Financial Management, Inc. — 13F Holdings & Portfolio
CIK 2143070 · latest 13F-HR filed 2026-08-12
Financial Management, Inc. manages $122.0M in 13F-reported U.S. long-equity assets across 46 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IDEV (9.44%), QQQ (9.19%), IQLT (8.41%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 7 new positions, exited 0, added to 28, and trimmed 4.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
LITTLE ROCK, AR 72212
$122.0M
Long-equity book
46
Distinct positions
2026-06-30
Filed 2026-08-12
+7 / −0 / ↑28 / ↓4
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- INVESCO QQQ TR$2.5M +28.3%
- FIRST TR EXCHANGE-TRADED ALP$1.5M +32.7%
- ISHARES TR$1.5M +14.9%
- INVESCO EXCHANGE TRADED FD T$1.5M +23.5%
- SPDR SERIES TRUST$980.5K +16.9%
Top Trims
- WALMART INC-$346.1K -12.0%
- WASTE MGMT INC DEL-$92.8K -5.2%
- JOHNSON & JOHNSON-$36.6K -15.1%
- ISHARES TR-$28.8K -7.2%
New Positions
- INTEL CORP$355.7K
- VANGUARD WORLD FD$230.4K
- ISHARES TR$218.7K
- CISCO SYS INC$215.9K
- INVESCO EXCH TRADED FD TR II$208.6K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IDEV | 46435G326 | $11.5M | 9.44% | 129,318 | SH |
| 2 | INVESCO QQQ TR | QQQ | 46090E103 | $11.2M | 9.19% | 15,224 | SH |
| 3 | ISHARES TR | IQLT | 46434V456 | $10.3M | 8.41% | 207,017 | SH |
| 4 | FRANKLIN TEMPLETON ETF TR | FLQM | 35473P884 | $9.2M | 7.51% | 158,281 | SH |
| 5 | SPDR SERIES TRUST | SPSB | 78464A474 | $8.6M | 7.06% | 287,059 | SH |
| 6 | INVESCO EXCHANGE TRADED FD T | SPHQ | 46137V241 | $7.8M | 6.37% | 86,291 | SH |
| 7 | INVESCO EXCHANGE TRADED FD T | XMHQ | 46137V472 | $6.9M | 5.63% | 60,827 | SH |
| 8 | SPDR SERIES TRUST | SJNK | 78468R408 | $6.8M | 5.57% | 271,280 | SH |
| 9 | FIRST TR EXCHANGE-TRADED ALP | FYC | 33737M300 | $6.2M | 5.07% | 48,568 | SH |
| 10 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $5.3M | 4.34% | 102,287 | SH |
| 11 | SCHWAB STRATEGIC TR | SCHP | 808524870 | $4.4M | 3.64% | 167,507 | SH |
| 12 | ISHARES TR | USRT | 464288521 | $3.9M | 3.16% | 58,046 | SH |
| 13 | ISHARES TR | IGIB | 464288638 | $3.5M | 2.89% | 66,386 | SH |
| 14 | WALMART INC | WMT | 931142103 | $2.5M | 2.08% | 22,416 | SH |
| 15 | ISHARES TR | REZ | 464288562 | $2.3M | 1.86% | 23,904 | SH |
| 16 | JANUS DETROIT STR TR | JMBS | 47103U852 | $2.2M | 1.81% | 49,017 | SH |
| 17 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.1M | 1.70% | 10,337 | SH |
| 18 | FIRST TR EXCHANGE TRADED FD | SDVY | 33741X102 | $2.0M | 1.60% | 45,253 | SH |
| 19 | ALPHABET INC | GOOGL | 02079K305 | $1.8M | 1.47% | 5,019 | SH |
| 20 | WASTE MGMT INC DEL | WM | 94106L109 | $1.7M | 1.40% | 7,661 | SH |
| 21 | VANGUARD INDEX FDS | VO | 922908629 | $1.4M | 1.18% | 17,879 | SH |
| 22 | APPLE INC | AAPL | 037833100 | $1.4M | 1.13% | 4,761 | SH |
| 23 | FIDELITY COVINGTON TRUST | FDVV | 316092840 | $766.7K | 0.63% | 12,717 | SH |
| 24 | VANGUARD INDEX FDS | VB | 922908751 | $715.5K | 0.59% | 2,360 | SH |
| 25 | FIRST TR EXCHANGE-TRADED FD | FIW | 33733B100 | $652.6K | 0.54% | 5,959 | SH |
| 26 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $574.4K | 0.47% | 18,115 | SH |
| 27 | EXCHANGE TRADED CONCEPTS TRU | ROBO | 301505707 | $564.9K | 0.46% | 6,595 | SH |
| 28 | VANECK ETF TRUST | FLTR | 92189F486 | $532.8K | 0.44% | 20,806 | SH |
| 29 | ISHARES TR | ITA | 464288760 | $530.2K | 0.43% | 2,187 | SH |
| 30 | BANK OZK LITTLE ROCK ARK | OZK | 06417N103 | $418.3K | 0.34% | 8,029 | SH |
| 31 | COCA COLA CO | KO | 191216100 | $377.7K | 0.31% | 4,648 | SH |
| 32 | ISHARES TR | IHI | 464288810 | $369.0K | 0.30% | 7,468 | SH |
| 33 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $359.8K | 0.30% | 10,633 | SH |
| 34 | INTEL CORP | INTC | 458140100 | $355.7K | 0.29% | 2,548 | SH |
| 35 | MICROSOFT CORP | MSFT | 594918104 | $319.3K | 0.26% | 856 | SH |
| 36 | AMAZON COM INC | AMZN | 023135106 | $296.5K | 0.24% | 1,244 | SH |
| 37 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $283.1K | 0.23% | 3,380 | SH |
| 38 | ISHARES TR | IVV | 464287200 | $268.5K | 0.22% | 359 | SH |
| 39 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $261.1K | 0.21% | 8,396 | SH |
| 40 | VANGUARD WORLD FD | VGT | 92204A702 | $230.4K | 0.19% | 1,928 | SH |
| 41 | ISHARES TR | IJT | 464287887 | $218.7K | 0.18% | 1,224 | SH |
| 42 | CISCO SYS INC | CSCO | 17275R102 | $215.9K | 0.18% | 1,838 | SH |
| 43 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $208.6K | 0.17% | 689 | SH |
| 44 | JOHNSON & JOHNSON | JNJ | 478160104 | $205.7K | 0.17% | 810 | SH |
| 45 | ISHARES TR | LRGF | 46434V282 | $203.5K | 0.17% | 2,691 | SH |
| 46 | NEOS ETF TRUST | SPYI | 78433H303 | $202.7K | 0.17% | 3,819 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-12 | $122.0M | 46 | 0002143070-26-000003 |
| 2026-03-31 | 2026-07-02 | $106.5M | 39 | 0002143070-26-000002 |
| 2025-12-31 | 2026-07-02 | $105.3M | 40 | 0002143070-26-000001 |