David J. Steinberg
CIK 1429076 · last filed 2019-06-07
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$4.64M
Companies
6
Total Filings
38
Lifetime Open-Market Net
$13.98M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Great Elm Capital Corp. (GECCM) Delisted | 10%+ Owner | 1,015,508 | $25.03 | $25.42M | -$8.31M | 18 | 2019-06-07 |
| Great Elm Capital Corp. (GECCL) Delisted | 10%+ Owner | 5,082,392 | $25.35 | $128.84M | -$2.29M | 7 | 2017-10-31 |
| GECC | 10%+ Owner | 890,772 | $5.21 | $4.64M | -$1.27M | 1 | 2017-09-22 |
| Forest Investments, Inc. (NEFF) Delisted | 10%+ Owner | 2,329,101 | — | — | $835.2K | 2 | 2017-06-02 |
| Everi Holdings Inc. (EVRI) Delisted | 10%+ Owner | 1,206,347 | $14.24 | $17.18M | $11.88M | 5 | 2015-10-29 |
| Forest Investments, Inc. (UPIP) Delisted | 10%+ Owner | 4,511,389 | — | — | $13.14M | 1 | 2015-08-18 |
Recent Filings · Page 2 of 4
38 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-01-04 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −2,450 | -$19.6K | EDGAR |
| 2019-01-02 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −3,250 | -$26.0K | EDGAR |
| 2018-12-12 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −10,200 | -$83.3K | EDGAR |
| 2018-04-27 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −13,000 | -$120.2K | EDGAR |
| 2018-04-17 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −3,000 | -$27.6K | EDGAR |
| 2018-04-11 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −16,512 | -$151.8K | EDGAR |
| 2018-04-03 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −3,556 | -$33.0K | EDGAR |
| 2018-03-23 | Great Elm Capital Corp. (GECCM) Delisted | Sell (S) | −14,290 | -$130.2K | EDGAR |
| 2017-10-31 | Great Elm Capital Corp. (GECCL) Delisted | Sell (S) | −802 | -$8.2K | EDGAR |
| 2017-10-26 | Great Elm Capital Corp. (GECCL) Delisted | Sell (S) | −1,200 | -$12.3K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.