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David J. Steinberg

CIK 1429076 · last filed 2019-06-07

David J. Steinberg is a corporate insider who has filed 38 SEC Form 4 insider transactions across 6 companies since 2015. The most recent filing shows the insider sold $934.6K of GECCM on Jun 7, 2019. Across all open-market trades the lifetime net is +$14.0M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $4.6M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$4.64M

Companies

6

Total Filings

38

Lifetime Open-Market Net

$13.98M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Great Elm Capital Corp. (GECCM) Delisted 10%+ Owner 1,015,508 $25.03 $25.42M -$8.31M 18 2019-06-07
Great Elm Capital Corp. (GECCL) Delisted 10%+ Owner 5,082,392 $25.35 $128.84M -$2.29M 7 2017-10-31
GECC 10%+ Owner 890,772 $5.21 $4.64M -$1.27M 1 2017-09-22
Forest Investments, Inc. (NEFF) Delisted 10%+ Owner 2,329,101 — — $835.2K 2 2017-06-02
Everi Holdings Inc. (EVRI) Delisted 10%+ Owner 1,206,347 $14.24 $17.18M $11.88M 5 2015-10-29
Forest Investments, Inc. (UPIP) Delisted 10%+ Owner 4,511,389 — — $13.14M 1 2015-08-18

Recent Filings

38 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-06-07 Great Elm Capital Corp. (GECCM) Delisted Sell (S) −110,200 -$934.6K EDGAR
2019-06-04 Great Elm Capital Corp. (GECCM) Delisted Sell (S) −142,600 -$1.22M EDGAR
2019-05-30 Great Elm Capital Corp. (GECCM) Delisted Sell (S) −42,200 -$374.7K EDGAR
2019-04-18 Great Elm Capital Corp. (GECCM) Delisted Sell (S) −74,200 -$619.5K EDGAR
2019-04-01 Great Elm Capital Corp. (GECCM) Delisted Sell (S) −230,400 -$1.89M EDGAR
2019-03-11 Great Elm Capital Corp. (GECCM) Delisted Sell (S) −71,600 -$583.4K EDGAR
2019-03-01 Great Elm Capital Corp. (GECCM) Delisted Sell (S) −122,800 -$1.03M EDGAR
2019-02-21 Great Elm Capital Corp. (GECCM) Delisted Sell (S) −77,800 -$648.2K EDGAR
2019-02-12 Great Elm Capital Corp. (GECCM) Delisted Sell (S) −40,600 -$330.9K EDGAR
2019-01-16 Great Elm Capital Corp. (GECCM) Delisted Sell (S) −10,550 -$84.0K EDGAR
Showing 1–10 of 38
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.