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ASHTON THOMAS SECURITIES, LLC — 13F Holdings & Portfolio

CIK 771572 · latest 13F-HR filed 2026-07-27

Backtest portfolio

ASHTON THOMAS SECURITIES, LLC manages $677.1M in 13F-reported U.S. long-equity assets across 378 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VOO (8.98%), OMFL (4.11%), NVDA (3.98%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 61 new positions and exited 127; 205 existing positions rose in reported value and 68 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$677.1M

Long-equity book

Holdings
378

Distinct positions

Period
2026-06-30

Filed 2026-07-27

Q/Q Activity
+61 / −127 / ↑205 / ↓68

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
VOO9.0% · +4%OMFL4.1% · +4%NVDA4.0% · +15%AAPL2.8% · +11%MSFT2.4% · +11%IMFL2.4% · +23%AMZN2.3% · +31%GOOGL2.2% · +12%VEA2.0% · -1%RWL1.8% · newSPYG1.8% · +2392%VTEB1.7% · +15%META1.5% · +3%GTO1.5% · +64%XLK1.4% · +5%GOVI1.3% · +512%VCIT1.2% · -0%AVGO1.2% · +9%BRK.B1.1% · -2%XLG1.1% · -66%DYNF1.1% · -19%TSLA1.0% · +17%JMEE0.9% · +46%GOOG0.9% · +17%SCHC0.8% · -3%JPM0.8% · +18%USFR0.8% · +54%JMST0.7% · +60%PZA0.6% · +5%TFI0.6% · +5%VUG0.6% · +532%BAI0.6% · -22%FMHI0.6% · -43%ICLO0.6% · -10%UNP0.6% · -11%PANW0.6% · +5%VIS0.6% · +14%IROC0.5% · newMBB0.5% · +10%CGDV0.5% · -2%MU0.5% · +85%COST0.5% · +21%OXY0.5% · -22%VTI0.5% · +6%MCK0.4% · -38%AMD0.4% · +20%NFLX0.4% · +9%CGUS0.4% · +2%DIS0.4% · -5%WMT0.4% · +3%HD0.4% · +3%MKL0.4% · -18%JNJ0.4% · -14%ORCL0.4% · +14%BGC0.4% · 0%BLCR0.4% · newGS0.4% · +18%CAT0.4% · +12%IALT0.4% · newKO0.4% · +12%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 33.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 3, 2026.

