Forest Investments, Inc.

CIK 1082506 · last filed 2020-12-31

Forest Investments, Inc. is a corporate insider who has filed 5 SEC Form 4 insider transactions across 1 company since 2020. The most recent filing, for GECCN, was dated Dec 31, 2020. The firm reports its address in Waltham, MA. 61 SEC filings were submitted jointly with Allen E Snyder.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

Companies

Total Filings

Lifetime Open-Market Net

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

GECCN price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Exposure by company

latest

OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address

800 SOUTH STREET
SUITE 230
WALTHAM, MA 02453

Phone

(617) 375-3024

State of Incorporation

Formerly Known As

Great Elm Capital Group, Inc. (2016–2020)

UNWIRED PLANET, INC. (2012–2016)

OPENWAVE SYSTEMS INC (2000–2012)

OPENWAVE SYSTEM INC (2000–2000)

PHONE COM INC (1999–2000)

UNWIRED PLANET INC (1999–1999)

Related Filers

Allen E Snyder — 61 joint filings, latest 2006-09-05

HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. — 43 joint filings, latest 2007-07-26

Peter A Reed — 25 joint filings, latest 2020-10-30

Mast Capital Management, LLC — 16 joint filings, latest 2019-05-20

Indaba Capital Management, L.P. — 14 joint filings, latest 2015-08-18

Donald J Listwin — 14 joint filings, latest 2005-05-05

Kenneth D Denman — 13 joint filings, latest 2011-09-13

Philip Falcone — 12 joint filings, latest 2007-07-06

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Great Elm Capital Corp. (GECCN) Delisted	10%+ Owner	0	$25.20	$0	$0	5	2020-12-31

Recent Filings

5 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2020-12-31	Great Elm Capital Corp. (GECCN) Delisted	Other (J)	−5,854,794	$0	EDGAR
2020-12-23	Great Elm Capital Corp. (GECCN) Delisted	Other (J)	+106,383	$0	EDGAR
2020-11-24	Great Elm Capital Corp. (GECCN) Delisted	Other (J)	+173,144	$0	EDGAR
2020-10-23	Great Elm Capital Corp. (GECCN) Delisted	Other (J)	+65,947	$0	EDGAR
2020-10-01	Great Elm Capital Corp. (GECCN) Delisted	Mixed	+3,317,653	$9.20M	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.