CASTLEKEEP INVESTMENT ADVISORS LLC — 13F Holdings & Portfolio

CIK 1404780 · latest 13F-HR filed 2026-11-13

CASTLEKEEP INVESTMENT ADVISORS LLC manages $194.8M in 13F-reported U.S. long-equity assets across 75 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VGK (10.27%), BRK.B (8.25%), KBE (6.86%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 1 new position and exited 2; 16 existing positions rose in reported value and 25 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$194.8M

Long-equity book

Holdings

Distinct positions

Period

2026-09-30

Filed 2026-11-13

Q/Q Activity

+1 / −2 / ↑16 / ↓25

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

VGK10.3% · +0%BRK.B8.2% · -2%KBE6.9% · -0%VIG6.3% · +1%RSP4.9% · 0%TPYP4.3% · +0%IJS4.2% · -7%OAKM3.5% · +2%MSFT3.2% · -4%BRK.A3.1% · 0%BILS2.9% · -4%GBDC2.6% · +11%TOTL2.5% · +5%XSOE2.5% · +1%C2.3% · -3%BA2.1% · +2%MFIC1.9% · +3%GS1.9% · -3%OCSL1.8% · +2%VONG1.5% · +4%PFXF1.2% · 0%DIS1.2% · +1%JMST1.1% · -5%EWJ1.1% · 0%BKLN0.9% · -19%IEUS0.7% · +1%DHR0.6% · -4%LIN0.6% · +9%NVS0.6% · +12%JNJ0.5% · -7%PG0.5% · +5%EFC0.5% · 0%CAH0.5% · -5%COST0.5% · +11%JPM0.5% · -15%IBM0.5% · +4%CL0.5% · +4%XOM0.5% · -2%DE0.5% · -14%KO0.5% · -11%EWY0.5% · 0%RTX0.5% · +8%WMT0.5% · +16%LMT0.5% · +24%UNP0.5% · -14%CB0.5% · -1%ZTS0.5% · new MDT0.5% · -3%PEP0.5% · +18%GD0.5% · +3%HD0.5% · +12%MCD0.5% · +28%CXSE0.4% · 0%EARN0.4% · 0%EWT0.3% · 0%NFTY0.3% · 0%AAXJ0.3% · 0%EWA0.2% · 0%EWS0.2% · 0%PWR0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

5 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 54.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 18, 2026.

Assets Under Management

$920.8M

Discretionary

$327.9M

Employees

Accounts

464

Address

257 RIVERSIDE AVENUE
2ND FLOOR
WESTPORT, CT 06880-4822

Phone

(203) 682-7200

Website

www.linkedin.com/company/castlekeep-investment-advisors-llc
WWW.FACEBOOK.COM/CASTLEKEEP-INVESTMENT-ADVISORS-LLC-125794447477721
x.com/CASTLEKEEPADV?LANG=EN

Name	Title / Status	Ownership	Type
CKA HOLDINGS LLC Control	PARENT COMPANY AND SOLE MEMBER since May 2000	75% or more	Domestic Entity
HABERSTROH, CHARLES, WESLEY KELAKOS Control	PRESIDENT, CEO, CIO AND CCO since May 2000	Less than 5%	Individual
HABERSTROH, CHARLES, CLARK KELAKOS	PARTNER AND TREASURER since Jul 2017	Less than 5%	Individual
HABERSTROH, STEPHEN, BRADEN KELAKOS	PARTNER since Jul 2017	Less than 5%	Individual
HABERSTROH, CHARLES, WESLEY KELAKOS Control Indirect owner via CKA HOLDINGS LLC	MEMBER since May 2000	50–75%	Individual

Ownership & leadership changes · 5 filings with changes since Mar 30, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2021 filing

ChangedHABERSTROH, CHARLES, CLARK KELAKOS · title MANAGING DIRECTOR AND TREASURER → PARTNER AND TREASURER
ChangedHABERSTROH, STEPHEN, BRADEN KELAKOS · title MANAGING DIRECTOR → PARTNER