Assets Under Management
$1.86B
Discretionary
$1.80B
Employees
46
Accounts
2,282
Address
100 MERIDIAN CENTRE BLVD
SUITE 250
ROCHESTER, NY 14618
Phone
(800) 323-3746
Website
Name Title / Status Ownership Type
EXPLORER INVESTMENT HOLDINGS, LLC ControlMEMBER
since Dec 2023
75% or moreDomestic Entity
JOHNSON, KIMBERLY ControlCHIEF COMPLIANCE OFFICER
since Feb 2025
Less than 5%Individual
KADING, KEVIN ControlCHIEF FINANCIAL OFFICER
since Mar 2026
Less than 5%Individual
KOZELSKY, ZBYNEK ControlCHIEF OPERATING OFFICER
since Mar 2026
Less than 5%Individual
LANZISERA, JOSEPH ANTHONY ControlPRESIDENT
since Nov 1997
Less than 5%Individual
ARAX BUSINESS TRUST Control
Indirect owner via ARAX INVESTMENT PARTNERS, LLC
MEMBER
since Mar 2023
75% or moreDomestic Entity
ARAX INVESTMENT PARTNERS, LLC Control
Indirect owner via ARAX MIDCO, LLC
MEMBER
since Jun 2023
75% or moreDomestic Entity
ARAX MIDCO, LLC Control
Indirect owner via ARAX WEALTH MANAGEMENT, LLC
MEMBER
since Jun 2023
75% or moreDomestic Entity
ARAX WEALTH MANAGEMENT, LLC Control
Indirect owner via ASHTON THOMAS MANAGEMENT, LLC
MEMBER
since Aug 2023
75% or moreDomestic Entity
ASHTON THOMAS MANAGEMENT, LLC Control
Indirect owner via EXPLORER INVESTMENT HOLDINGS, LLC
MEMBER
since Oct 2023
75% or moreDomestic Entity
REDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC Control
Indirect owner via ARAX BUSINESS TRUST
TRUSTEE
since Jan 2023
General partner, trustee or managerDomestic Entity
Ownership & leadership changes · 3 filings with changes since Jan 18, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2026 filing
  • No longer listedBRITT, TERRENCE PATRICK · VICE PRESIDENT / CHIEF OPERATING OFFICER · Less than 5% · control person · listed since May 2007
  • AddedKADING, KEVIN · CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • AddedKOZELSKY, ZBYNEK · CHIEF OPERATING OFFICER · Less than 5% · control person
  • ChangedLANZISERA, JOSEPH ANTHONY · title PRESIDENT AND CHIEF FINANCIAL OFFICER → PRESIDENT
Mar 31, 2025 filing
  • AddedJOHNSON, KIMBERLY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedBRITT, TERRENCE PATRICK · title VICE PRESIDENT / COO → VICE PRESIDENT / CHIEF OPERATING OFFICER
  • ChangedLANZISERA, JOSEPH ANTHONY · title PRESIDENT, CHIEF COMPLIANCE OFFICER, FINANCIAL & OPERATIONS PRINCIPAL → PRESIDENT AND CHIEF FINANCIAL OFFICER
Jan 10, 2024 filing
  • No longer listedWIHLEN, TAMI ANN · VICE PRESIDENT · Less than 5% · control person · listed since Aug 2005
  • AddedARAX BUSINESS TRUST · MEMBER · 75% or more · indirect via ARAX INVESTMENT PARTNERS, LLC · control person
  • AddedARAX INVESTMENT PARTNERS, LLC · MEMBER · 75% or more · indirect via ARAX MIDCO, LLC · control person
  • AddedARAX MIDCO, LLC · MEMBER · 75% or more · indirect via ARAX WEALTH MANAGEMENT, LLC · control person
  • AddedARAX WEALTH MANAGEMENT, LLC · MEMBER · 75% or more · indirect via ASHTON THOMAS MANAGEMENT, LLC · control person
  • AddedASHTON THOMAS MANAGEMENT, LLC · MEMBER · 75% or more · indirect via EXPLORER INVESTMENT HOLDINGS, LLC · control person
  • AddedEXPLORER INVESTMENT HOLDINGS, LLC · MEMBER · 75% or more · control person
  • AddedREDBIRD CAPITAL PARTNERS FUND IV GENPAR LLC · TRUSTEE · General partner, trustee or manager · indirect via ARAX BUSINESS TRUST · control person
  • ChangedLANZISERA, JOSEPH ANTHONY · ownership 75% or more → Less than 5%
Jan 18, 2012 filing (earliest on record)
  • ListedBRITT, TERRENCE PATRICK · VICE PRESIDENT / COO · Less than 5% · control person
  • ListedLANZISERA, JOSEPH ANTHONY · PRESIDENT, CHIEF COMPLIANCE OFFICER, FINANCIAL & OPERATIONS PRINCIPAL · 75% or more · control person
  • ListedWIHLEN, TAMI ANN · VICE PRESIDENT · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

