Financial Management, Inc. — 13F Holdings & Portfolio
CIK 2143070 · latest 13F-HR filed 2026-07-02
Financial Management, Inc. manages $106.5M in 13F-reported U.S. long-equity assets across 39 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are IDEV (9.41%), IQLT (8.74%), QQQ (8.21%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 2 new positions, exited 3, added to 6, and trimmed 12.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
LITTLE ROCK, AR 72212
$106.5M
Long-equity book
39
Distinct positions
2026-03-31
Filed 2026-07-02
+2 / −3 / ↑6 / ↓12
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- INVESCO EXCHANGE TRADED FD T$434.9K +7.5%
- SPDR INDEX SHS FDS$359.7K +8.8%
- ISHARES TR$223.8K +7.6%
- FIRST TR EXCHANGE TRADED FD$130.6K +8.1%
- WASTE MGMT INC DEL$86.1K +5.0%
Top Trims
- SCHWAB STRATEGIC TR-$609.8K -52.5%
- BANK OZK LITTLE ROCK ARK-$366.7K -49.9%
- WALMART INC-$295.8K -9.3%
- ALPHABET INC-$126.5K -8.1%
- NVIDIA CORPORATION-$124.9K -6.5%
Exited Positions
- SELECT SECTOR SPDR TR$283.2K
- COMMERCIAL METALS CO$239.6K
- TESLA INC$201.5K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IDEV | 46435G326 | $10.0M | 9.41% | 119,870 | SH |
| 2 | ISHARES TR | IQLT | 46434V456 | $9.3M | 8.74% | 201,213 | SH |
| 3 | INVESCO QQQ TR | QQQ | 46090E103 | $8.7M | 8.21% | 15,139 | SH |
| 4 | FRANKLIN TEMPLETON ETF TR | FLQM | 35473P884 | $8.5M | 7.98% | 154,616 | SH |
| 5 | SPDR SERIES TRUST | SPSB | 78464A474 | $8.5M | 7.94% | 281,276 | SH |
| 6 | INVESCO EXCHANGE TRADED FD T | SPHQ | 46137V241 | $6.3M | 5.91% | 83,697 | SH |
| 7 | INVESCO EXCHANGE TRADED FD T | XMHQ | 46137V472 | $6.2M | 5.82% | 59,972 | SH |
| 8 | SPDR SERIES TRUST | SJNK | 78468R408 | $5.8M | 5.46% | 232,572 | SH |
| 9 | FIRST TR EXCHANGE-TRADED ALP | FYC | 33737M300 | $4.7M | 4.38% | 48,052 | SH |
| 10 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $4.5M | 4.19% | 95,053 | SH |
| 11 | SCHWAB STRATEGIC TR | SCHP | 808524870 | $4.2M | 3.93% | 157,388 | SH |
| 12 | ISHARES TR | IGIB | 464288638 | $3.4M | 3.18% | 63,624 | SH |
| 13 | ISHARES TR | USRT | 464288521 | $3.2M | 2.99% | 53,742 | SH |
| 14 | WALMART INC | WMT | 931142103 | $2.9M | 2.71% | 23,213 | SH |
| 15 | JANUS DETROIT STR TR | JMBS | 47103U852 | $2.1M | 1.97% | 46,453 | SH |
| 16 | ISHARES TR | REZ | 464288562 | $1.9M | 1.82% | 23,347 | SH |
| 17 | NVIDIA CORPORATION | NVDA | 67066G104 | $1.8M | 1.69% | 10,324 | SH |
| 18 | WASTE MGMT INC DEL | WM | 94106L109 | $1.8M | 1.69% | 7,834 | SH |
| 19 | FIRST TR EXCHANGE TRADED FD | SDVY | 33741X102 | $1.7M | 1.64% | 44,338 | SH |
| 20 | ALPHABET INC | GOOGL | 02079K305 | $1.4M | 1.35% | 5,016 | SH |
| 21 | APPLE INC | AAPL | 037833100 | $1.4M | 1.28% | 5,388 | SH |
| 22 | VANGUARD INDEX FDS | VO | 922908629 | $1.3M | 1.20% | 4,457 | SH |
| 23 | FIDELITY COVINGTON TRUST | FDVV | 316092840 | $696.5K | 0.65% | 12,609 | SH |
| 24 | VANGUARD INDEX FDS | VB | 922908751 | $616.4K | 0.58% | 2,353 | SH |
| 25 | FIRST TR EXCHANGE-TRADED FD | FIW | 33733B100 | $613.5K | 0.58% | 5,948 | SH |
| 26 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $551.4K | 0.52% | 17,973 | SH |
| 27 | VANECK ETF TRUST | FLTR | 92189F486 | $524.3K | 0.49% | 20,578 | SH |
| 28 | ISHARES TR | ITA | 464288760 | $478.1K | 0.45% | 2,186 | SH |
| 29 | EXCHANGE TRADED CONCEPTS TRU | ROBO | 301505707 | $451.3K | 0.42% | 6,595 | SH |
| 30 | ISHARES TR | IHI | 464288810 | $397.8K | 0.37% | 7,456 | SH |
| 31 | COCA COLA CO | KO | 191216100 | $376.3K | 0.35% | 4,948 | SH |
| 32 | BANK OZK LITTLE ROCK ARK | OZK | 06417N103 | $368.5K | 0.35% | 8,029 | SH |
| 33 | MICROSOFT CORP | MSFT | 594918104 | $316.2K | 0.30% | 854 | SH |
| 34 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $293.1K | 0.28% | 10,061 | SH |
| 35 | AMAZON COM INC | AMZN | 023135106 | $259.1K | 0.24% | 1,244 | SH |
| 36 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $252.7K | 0.24% | 3,365 | SH |
| 37 | JOHNSON & JOHNSON | JNJ | 478160104 | $242.3K | 0.23% | 991 | SH |
| 38 | ISHARES TR | IVV | 464287200 | $242.1K | 0.23% | 371 | SH |
| 39 | SCHWAB STRATEGIC TR | FNDX | 808524771 | $232.9K | 0.22% | 8,364 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-07-02 | $106.5M | 39 | 0002143070-26-000002 |
| 2025-12-31 | 2026-07-02 | $105.3M | 40 | 0002143070-26-000001 |