Nicole, Patricia ControlCHIEF COMPLIANCE OFFICER
since Oct 2025
Less than 5%Individual
Ownership & leadership changes · 3 filings with changes since Apr 9, 2025

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 23, 2026 filing
  • No longer listedBrady, Laura · CHIEF GROWTH OFFICER · Less than 5% · control person · listed since Sep 2025
Oct 16, 2025 filing
  • No longer listedBEIRNE, BRIAN, LOGAN · CHIEF LEGAL OFFICER · Less than 5% · control person · listed since Feb 2025
  • No longer listedCOLE, MATTHEW, RYAN · MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND PRESIDENT · Less than 5% · control person · listed since Feb 2023
  • No longer listedMCARDLE, DON, LEE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2023
  • No longer listedPHAM, BENJAMIN, BARTLEY · MANAGER & CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Jul 2024
  • No longer listedRAMASWAMY, VIVEK, GANAPATHY · MAJORITY SHAREHOLDER · 50–75% · indirect via STRIVE ENTERPRISES, INC · control person · listed since Jan 2022
  • No longer listedSTRIVE ENTERPRISES, INC · SOLE MEMBER · 75% or more · control person · listed since May 2022
  • AddedBrady, Laura · CHIEF GROWTH OFFICER · Less than 5% · control person
  • AddedDORFMAN, GARY, KEITH · CHIEF EXECUTIVE OFFICER · 75% or more · control person
  • AddedSaragosa, Nicole, Patricia · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedCURTIS, RANDOL, WILSON · title CIO → CHIEF INVESTMENT OFFICER; now a control person
Aug 13, 2025 filing
  • AddedCURTIS, RANDOL, WILSON · CIO · Less than 5%
Apr 9, 2025 filing (earliest on record)
  • ListedBEIRNE, BRIAN, LOGAN · CHIEF LEGAL OFFICER · Less than 5% · control person
  • ListedCOLE, MATTHEW, RYAN · MANAGER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, AND PRESIDENT · Less than 5% · control person
  • ListedMCARDLE, DON, LEE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedPHAM, BENJAMIN, BARTLEY · MANAGER & CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • ListedRAMASWAMY, VIVEK, GANAPATHY · MAJORITY SHAREHOLDER · 50–75% · indirect via STRIVE ENTERPRISES, INC · control person
  • ListedSTRIVE ENTERPRISES, INC · SOLE MEMBER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 14 →

Top Trims

Show all 11 →

New Positions

Show all 3 →

Exited Positions

Show all 1 →

THRYVE WEALTH MANAGEMENT LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 INVESCO QQQ TR QQQ 46090E103 $46.6M 26.01% 63,018 SH
2 SPDR SERIES TRUST SPYM 78464A854 $34.9M 19.47% 388,769 SH
3 VANGUARD WORLD FD VGT 92204A702 $17.1M 9.52% 135,693 SH
4 FIRST TR EXCHANGE-TRADED FD GRID 33737A108 $10.0M 5.57% 56,381 SH
5 FIRST TR EXCHANGE TRADED FD AIRR 33738R704 $9.3M 5.20% 90,278 SH
6 GLOBAL X FDS PAVE 37954Y673 $9.2M 5.16% 176,178 SH
7 AMPLIFY ETF TR BLOK 032108607 $9.1M 5.08% 148,668 SH
8 ARK ETF TR ARKQ 00214Q203 $6.5M 3.64% 53,819 SH
9 ISHARES TR CMF 464288356 $5.3M 2.96% 97,938 SH
10 ISHARES TR USHY 46435U853 $4.0M 2.26% 113,191 SH
11 ISHARES TR FLOT 46429B655 $3.8M 2.09% 73,521 SH
12 FIRST TR EXCHANGE-TRADED FD FTSL 33738D309 $3.0M 1.65% 66,320 SH
13 GRAYSCALE BITCOIN MINI TR ET BTC 389930207 $2.0M 1.10% 53,579 SH
14 EA SERIES TRUST BUXX 02072L441 $1.5M 0.84% 74,832 SH
15 NVIDIA CORPORATION NVDA 67066G104 $1.3M 0.71% 5,566 SH
16 ISHARES TR IGIB 464288638 $1.2M 0.69% 24,499 SH
17 ISHARES TR IVV 464287200 $1.2M 0.66% 1,545 SH
18 VANGUARD INDEX FDS VUG 922908736 $1.2M 0.65% 12,948 SH
19 J P MORGAN EXCHANGE TRADED F JMST 46641Q654 $1.2M 0.64% 22,839 SH
20 EA SERIES TRUST STXF 02072L680 $1.1M 0.61% 22,106 SH
21 ISHARES TR MUB 464288414 $928.3K 0.52% 9,182 SH
22 APPLE INC AAPL 037833100 $876.2K 0.49% 2,631 SH
23 GOLDMAN SACHS ETF TR GBIL 381430529 $826.8K 0.46% 8,259 SH
24 PALO ALTO NETWORKS INC PANW 697435105 $717.5K 0.40% 1,806 SH
25 AMAZON COM INC AMZN 023135106 $712.1K 0.40% 2,858 SH
26 ALPHABET INC GOOG 02079K107 $655.2K 0.37% 1,923 SH
27 VANGUARD ADMIRAL FDS INC VOOV 921932703 $563.4K 0.31% 2,557 SH
28 DELL TECHNOLOGIES INC DELL 24703L202 $501.9K 0.28% 933 SH
29 ISHARES TR IGLB 464289511 $457.0K 0.26% 10,009 SH
30 SSGA ACTIVE ETF TR SRLN 78467V608 $434.4K 0.24% 10,756 SH
31 MICROSOFT CORP MSFT 594918104 $414.9K 0.23% 809 SH
32 NEOS ETF TRUST IAUI 78433H550 $406.4K 0.23% 8,410 SH
33 TESLA INC TSLA 88160R101 $386.7K 0.22% 1,090 SH
34 NORTHERN LTS FD TR II FFND 66538F231 $361.1K 0.20% 11,258 SH
35 DIMENSIONAL ETF TRUST DFAI 25434V203 $315.9K 0.18% 7,626 SH
36 STRATEGY INC MSTR 594972408 $273.1K 0.15% 1,784 SH
37 WISDOMTREE TR DGRW 97717X669 $270.4K 0.15% 2,781 SH
38 NETFLIX INC. NFLX 64110L106 $257.0K 0.14% 3,694 SH
39 GRAYSCALE ETHEREUM STAKING E ETHE 389638107 $249.7K 0.14% 11,654 SH
40 ISHARES TR IWP 464287481 $203.9K 0.11% 1,481 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-09 $179.2M 40 0001951757-26-001658
2026-06-30 2026-08-06 $178.9M 38 0001951757-26-001130
2026-03-31 2026-05-14 $149.7M 43 0001951757-26-000868
2025-12-31 2026-02-25 $202.1M 94 0001951757-26-000488
Filer Information
Address
909 LAKE CAROLYN PKWY
SUITE 100
IRVING, TX 75039
Phone
(805) 451-2909
Filing Manager
THRYVE WEALTH MANAGEMENT LLC
IRVING, TX
Signatory
Nicole Saragosa
Chief Compliance Officer