Mar 27, 2018 filing

ChangedHABERSTROH, CHARLES, WESLEY KELAKOS · title PRESIDENT, CHIEF COMPLIANCE OFFICER → PRESIDENT, CEO, CIO AND CCO

Feb 2, 2017 filing

No longer listedROSENKRANTZ, MARINA · CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT · Less than 5% · listed since Jun 2004
ChangedHABERSTROH, CHARLES, WESLEY KELAKOS · title PRESIDENT → PRESIDENT, CHIEF COMPLIANCE OFFICER

Mar 31, 2014 filing

No longer listedPERRIN, NANCY, SCHUMAN · CORPORATE SECRETARY · Less than 5% · listed since Jan 2008
No longer listedQUESADA, LAUREN, MICHELE · PORTFOLIO ASSISTANT · Less than 5% · listed since Jun 2012

Mar 28, 2013 filing

AddedQUESADA, LAUREN, MICHELE · PORTFOLIO ASSISTANT · Less than 5%

Mar 30, 2012 filing (earliest on record)

ListedCKA HOLDINGS LLC · PARENT COMPANY AND SOLE MEMBER · 75% or more · control person
ListedHABERSTROH, CHARLES, CLARK KELAKOS · MANAGING DIRECTOR AND TREASURER · Less than 5%
ListedHABERSTROH, CHARLES, WESLEY KELAKOS · PRESIDENT · Less than 5% · control person
ListedHABERSTROH, CHARLES, WESLEY KELAKOS · MEMBER · 50–75% · indirect via CKA HOLDINGS LLC · control person
ListedHABERSTROH, STEPHEN, BRADEN KELAKOS · MANAGING DIRECTOR · Less than 5%
ListedPERRIN, NANCY, SCHUMAN · CORPORATE SECRETARY · Less than 5%
ListedROSENKRANTZ, MARINA · CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

MICROSOFT CORP$1.5M +32.5%
GOLUB CAP BDC INC$421.4K +8.9%
HARRIS OAKMARK ETF TRUST$403.7K +6.4%
DISNEY WALT CO$215.6K +10.3%
LOCKHEED MARTIN CORP$191.7K +23.7%

Show all 16 →

Top Trims

ISHARES TR-$1.2M -12.7%
SPDR SERIES TRUST-$1.1M -7.6%
BOEING CO-$606.1K -12.7%
GOLDMAN SACHS GROUP INC-$579.0K -13.8%
CITIGROUP INC-$493.0K -9.9%

Show all 25 →

New Positions

ZOETIS INC$994.2K

Exited Positions

UNITED PARCEL SVCS INC$1.1M
SPDR SERIES TRUST$26.4K

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#	Issuer	Symbol	CUSIP	Value	Δ

CASTLEKEEP INVESTMENT ADVISORS LLC Holdings (2026-09-30)

