VAUGHAN & Co SECURITIES, INC. — 13F Holdings & Portfolio
CIK 805870 · latest 13F-HR filed 2026-08-03
VAUGHAN & Co SECURITIES, INC. manages $214.4M in 13F-reported U.S. long-equity assets across 61 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IWO (12.83%), IWF (12.32%), GSLC (12.28%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 5 new positions, exited 1, added to 29, and trimmed 16.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
RIDGEWOOD, NJ 07450-9998
$214.4M
Long-equity book
61
Distinct positions
2026-06-30
Filed 2026-08-03
+5 / −1 / ↑29 / ↓16
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$4.8M +21.0%
- ISHARES TR$3.6M +15.8%
- ISHARES TR$3.1M +34.7%
- GOLDMAN SACHS ETF TR$3.1M +13.2%
- ISHARES TR$2.4M +11.7%
Top Trims
- CHEVRON CORPORATION-$210.5K -23.3%
- LYONDELLBASELL INDUSTRIES NV-$192.4K -41.2%
- DOW HLDGS INC-$172.9K -41.2%
- VERIZON COMMUNICATIONS INC-$164.1K -20.3%
- ROGERS COMMUNICATIONS INC-$134.6K -22.1%
New Positions
- MICRON TECHNOLOGY INC$656.8K
- ISHARES TR$241.1K
- ISHARES TR$217.5K
- UNION PAC CORP$204.0K
- ALPHABET INC$200.1K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IWO | 464287648 | $27.5M | 12.83% | 69,826 | SH |
| 2 | ISHARES TR | IWF | 464287614 | $26.4M | 12.32% | 212,725 | SH |
| 3 | GOLDMAN SACHS ETF TR | GSLC | 381430503 | $26.3M | 12.28% | 185,552 | SH |
| 4 | ISHARES TR | HDV | 46429B663 | $24.9M | 11.63% | 910,132 | SH |
| 5 | ISHARES TR | ISCV | 464288703 | $22.8M | 10.63% | 290,935 | SH |
| 6 | ISHARES INC | IEMG | 46434G103 | $17.1M | 7.95% | 205,883 | SH |
| 7 | ISHARES TR | IEFA | 46432F842 | $14.6M | 6.82% | 151,365 | SH |
| 8 | ISHARES TR | IXN | 464287291 | $11.9M | 5.55% | 82,393 | SH |
| 9 | WISDOMTREE TR | DES | 97717W604 | $3.2M | 1.49% | 78,361 | SH |
| 10 | ISHARES TR | EFAV | 46429B689 | $2.7M | 1.28% | 31,301 | SH |
| 11 | APPLE INC | AAPL | 037833100 | $2.5M | 1.14% | 8,469 | SH |
| 12 | VANGUARD INTL EQUITY INDEX F | VWO | 922042858 | $2.3M | 1.07% | 38,391 | SH |
| 13 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $1.6M | 0.75% | 2,146 | SH |
| 14 | ISHARES TR | ISCG | 464288604 | $1.5M | 0.72% | 23,597 | SH |
| 15 | ISHARES TR | IUSG | 464287671 | $1.5M | 0.72% | 8,155 | SH |
| 16 | ISHARES TR | DVY | 464287168 | $1.4M | 0.63% | 8,692 | SH |
| 17 | ISHARES TR | IJS | 464287879 | $1.2M | 0.55% | 8,581 | SH |
| 18 | VALERO ENERGY CORP | VLO | 91913Y100 | $1.1M | 0.53% | 4,357 | SH |
| 19 | ISHARES TR | IWN | 464287630 | $1.1M | 0.50% | 4,869 | SH |
| 20 | ISHARES TR | IJT | 464287887 | $882.3K | 0.41% | 4,940 | SH |
| 21 | BANK MONTREAL MEDIUM | BMO | 063671101 | $881.7K | 0.41% | 4,990 | SH |
| 22 | UNITED PARCEL SVCS INC | UPS | 911312106 | $855.1K | 0.40% | 7,954 | SH |
| 23 | GSK PLC | GSK | 37733W204 | $850.8K | 0.40% | 16,231 | SH |
| 24 | BRISTOL-MYERS SQUIBB CO | BMY | 110122108 | $849.2K | 0.40% | 14,738 | SH |
| 25 | CVS HEALTH CORP | CVS | 126650100 | $822.2K | 0.38% | 7,948 | SH |
| 26 | ISHARES TR | AGG | 464287226 | $815.6K | 0.38% | 8,240 | SH |
| 27 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $805.4K | 0.38% | 2,864 | SH |
| 28 | PHILIP MORRIS INTL INC | PM | 718172109 | $800.3K | 0.37% | 4,424 | SH |
| 29 | 3M CO | MMM | 88579Y101 | $769.2K | 0.36% | 4,751 | SH |
| 30 | VALLEY NATL BANCORP | VLY | 919794107 | $768.8K | 0.36% | 52,477 | SH |
| 31 | OGE ENERGY CORP | OGE | 670837103 | $747.0K | 0.35% | 15,352 | SH |
| 32 | ONEOK INC NEW | OKE | 682680103 | $725.5K | 0.34% | 8,345 | SH |
| 33 | CHEVRON CORPORATION | CVX | 166764100 | $693.9K | 0.32% | 4,186 | SH |
| 34 | EASTMAN CHEM CO | EMN | 277432100 | $671.5K | 0.31% | 10,026 | SH |
| 35 | ABBVIE INC | ABBV | 00287Y109 | $659.8K | 0.31% | 2,622 | SH |
| 36 | MICRON TECHNOLOGY INC | MU | 595112103 | $656.8K | 0.31% | 569 | SH |
| 37 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $644.4K | 0.30% | 15,219 | SH |
| 38 | NORTHWESTERN ENERGY GROUP IN | NWE | 668074305 | $640.3K | 0.30% | 8,940 | SH |
| 39 | VICI PPTYS INC | VICI | 925652109 | $593.1K | 0.28% | 22,338 | SH |
| 40 | PPL CORP | PPL | 69351T106 | $584.5K | 0.27% | 16,080 | SH |
| 41 | CENTERPOINT ENERGY INC | CNP | 15189T107 | $578.8K | 0.27% | 13,143 | SH |
| 42 | M & T BK CORP | MTB | 55261F104 | $573.6K | 0.27% | 2,410 | SH |
| 43 | ROGERS COMMUNICATIONS INC | RCI | 775109200 | $474.3K | 0.22% | 14,595 | SH |
| 44 | CANADIAN IMPERIAL BANK OF CO | CM | 136069101 | $454.6K | 0.21% | 3,953 | SH |
| 45 | SPDR SERIES TRUST | XNTK | 78464A102 | $390.6K | 0.18% | 1,000 | SH |
| 46 | INVESCO QQQ TR | QQQ | 46090E103 | $380.0K | 0.18% | 516 | SH |
| 47 | CHORD ENERGY CORPORATION | CHRD | 674215207 | $379.5K | 0.18% | 3,320 | SH |
| 48 | APOLLO GLOBAL MGMT INC | APO | 03769M106 | $366.5K | 0.17% | 3,098 | SH |
| 49 | PFIZER INC | PFE | 717081103 | $343.3K | 0.16% | 14,258 | SH |
| 50 | BLACKSTONE INC | BX | 09260D107 | $339.8K | 0.16% | 2,888 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-03 | $214.4M | 61 | 0002085853-26-000924 |
| 2026-03-31 | 2026-04-27 | $192.6M | 58 | 0002085853-26-000501 |
| 2025-12-31 | 2026-01-28 | $193.4M | 57 | 0002085853-26-000116 |