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ASHTON THOMAS SECURITIES, LLC — 13F Holdings & Portfolio

CIK 771572 · latest 13F-HR filed 2026-07-27

Backtest portfolio

ASHTON THOMAS SECURITIES, LLC manages $677.1M in 13F-reported U.S. long-equity assets across 378 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VOO (8.98%), OMFL (4.11%), NVDA (3.98%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 61 new positions, exited 127, added to 205, and trimmed 68.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
100 MERIDIAN CENTRE BLVD
SUITE 250
ROCHESTER, NY 14618
Phone
(716) 424-1234
Filing Manager
ASHTON THOMAS SECURITIES, LLC
ROCHESTER, NY
Signatory
Kimberly Johnson
Chief Compliance Officer
Loading holdings…
AUM

$677.1M

Long-equity book

Holdings

378

Distinct positions

Period

2026-06-30

Filed 2026-07-27

Q/Q Activity

+61 / −127 / ↑205 / ↓68

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • SPDR SERIES TRUST$12.0M +2925.5%
  • VANGUARD INDEX FDS$9.6M +18.8%
  • INVESCO EXCH TRADED FD TR II$7.4M +508.7%
  • NVIDIA CORPORATION$6.5M +31.4%
  • AMAZON COM INC$5.1M +49.4%
Show all 205 →

Top Trims

  • INVESCO EXCHANGE TRADED FD T-$11.9M -61.3%
  • SPDR SERIES TRUST-$3.3M -59.8%
  • FIRST TR EXCH TRADED FD III-$2.9M -41.7%
  • MCKESSON CORP-$2.5M -45.9%
  • OCCIDENTAL PETE CORP-$2.4M -41.7%
Show all 68 →

New Positions

  • INVESCO EXCH TRADED FD TR II$12.4M
  • INVESCO ACTIVELY MANAGED EXC$3.7M
  • BLACKROCK ETF TRUST$2.5M
  • BLACKROCK ETF TRUST$2.4M
  • BLACKROCK ETF TRUST$2.1M
Show all 61 →

