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Forest Investments, Inc.

CIK 1082506 · last filed 2020-12-31

Forest Investments, Inc. is a corporate insider who has filed 5 SEC Form 4 insider transactions across 1 company since 2020. The most recent filing, for GECCN, was dated Dec 31, 2020. The firm reports its address in Waltham, MA. 25 SEC filings were submitted jointly with Peter A Reed.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

5

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
800 SOUTH STREET
SUITE 230
WALTHAM, MA 02453
Phone
(617) 375-3024
State of Incorporation
DE
Formerly Known As
Great Elm Capital Group, Inc. (2016–2020)
UNWIRED PLANET, INC. (2012–2016)
OPENWAVE SYSTEMS INC (2000–2012)
OPENWAVE SYSTEM INC (2000–2000)
PHONE COM INC (1999–2000)
UNWIRED PLANET INC (1999–1999)
Related Filers
Peter A Reed — 25 joint filings, latest 2020-10-30
Indaba Capital Management, L.P. — 14 joint filings, latest 2015-08-18
DONALD J LISTWIN — 14 joint filings, latest 2005-05-05
KENNETH D DENMAN — 13 joint filings, latest 2011-09-13
PHILIP FALCONE — 12 joint filings, latest 2007-07-06
HARBERT MANAGEMENT CORP — 12 joint filings, latest 2007-07-06
ROBIN ANN ABRAMS — 11 joint filings, latest 2013-07-30
GERALD HELD — 11 joint filings, latest 2012-04-04
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Great Elm Capital Corp. (GECCN) Delisted 10%+ Owner 0 $25.20 $0 $0 5 2020-12-31

Recent Filings

5 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-12-31 Great Elm Capital Corp. (GECCN) Delisted Other (J) −5,854,794 $0 EDGAR
2020-12-23 Great Elm Capital Corp. (GECCN) Delisted Other (J) +106,383 $0 EDGAR
2020-11-24 Great Elm Capital Corp. (GECCN) Delisted Other (J) +173,144 $0 EDGAR
2020-10-23 Great Elm Capital Corp. (GECCN) Delisted Other (J) +65,947 $0 EDGAR
2020-10-01 Great Elm Capital Corp. (GECCN) Delisted Mixed +3,317,653 $9.20M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.