RAYMOND J HARBERT
CIK 1233571 · last filed 2019-06-18
RAYMOND J HARBERT is a corporate insider who has filed 67 SEC Form 4 insider transactions across 20 companies since 2007. Across all open-market trades the lifetime net is +$350.4M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $3.40B across reported positions. 702 SEC filings were submitted jointly with MICHAEL D LUCE.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$3.40B
Companies
20
Total Filings
67
Lifetime Open-Market Net
$350.43M
Filer Profile
Reported Address
2100 THIRD AVENUE NORTHSUITE 600
BIRMINGHAM, AL 35203
Related Filers
MICHAEL D LUCE — 702 joint filings, latest 2009-03-06
PHILIP FALCONE — 690 joint filings, latest 2009-02-25
HMC INVESTORS, L.L.C. — 580 joint filings, latest 2009-03-06
HARBINGER CAPITAL PARTNERS OFFSHORE MANAGER, L.L.C. — 560 joint filings, latest 2009-03-06
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. — 515 joint filings, latest 2009-02-25
HARBERT MANAGEMENT CORP — 497 joint filings, latest 2022-02-10
HMC - NEW YORK, INC. — 172 joint filings, latest 2009-03-06
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC — 163 joint filings, latest 2009-02-25
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ATLAS AIR WORLDWIDE HOLDINGS INC (AAWW) Delisted | 10%+ Owner | 0 | $102.48 | $0 | $31.84M | 2 | 2009-03-06 |
| SERACARE LIFE SCIENCES INC (SRLS) Delisted | 10%+ Owner | 7,101,796 | — | — | -$4.17M | 5 | 2009-02-19 |
| NAVISTAR INTERNATIONAL CORP (NAV) Delisted | 10%+ Owner | 7,150,969 | $44.50 | $318.22M | -$120.25M | 9 | 2009-01-22 |
| CLF | 10%+ Owner | 16,254,789 | $12.22 | $198.71M | $695.38M | 2 | 2009-01-09 |
| MEDIA GENERAL INC (NTN) Delisted | 10%+ Owner | 3,312,380 | $2.70 | $8.94M | -$11.36M | 3 | 2008-12-01 |
| NYT | 10%+ Owner | 28,538,534 | $63.50 | $1.81B | $803.31M | 7 | 2008-11-24 |
| MIR | 10%+ Owner | 16,191,244 | $15.67 | $253.72M | -$476.89M | 1 | 2008-11-14 |
| OC | 10%+ Owner | 8,681,152 | $123.80 | $1.07B | -$514.15M | 4 | 2008-10-21 |
| MEDIVATION, INC. (MDVN) Delisted | 10%+ Owner | 11,495,664 | — | — | -$85.86M | 2 | 2008-10-07 |
| RTI INTERNATIONAL METALS INC (RTI) Delisted | 10%+ Owner | — | — | — | $0 | 1 | 2008-09-15 |
| CALPINE CORP (CPN) Delisted | 10%+ Owner | — | — | — | $0 | 1 | 2008-08-27 |
| CENT | 10%+ Owner | 1,594,291 | $39.50 | $62.97M | -$17.49M | 1 | 2008-03-26 |
| General Moly, Inc (GMO) Delisted | 10%+ Owner | 5,051,234 | — | — | $46.18M | 2 | 2008-02-29 |
| LEAP WIRELESS INTERNATIONAL INC (LEAP) Delisted | 10%+ Owner | 5,600,000 | $10.02 | $56.11M | $147.25M | 3 | 2007-12-14 |
| GeoEye, Inc. (GEOY) Delisted | 10%+ Owner | 1,685,473 | — | — | -$28.62M | 1 | 2007-11-15 |
| TERRESTAR CORP (TSTR) Delisted | 10%+ Owner | 34,796,361 | — | — | $31.05M | 1 | 2007-09-13 |
| GeoEye, Inc. (TCHCZ) Delisted | 10%+ Owner | 10,679,186 | — | — | -$15.20M | 2 | 2007-07-05 |
| Forest Investments, Inc. (OPWV) Delisted | 10%+ Owner | 12,092,580 | — | — | -$23.08M | 1 | 2007-07-03 |
| HAYNES INTERNATIONAL INC (HAYN) Delisted | 10%+ Owner | 3,012,974 | $60.99 | $183.76M | -$107.49M | 4 | 2007-06-06 |
| GATEWAY INC (GTW) Delisted | 10%+ Owner | — | — | — | $0 | 1 | 2007-03-23 |
Recent Filings
67 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-06-18 | — | Grant (A) | +38,843 | $173.2K | |
| 2009-03-06 | ATLAS AIR WORLDWIDE HOLDINGS INC (AAWW) Delisted | Other (J) | −42,031,450 | $0 | EDGAR |
| 2009-02-19 | SERACARE LIFE SCIENCES INC (SRLS) Delisted | Sell (S) | −291,000 | -$198.7K | EDGAR |
| 2009-02-12 | SERACARE LIFE SCIENCES INC (SRLS) Delisted | Sell (S) | −105,000 | -$99.8K | EDGAR |
| 2009-01-30 | SERACARE LIFE SCIENCES INC (SRLS) Delisted | Sell (S) | −230,000 | -$246.1K | EDGAR |
| 2009-01-27 | SERACARE LIFE SCIENCES INC (SRLS) Delisted | Sell (S) | −1,120,000 | -$1.24M | EDGAR |
| 2009-01-22 | SERACARE LIFE SCIENCES INC (SRLS) Delisted | Sell (S) | −2,137,114 | -$2.39M | EDGAR |
| 2009-01-22 | NAVISTAR INTERNATIONAL CORP (NAV) Delisted | Sell (S) | −5,605,848 | -$157.61M | EDGAR |
| 2009-01-15 | NAVISTAR INTERNATIONAL CORP (NAV) Delisted | Sell (S) | −1,370,604 | -$36.84M | EDGAR |
| 2009-01-09 | CLF | Sell (S) | −13,709,380 | -$392.11M | EDGAR |
Showing 1–10 of 67
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.