HMC - NEW YORK, INC.

CIK 1371519 · last filed 2009-02-04

HMC - NEW YORK, INC. is a corporate insider who has filed 15 SEC Form 4 insider transactions across 10 companies since 2007. The most recent filing shows the insider sold $54.1M of CLF on Feb 4, 2009. Across all open-market trades the lifetime net is +$1.58B, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $2.17B across reported positions. The firm reports its address in New York, NY. 175 SEC filings were submitted jointly with HARBERT MANAGEMENT CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.17B

Companies

10

Total Filings

15

Lifetime Open-Market Net

$1.58B

Filer Profile

Reported Address
555 MADISON AVENUE
16TH FLOOR
NEW YORK, NY 10022
Phone
(212) 521-6970
Related Filers
HARBERT MANAGEMENT CORP — 175 joint filings, latest 2009-03-06
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC — 175 joint filings, latest 2009-02-25
RAYMOND J HARBERT — 172 joint filings, latest 2009-03-06
MICHAEL D LUCE — 172 joint filings, latest 2009-03-06
PHILIP FALCONE — 166 joint filings, latest 2009-02-25
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P. — 152 joint filings, latest 2009-02-25
HMC INVESTORS, L.L.C. — 146 joint filings, latest 2009-03-06
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. — 145 joint filings, latest 2009-03-06
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CLF 10%+ Owner 6,442,182 $12.26 $78.95M -$54.13M 1 2009-02-04
SERACARE LIFE SCIENCES INC (SRLS) Delisted 10%+ Owner 4,259,772 — — -$628.5K 1 2009-01-20
NAVISTAR INTERNATIONAL CORP (NAV) Delisted 10%+ Owner — $44.50 — $0 3 2008-12-17
NYT 10%+ Owner 28,538,434 $63.70 $1.82B $1.02M 1 2008-11-24
MIR 10%+ Owner 17,474,000 $15.68 $273.90M -$115.45M 1 2008-11-06
RTI INTERNATIONAL METALS INC (RTI) Delisted 10%+ Owner — — — $0 1 2008-09-19
CALPINE CORP (CPN) Delisted 10%+ Owner 69,501,421 — — $156.40M 1 2008-09-17
SOLUTIA INC (SOA) Delisted 10%+ Owner 20,337,616 — — $1.50B 1 2008-08-18
TERRESTAR CORP (TSTR) Delisted 10%+ Owner 20,423,126 — — $34.12M 1 2007-09-19
TERRESTAR CORP (MNCP) Delisted 10%+ Owner 48,171,147 — — $55.48M 1 2007-06-20

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2009-02-04 CLF Sell (S) −2,458,330 -$54.13M EDGAR
2009-01-20 SERACARE LIFE SCIENCES INC (SRLS) Delisted Sell (S) −466,900 -$628.5K EDGAR
2008-12-17 NAVISTAR INTERNATIONAL CORP (NAV) Delisted Other (J) — $0 EDGAR
2008-12-01 NAVISTAR INTERNATIONAL CORP (NAV) Delisted Other (J) — $0 EDGAR
2008-11-24 NAVISTAR INTERNATIONAL CORP (NAV) Delisted Other (J) — $0 EDGAR
2008-11-24 NYT Mixed +200,000 $1.02M EDGAR
2008-11-06 MIR Sell (S) −6,893,292 -$115.45M EDGAR
2008-09-19 RTI INTERNATIONAL METALS INC (RTI) Delisted Other (J) — $0 EDGAR
2008-09-17 CALPINE CORP (CPN) Delisted Buy (P) +9,250,000 $156.40M EDGAR
2008-08-18 SOLUTIA INC (SOA) Delisted Buy (P) +115,384,620 $1.50B EDGAR
Showing 1–10 of 15
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.