HARBERT MANAGEMENT CORP

CIK 1259933 · last filed 2020-06-03

HARBERT MANAGEMENT CORP is a corporate insider who has filed 54 SEC Form 4 insider transactions across 18 companies since 2007. Across all open-market trades the lifetime net is +$683.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $3.34B across reported positions. The firm reports its address in Birmingham, AL. 497 SEC filings were submitted jointly with Raymond J Harbert.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure
$3.34B
Companies
18
Total Filings
54
Lifetime Open-Market Net
$683.07M

Charts

Trading activity, where the exposure sits, and each trade against the stock price.

CLF price and trades

Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.

Shares held

Shares owned after each reported transaction on this company (direct holdings as reported).

Open-market buying and selling

by month

Dollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.

Exposure by company

latest
OfficerDirector10% owner* stale (no filing in 3 yrs)

Most recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.

Filer Profile

Reported Address
2100 THIRD AVENUE NORTH
SUITE 600
BIRMINGHAM, AL 35203
Phone
(205) 987-5500
State of Incorporation
AL
Related Filers
Raymond J Harbert — 497 joint filings, latest 2022-02-10
Michael D Luce — 473 joint filings, latest 2009-03-06
Philip Falcone — 462 joint filings, latest 2009-02-25
HMC INVESTORS, L.L.C. — 352 joint filings, latest 2009-03-06
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. — 345 joint filings, latest 2009-03-06
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. — 319 joint filings, latest 2009-02-25
HMC - NEW YORK, INC. — 175 joint filings, latest 2009-03-06
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC — 166 joint filings, latest 2009-02-25
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NYT 10%+ Owner 0 $69.42 $0 $0 3 2009-03-06
NAVISTAR INTERNATIONAL CORP (NAV) Delisted 10%+ Owner 6,962,845 $44.50 $309.85M $5.66M 3 2008-12-03
CALPINE CORP (CPN) Delisted 10%+ Owner 105,664,203 — — -$13.34M 1 2008-11-17
RTI INTERNATIONAL METALS INC (RTI) Delisted 10%+ Owner — — — $0 4 2008-10-10
MEDIVATION, INC. (MDVN) Delisted 10%+ Owner 8,926,424 — — -$84.69M 1 2008-10-01
ASH 10%+ Owner 15,891,978 $73.57 $1.17B $335.09M 2 2008-05-29
CLF 10%+ Owner 8,404,538 $13.05 $109.68M $374.32M 2 2008-05-05
SOLUTIA INC (SOA) Delisted 10%+ Owner 18,307,320 — — $39.81M 1 2008-03-25
CENT 10%+ Owner 2,388,104 $45.13 $107.78M $7.23M 1 2008-03-24
General Moly, Inc (GMO) Delisted 10%+ Owner 4,042,648 — — $6.43M 1 2008-02-11
LEAP WIRELESS INTERNATIONAL INC (LEAP) Delisted 10%+ Owner 2,942,067 $10.02 $29.48M $59.94M 1 2007-12-14
OC 10%+ Owner 16,760,005 $116.49 $1.95B $141.22M 4 2007-11-08
GeoEye, Inc. (GEOY) Delisted 10%+ Owner 4,413,626 — — -$108.70M 3 2007-10-15
GeoEye, Inc. (TCHCZ) Delisted 10%+ Owner 10,221,879 — — -$76.12M 3 2007-09-21
TERRESTAR CORP (TSTR) Delisted 10%+ Owner 36,024,853 — — $55.55M 2 2007-09-19
HAYNES INTERNATIONAL INC (HAYN) Delisted 10%+ Owner 3,057,174 $60.99 $186.46M -$125.22M 3 2007-06-04
Forest Investments, Inc. (OPWV) Delisted 10%+ Owner 15,369,900 — — $35.31M 2 2007-03-08
ATLAS AIR WORLDWIDE HOLDINGS INC (AAWW) Delisted 10%+ Owner 556,214 $102.48 $57.00M $30.57M 1 2007-01-19

Recent Filings

54 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-06-03 — Grant (A) +32,634 $101.5K
2019-09-05 — Grant (A) +22,554 $101.5K
2009-03-06 NYT Other (J) −171,230,604 $0 EDGAR
2009-01-30 — — — $0
2008-12-03 NAVISTAR INTERNATIONAL CORP (NAV) Delisted Other (J) — $0 EDGAR
2008-11-20 NAVISTAR INTERNATIONAL CORP (NAV) Delisted Other (J) — $0 EDGAR
2008-11-17 CALPINE CORP (CPN) Delisted Sell (S) −1,566,439 -$13.34M EDGAR
2008-10-10 RTI INTERNATIONAL METALS INC (RTI) Delisted Other (J) — $0 EDGAR
2008-10-06 RTI INTERNATIONAL METALS INC (RTI) Delisted Other (J) — $0 EDGAR
2008-10-02 RTI INTERNATIONAL METALS INC (RTI) Delisted Other (J) — $0 EDGAR
Showing 1–10 of 54
Page 1 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.