Exited Positions

  • ISHARES TR$19.4M
  • ISHARES INC$17.5M
  • ISHARES TR$13.1M
  • ISHARES TR$12.1M
  • ISHARES TR$9.1M
Show all 127 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD INDEX FDS VOO 922908363 $60.8M 8.98% 88,623 SH
2 INVESCO EXCH TRD SLF IDX FD OMFL 46138J619 $27.9M 4.11% 406,570 SH
3 NVIDIA CORPORATION NVDA 67066G104 $27.0M 3.98% 135,105 SH
4 APPLE INC AAPL 037833100 $19.0M 2.81% 65,791 SH
5 MICROSOFT CORP MSFT 594918104 $16.5M 2.44% 44,121 SH
6 INVESCO EXCH TRD SLF IDX FD IMFL 46138J437 $16.3M 2.41% 476,142 SH
7 AMAZON COM INC AMZN 023135106 $15.3M 2.26% 64,429 SH
8 ALPHABET INC GOOGL 02079K305 $15.0M 2.22% 42,008 SH
9 VANGUARD TAX-MANAGED FDS VEA 921943858 $13.5M 2.00% 190,013 SH
10 INVESCO EXCH TRADED FD TR II RWL 46138G698 $12.4M 1.84% 97,432 SH
11 SPDR SERIES TRUST SPYG 78464A409 $12.4M 1.83% 104,448 SH
12 VANGUARD MUN BD FDS VTEB 922907746 $11.3M 1.67% 223,378 SH
13 META PLATFORMS INC META 30303M102 $10.5M 1.54% 18,594 SH
14 INVESCO ACTIVELY MANAGED EXC GTO 46090A804 $10.2M 1.51% 217,763 SH
15 SELECT SECTOR SPDR TR XLK 81369Y803 $9.4M 1.39% 49,312 SH
16 INVESCO EXCH TRADED FD TR II GOVI 46138E107 $8.8M 1.31% 325,976 SH
17 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $8.0M 1.19% 97,300 SH
18 BROADCOM INC AVGO 11135F101 $7.8M 1.15% 20,630 SH
19 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $7.6M 1.12% 15,260 SH
20 INVESCO EXCHANGE TRADED FD T XLG 46137V233 $7.5M 1.11% 123,103 SH
21 BLACKROCK ETF TRUST DYNF 09290C103 $7.5M 1.10% 109,677 SH
22 TESLA INC TSLA 88160R101 $6.9M 1.02% 16,591 SH
23 J P MORGAN EXCHANGE TRADED F JMEE 46641Q118 $6.2M 0.91% 78,882 SH
24 ALPHABET INC GOOG 02079K107 $5.9M 0.87% 16,709 SH
25 SCHWAB STRATEGIC TR SCHC 808524888 $5.5M 0.81% 114,520 SH
26 JPMORGAN CHASE & CO JPM 46625H100 $5.2M 0.77% 16,055 SH
27 WISDOMTREE TR USFR 97717Y527 $5.1M 0.76% 101,960 SH
28 J P MORGAN EXCHANGE TRADED F JMST 46641Q654 $4.6M 0.68% 90,481 SH
29 INVESCO EXCH TRADED FD TR II PZA 46138E537 $4.2M 0.62% 179,806 SH
30 SPDR SERIES TRUST TFI 78468R721 $4.2M 0.62% 91,788 SH
31 VANGUARD INDEX FDS VUG 922908736 $4.1M 0.60% 47,307 SH
32 BLACKROCK ETF TRUST BAI 09290C780 $4.1M 0.60% 77,123 SH
33 FIRST TR EXCH TRADED FD III FMHI 33739P301 $4.1M 0.60% 83,662 SH
34 INVESCO ACTIVELY MANAGED EXC ICLO 46090A721 $4.1M 0.60% 158,725 SH
35 UNION PAC CORP UNP 907818108 $4.0M 0.59% 14,792 SH
36 PALO ALTO NETWORKS INC PANW 697435105 $3.9M 0.57% 11,442 SH
37 VANGUARD WORLD FD VIS 92204A603 $3.8M 0.56% 10,441 SH
38 INVESCO ACTIVELY MANAGED EXC IROC 46090A747 $3.7M 0.55% 72,126 SH
39 ISHARES TR MBB 464288588 $3.7M 0.55% 39,112 SH
40 CAPITAL GROUP DIVIDEND VALUE CGDV 14020W106 $3.7M 0.54% 74,226 SH
41 MICRON TECHNOLOGY INC MU 595112103 $3.5M 0.51% 3,112 SH
42 COSTCO WHOLESALE CORPORATION COST 22160K105 $3.5M 0.51% 3,708 SH
43 OCCIDENTAL PETE CORP OXY 674599105 $3.4M 0.50% 70,146 SH
44 VANGUARD INDEX FDS VTI 922908769 $3.2M 0.47% 8,559 SH
45 MCKESSON CORP MCK 58155Q103 $3.0M 0.44% 3,956 SH
46 ADVANCED MICRO DEVICES INC AMD 007903107 $2.8M 0.41% 4,890 SH
47 NETFLIX INC. NFLX 64110L106 $2.8M 0.41% 38,756 SH
48 CAPITAL GROUP CORE EQUITY ET CGUS 14020V108 $2.7M 0.41% 61,757 SH
49 DISNEY WALT CO DIS 254687106 $2.7M 0.40% 27,872 SH
50 WALMART INC WMT 931142103 $2.6M 0.38% 23,020 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-27 $677.1M 378 0001398344-26-012718
2026-03-31 2026-05-18 $797.3M 444 0001398344-26-009338
2025-12-31 2026-02-02 $526.7M 297 0001398344-26-001794
2025-09-30 2025-10-27 $716.3M 403 0001398344-25-019845