ASHTON THOMAS SECURITIES, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FDS VOO 922908363 $60.8M 8.98% 88,623 SH
2 INVESCO EXCH TRD SLF IDX FD OMFL 46138J619 $27.9M 4.11% 406,570 SH
3 NVIDIA CORPORATION NVDA 67066G104 $27.0M 3.98% 135,105 SH
4 APPLE INC AAPL 037833100 $19.0M 2.81% 65,791 SH
5 MICROSOFT CORP MSFT 594918104 $16.5M 2.44% 44,121 SH
6 INVESCO EXCH TRD SLF IDX FD IMFL 46138J437 $16.3M 2.41% 476,142 SH
7 AMAZON COM INC AMZN 023135106 $15.3M 2.26% 64,429 SH
8 ALPHABET INC GOOGL 02079K305 $15.0M 2.22% 42,008 SH
9 VANGUARD TAX-MANAGED FDS VEA 921943858 $13.5M 2.00% 190,013 SH
10 INVESCO EXCH TRADED FD TR II RWL 46138G698 $12.4M 1.84% 97,432 SH
11 SPDR SERIES TRUST SPYG 78464A409 $12.4M 1.83% 104,448 SH
12 VANGUARD MUN BD FDS VTEB 922907746 $11.3M 1.67% 223,378 SH
13 META PLATFORMS INC META 30303M102 $10.5M 1.54% 18,594 SH
14 INVESCO ACTIVELY MANAGED EXC GTO 46090A804 $10.2M 1.51% 217,763 SH
15 SELECT SECTOR SPDR TR XLK 81369Y803 $9.4M 1.39% 49,312 SH
16 INVESCO EXCH TRADED FD TR II GOVI 46138E107 $8.8M 1.31% 325,976 SH
17 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $8.0M 1.19% 97,300 SH
18 BROADCOM INC AVGO 11135F101 $7.8M 1.15% 20,630 SH
19 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $7.6M 1.12% 15,260 SH
20 INVESCO EXCHANGE TRADED FD T XLG 46137V233 $7.5M 1.11% 123,103 SH
21 BLACKROCK ETF TRUST DYNF 09290C103 $7.5M 1.10% 109,677 SH
22 TESLA INC TSLA 88160R101 $6.9M 1.02% 16,591 SH
23 J P MORGAN EXCHANGE TRADED F JMEE 46641Q118 $6.2M 0.91% 78,882 SH
24 ALPHABET INC GOOG 02079K107 $5.9M 0.87% 16,709 SH
25 SCHWAB STRATEGIC TR SCHC 808524888 $5.5M 0.81% 114,520 SH
26 JPMORGAN CHASE & CO JPM 46625H100 $5.2M 0.77% 16,055 SH
27 WISDOMTREE TR USFR 97717Y527 $5.1M 0.76% 101,960 SH
28 J P MORGAN EXCHANGE TRADED F JMST 46641Q654 $4.6M 0.68% 90,481 SH
29 INVESCO EXCH TRADED FD TR II PZA 46138E537 $4.2M 0.62% 179,806 SH
30 SPDR SERIES TRUST TFI 78468R721 $4.2M 0.62% 91,788 SH
31 VANGUARD INDEX FDS VUG 922908736 $4.1M 0.60% 47,307 SH
32 BLACKROCK ETF TRUST BAI 09290C780 $4.1M 0.60% 77,123 SH
33 FIRST TR EXCH TRADED FD III FMHI 33739P301 $4.1M 0.60% 83,662 SH
34 INVESCO ACTIVELY MANAGED EXC ICLO 46090A721 $4.1M 0.60% 158,725 SH
35 UNION PAC CORP UNP 907818108 $4.0M 0.59% 14,792 SH
36 PALO ALTO NETWORKS INC PANW 697435105 $3.9M 0.57% 11,442 SH
37 VANGUARD WORLD FD VIS 92204A603 $3.8M 0.56% 10,441 SH
38 INVESCO ACTIVELY MANAGED EXC IROC 46090A747 $3.7M 0.55% 72,126 SH
39 ISHARES TR MBB 464288588 $3.7M 0.55% 39,112 SH
40 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $3.7M 0.54% 74,226 SH
41 MICRON TECHNOLOGY INC MU 595112103 $3.5M 0.51% 3,112 SH
42 COSTCO WHOLESALE CORPORATION COST 22160K105 $3.5M 0.51% 3,708 SH
43 OCCIDENTAL PETE CORP OXY 674599105 $3.4M 0.50% 70,146 SH
44 VANGUARD INDEX FDS VTI 922908769 $3.2M 0.47% 8,559 SH
45 MCKESSON CORP MCK 58155Q103 $3.0M 0.44% 3,956 SH
46 ADVANCED MICRO DEVICES INC AMD 007903107 $2.8M 0.41% 4,890 SH
47 NETFLIX INC. NFLX 64110L106 $2.8M 0.41% 38,756 SH
48 CAPITAL GROUP CORE EQUITY ET CGUS 14020V108 $2.7M 0.41% 61,757 SH
49 DISNEY WALT CO DIS 254687106 $2.7M 0.40% 27,872 SH
50 WALMART INC WMT 931142103 $2.6M 0.38% 23,020 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-27 $677.1M 378 0001398344-26-012718
2026-03-31 2026-05-18 $797.3M 444 0001398344-26-009338
2025-12-31 2026-02-02 $526.7M 297 0001398344-26-001794
2025-09-30 2025-10-27 $716.3M 403 0001398344-25-019845
Filer Information
Address
100 MERIDIAN CENTRE BLVD
SUITE 250
ROCHESTER, NY 14618
Phone
(716) 424-1234
Filing Manager
ASHTON THOMAS SECURITIES, LLC
ROCHESTER, NY
Signatory
Kimberly Johnson
Chief Compliance Officer