VAUGHAN & Co SECURITIES, INC. — 13F Holdings & Portfolio
CIK 805870 · latest 13F-HR filed 2026-04-27
VAUGHAN & Co SECURITIES, INC. manages $192.6M in 13F-reported U.S. long-equity assets across 58 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are HDV (12.80%), GSLC (12.08%), IWF (11.84%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 1 new position, exited 1, added to 18, and trimmed 16.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
$192.6M
Long-equity book
58
Distinct positions
2026-03-31
Filed 2026-04-27
+1 / −1 / ↑18 / ↓16
vs 2025-12-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$2.0M +9.0%
- VALERO ENERGY CORP$356.9K +46.1%
- CHEVRON CORPORATION$230.9K +34.3%
- LYONDELLBASELL INDUSTRIES NV$205.8K +78.9%
- WISDOMTREE TR$195.4K +7.4%
Top Trims
- ISHARES TR-$2.2M -8.7%
- GOLDMAN SACHS ETF TR-$1.4M -5.8%
- ISHARES TR-$750.2K -7.8%
- INTERNATIONAL BUSINESS MACHS-$194.7K -20.9%
- BLACKSTONE INC-$121.9K -26.1%
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | HDV | 46429B663 | $24.7M | 12.80% | 181,662 | SH |
| 2 | GOLDMAN SACHS ETF TR | GSLC | 381430503 | $23.3M | 12.08% | 185,931 | SH |
| 3 | ISHARES TR | IWF | 464287614 | $22.8M | 11.84% | 53,483 | SH |
| 4 | ISHARES TR | IWO | 464287648 | $22.7M | 11.80% | 72,425 | SH |
| 5 | ISHARES TR | ISCV | 464288703 | $20.4M | 10.59% | 293,423 | SH |
| 6 | ISHARES INC | IEMG | 46434G103 | $14.9M | 7.73% | 213,465 | SH |
| 7 | ISHARES TR | IEFA | 46432F842 | $13.6M | 7.08% | 150,731 | SH |
| 8 | ISHARES TR | IXN | 464287291 | $8.8M | 4.59% | 88,375 | SH |
| 9 | ISHARES TR | EFAV | 46429B689 | $2.9M | 1.48% | 31,237 | SH |
| 10 | WISDOMTREE TR | DES | 97717W604 | $2.8M | 1.46% | 78,492 | SH |
| 11 | APPLE INC | AAPL | 037833100 | $2.2M | 1.12% | 8,493 | SH |
| 12 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $2.1M | 1.08% | 38,391 | SH |
| 13 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.4M | 0.73% | 2,150 | SH |
| 14 | ISHARES TR | DVY | 464287168 | $1.3M | 0.70% | 8,845 | SH |
| 15 | ISHARES TR | ISCG | 464288604 | $1.3M | 0.70% | 24,435 | SH |
| 16 | ISHARES TR | IUSG | 464287671 | $1.3M | 0.66% | 8,172 | SH |
| 17 | STATE STR SPDR S&P 500 ETF T Put | SPY | 78462F103 | $1.2M | 0.64% | 1,900 | SH |
| 18 | VALERO ENERGY CORP | VLO | 91913Y100 | $1.1M | 0.59% | 4,578 | SH |
| 19 | ISHARES TR | IJS | 464287879 | $1.0M | 0.53% | 8,581 | SH |
| 20 | BRISTOL-MYERS SQUIBB CO | BMY | 110122108 | $949.2K | 0.49% | 15,650 | SH |
| 21 | ISHARES TR | IWN | 464287630 | $932.4K | 0.48% | 4,918 | SH |
| 22 | GSK PLC | GSK | 37733W204 | $931.2K | 0.48% | 16,873 | SH |
| 23 | CHEVRON CORPORATION | CVX | 166764100 | $904.4K | 0.47% | 4,371 | SH |
| 24 | UNITED PARCEL SVCS INC | UPS | 911312106 | $825.2K | 0.43% | 8,388 | SH |
| 25 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $808.5K | 0.42% | 16,106 | SH |
| 26 | EASTMAN CHEM CO | EMN | 277432100 | $798.2K | 0.41% | 10,458 | SH |
| 27 | ONEOK INC NEW | OKE | 682680103 | $789.6K | 0.41% | 8,736 | SH |
| 28 | PHILIP MORRIS INTL INC | PM | 718172109 | $770.3K | 0.40% | 4,659 | SH |
| 29 | ISHARES TR | AGG | 464287226 | $769.6K | 0.40% | 7,752 | SH |
| 30 | OGE ENERGY CORP | OGE | 670837103 | $767.8K | 0.40% | 16,009 | SH |
| 31 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $735.7K | 0.38% | 3,035 | SH |
| 32 | 3M CO | MMM | 88579Y101 | $719.6K | 0.37% | 4,955 | SH |
| 33 | ISHARES TR | IJT | 464287887 | $714.9K | 0.37% | 4,940 | SH |
| 34 | BANK MONTREAL MEDIUM | BMO | 063671101 | $710.3K | 0.37% | 5,248 | SH |
| 35 | VALLEY NATL BANCORP | VLY | 919794107 | $676.2K | 0.35% | 55,065 | SH |
| 36 | PPL CORP | PPL | 69351T106 | $640.5K | 0.33% | 16,768 | SH |
| 37 | VICI PPTYS INC | VICI | 925652109 | $640.5K | 0.33% | 23,445 | SH |
| 38 | NORTHWESTERN ENERGY GROUP IN | NWE | 668074305 | $619.1K | 0.32% | 9,389 | SH |
| 39 | ROGERS COMMUNICATIONS INC | RCI | 775109200 | $608.9K | 0.32% | 15,837 | SH |
| 40 | CVS HEALTH CORP | CVS | 126650100 | $602.1K | 0.31% | 8,384 | SH |
| 41 | ABBVIE INC | ABBV | 00287Y109 | $596.1K | 0.31% | 2,741 | SH |
| 42 | CENTERPOINT ENERGY INC | CNP | 15189T107 | $589.4K | 0.31% | 13,656 | SH |
| 43 | M & T BK CORP | MTB | 55261F104 | $518.9K | 0.27% | 2,510 | SH |
| 44 | CHORD ENERGY CORPORATION | CHRD | 674215207 | $497.3K | 0.26% | 3,498 | SH |
| 45 | LYONDELLBASELL INDUSTRIES NV | LYB | N53745100 | $466.8K | 0.24% | 5,795 | SH |
| 46 | PFIZER INC | PFE | 717081103 | $432.7K | 0.22% | 15,411 | SH |
| 47 | DOW HLDGS INC | DOW | 260557103 | $420.1K | 0.22% | 10,086 | SH |
| 48 | CANADIAN IMPERIAL BANK OF CO | CM | 136069101 | $395.1K | 0.21% | 4,170 | SH |
| 49 | APOLLO GLOBAL MGMT INC | APO | 03769M106 | $360.8K | 0.19% | 3,238 | SH |
| 50 | WISDOMTREE TR | DHS | 97717W208 | $354.2K | 0.18% | 3,243 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-27 | $192.6M | 58 | 0002085853-26-000501 |
| 2025-12-31 | 2026-01-28 | $193.4M | 57 | 0002085853-26-000116 |