PHILIP FALCONE
CIK 1233569 · CEO, Chairman & President · last filed 2020-03-16
PHILIP FALCONE is a CEO, Chairman & President who has filed 107 SEC Form 4 insider transactions across 23 companies since 2007. The most recent filing shows the insider had shares withheld for taxes covering $536.4K of HCHC on Mar 16, 2020. Across all open-market trades the lifetime net is −$689.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $6.38B across reported positions. 691 SEC filings were submitted jointly with MICHAEL D LUCE.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$6.38B
Companies
23
Total Filings
107
Lifetime Open-Market Net
-$689.23M
Filer Profile
Reported Address
450 PARK AVENUE, 30TH FLOORNEW YORK, NY 10022
Related Filers
MICHAEL D LUCE — 691 joint filings, latest 2009-02-25
RAYMOND J HARBERT — 690 joint filings, latest 2009-02-25
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. — 649 joint filings, latest 2015-11-12
HMC INVESTORS, L.L.C. — 571 joint filings, latest 2009-02-25
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. — 562 joint filings, latest 2009-09-10
HARBERT MANAGEMENT CORP — 462 joint filings, latest 2009-02-25
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC — 260 joint filings, latest 2015-07-09
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. — 237 joint filings, latest 2015-07-09
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| INNOVATE Corp. (HCHC) Delisted | CEO, Chairman & President | 2,502,400 | $3.68 | $9.21M | $4.34M | 19 | 2020-03-16 |
| INSG | Director | 5,143 | $3.80 | $19.5K | -$121.1K | 4 | 2018-04-03 |
| INSEEGO CORP. (MIFI) Delisted | Director | 8,326,317 | — | — | $0 | 4 | 2016-03-03 |
| Spectrum Brands Holdings, Inc. (HRG) Delisted | 10%+ Owner | 48,509 | — | — | -$6.78M | 2 | 2015-07-06 |
| INSEEGO CORP. (NVTL) Delisted | Director | 7,393,135 | — | — | $0 | 1 | 2014-10-10 |
| SPB | 10%+ Owner | 9,733,501 | $84.61 | $823.55M | $114.42M | 11 | 2013-06-03 |
| MERCER INTERNATIONAL INC. (MERCS) Delisted | 10%+ Owner | — | — | — | $0 | 1 | 2010-04-15 |
| NYT | 10%+ Owner | 46,925,233 | $63.70 | $2.99B | -$58.52M | 3 | 2009-12-03 |
| SOLUTIA INC (SOA) Delisted | 10%+ Owner | 16,005,815 | — | — | -$230.41M | 5 | 2009-07-30 |
| CALPINE CORP (CPN) Delisted | 10%+ Owner | 84,833,371 | — | — | $99.93M | 4 | 2009-07-15 |
| TERRESTAR CORP (TSTR) Delisted | 10%+ Owner | 37,389,426 | — | — | $0 | 1 | 2009-03-06 |
| ATLAS AIR WORLDWIDE HOLDINGS INC (AAWW) Delisted | 10%+ Owner | 8,406,290 | $102.48 | $861.48M | $0 | 1 | 2009-03-06 |
| LEAP WIRELESS INTERNATIONAL INC (LEAP) Delisted | 10%+ Owner | 10,225,000 | $10.02 | $102.45M | $112.45M | 2 | 2009-03-06 |
| NAVISTAR INTERNATIONAL CORP (NAV) Delisted | 10%+ Owner | 8,516,535 | $44.50 | $378.99M | -$207.68M | 7 | 2009-01-20 |
| MEDIA GENERAL INC (NTN) Delisted | 10%+ Owner | 3,171,079 | $2.70 | $8.56M | -$16.54M | 4 | 2008-12-09 |
| ASH | 10%+ Owner | 13,311,981 | $69.19 | $920.99M | -$438.36M | 1 | 2008-09-18 |
| CLF | 10%+ Owner | 16,116,472 | $12.28 | $197.91M | $515.40M | 4 | 2008-07-22 |
| OC | 10%+ Owner | 11,723,007 | $123.26 | $1.44B | $143.83M | 2 | 2008-05-09 |
| General Moly, Inc (GMO) Delisted | 10%+ Owner | 5,534,434 | — | — | $36.70M | 3 | 2008-03-07 |
| GeoEye, Inc. (GEOY) Delisted | 10%+ Owner | 2,209,894 | — | — | -$386.33M | 3 | 2007-11-13 |
| GeoEye, Inc. (TCHCZ) Delisted | 10%+ Owner | 9,316,051 | — | — | -$54.15M | 1 | 2007-09-25 |
| HAYNES INTERNATIONAL INC (HAYN) Delisted | 10%+ Owner | 3,546,774 | $60.99 | $216.32M | -$317.41M | 3 | 2007-05-18 |
| Forest Investments, Inc. (OPWV) Delisted | 10%+ Owner | — | — | — | $0 | 1 | 2007-03-26 |
Recent Filings
107 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-03-16 | INNOVATE Corp. (HCHC) Delisted | Tax (F) | −212,875 | -$536.4K | EDGAR |
| 2019-03-19 | INNOVATE Corp. (HCHC) Delisted | Buy (P) | +20,000 | $53.5K | EDGAR |
| 2018-10-03 | INNOVATE Corp. (HCHC) Delisted | Exer (M) | — | $0 | EDGAR |
| 2018-09-13 | INNOVATE Corp. (HCHC) Delisted | Mixed | −39,498 | -$133.5K | EDGAR |
| 2018-06-15 | INNOVATE Corp. (HCHC) Delisted | Mixed | +984,852 | $0 | EDGAR |
| 2018-04-03 | INSG | Grant (A) | +23,098 | $0 | EDGAR |
| 2018-03-13 | INNOVATE Corp. (HCHC) Delisted | Tax (F) | −42,992 | -$246.8K | EDGAR |
| 2017-11-13 | INSG | Sell (S) | −91,023 | -$121.1K | EDGAR |
| 2017-07-05 | INSG | Grant (A) | — | $0 | EDGAR |
| 2017-06-16 | INNOVATE Corp. (HCHC) Delisted | Grant (A) | +383,725 | $0 | EDGAR |
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.