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	VANGUARD INTL EQUITY INDEX F	VGK	922042874	$20.0M	10.27%	230,521	SH
2	BERKSHIRE HATHAWAY INC DEL	BRK.B	084670702	$16.1M	8.25%	32,263	SH
3	SPDR SERIES TRUST	KBE	78464A797	$13.4M	6.86%	211,338	SH
4	VANGUARD SPECIALIZED FUNDS	VIG	921908844	$12.2M	6.26%	52,305	SH
5	INVESCO EXCHANGE TRADED FD T	RSP	46137V357	$9.5M	4.90%	45,845	SH
6	TORTOISE CAPITAL SERIES TRUS	TPYP	890930308	$8.4M	4.32%	211,277	SH
7	ISHARES TR	IJS	464287879	$8.1M	4.15%	63,183	SH
8	HARRIS OAKMARK ETF TRUST	OAKM	41456U106	$6.8M	3.47%	230,171	SH
9	MICROSOFT CORP	MSFT	594918104	$6.2M	3.16%	12,004	SH
10	BERKSHIRE HATHAWAY INC DEL	BRK.A	084670108	$6.0M	3.07%	8	SH
11	SPDR SERIES TRUST	BILS	78468R523	$5.6M	2.87%	56,274	SH
12	GOLUB CAP BDC INC	GBDC	38173M102	$5.1M	2.64%	406,736	SH
13	SSGA ACTIVE ETF TR	TOTL	78467V848	$4.9M	2.49%	129,730	SH
14	WISDOMTREE TR	XSOE	97717X578	$4.8M	2.48%	103,047	SH
15	CITIGROUP INC	C	172967424	$4.5M	2.30%	34,651	SH
16	BOEING CO	BA	097023105	$4.2M	2.14%	22,459	SH
17	MIDCAP FINANCIAL INVSTMNT CO	MFIC	03761U502	$3.7M	1.92%	428,369	SH
18	GOLDMAN SACHS GROUP INC	GS	38141G104	$3.6M	1.85%	4,004	SH
19	OAKTREE SPECIALTY LENDING	OCSL	67401P405	$3.5M	1.81%	296,195	SH
20	VANGUARD SCOTTSDALE FDS	VONG	92206C680	$2.8M	1.46%	22,005	SH
21	VANECK ETF TRUST	PFXF	92189F429	$2.4M	1.23%	136,655	SH
22	DISNEY WALT CO	DIS	254687106	$2.3M	1.19%	22,063	SH
23	J P MORGAN EXCHANGE TRADED F	JMST	46641Q654	$2.2M	1.13%	43,506	SH
24	ISHARES INC	EWJ	46434G822	$2.1M	1.09%	21,822	SH
25	INVESCO EXCH TRADED FD TR II	BKLN	46138G508	$1.7M	0.87%	83,429	SH
26	ISHARES TR	IEUS	464288497	$1.3M	0.69%	19,132	SH
27	DANAHER CORP DEL	DHR	235851102	$1.1M	0.58%	5,064	SH
28	LINDE PLC	LIN	G54950103	$1.1M	0.56%	2,291	SH
29	NOVARTIS AG	NVS	66987V109	$1.1M	0.56%	7,625	SH
30	JOHNSON & JOHNSON	JNJ	478160104	$1.1M	0.55%	4,018	SH
31	PROCTER & GAMBLE CO	PG	742718109	$1.1M	0.54%	7,243	SH
32	ELLINGTON FINANCIAL INC	EFC	28852N109	$1.1M	0.54%	88,884	SH
33	CARDINAL HEALTH INC	CAH	14149Y108	$1.0M	0.54%	4,710	SH
34	COSTCO WHOLESALE CORPORATION	COST	22160K105	$1.0M	0.54%	1,150	SH
35	JPMORGAN CHASE & CO	JPM	46625H100	$1.0M	0.53%	3,125	SH
36	INTERNATIONAL BUSINESS MACHS	IBM	459200101	$1.0M	0.53%	4,662	SH
37	COLGATE PALMOLIVE CO	CL	194162103	$1.0M	0.52%	11,984	SH
38	EXXONMOBIL HOLDINGS CORP	XOM	30233Q108	$1.0M	0.52%	6,281	SH
39	DEERE & CO	DE	244199105	$1.0M	0.52%	1,516	SH
40	COCA COLA CO	KO	191216100	$1.0M	0.52%	11,806	SH
41	ISHARES INC	EWY	464286772	$1.0M	0.52%	5,525	SH
42	RTX CORPORATION	RTX	75513E101	$1.0M	0.52%	5,433	SH
43	WALMART INC	WMT	931142103	$1.0M	0.51%	9,641	SH
44	LOCKHEED MARTIN CORP	LMT	539830109	$999.7K	0.51%	1,963	SH
45	UNION PAC CORP	UNP	907818108	$997.6K	0.51%	3,666	SH
46	CHUBB LIMITED	CB	H1467J104	$995.3K	0.51%	3,060	SH
47	ZOETIS INC	ZTS	98978V103	$994.2K	0.51%	14,238	SH
48	MEDTRONIC PLC	MDT	G5960L103	$987.4K	0.51%	11,443	SH
49	PEPSICO INC	PEP	713448108	$976.9K	0.50%	7,709	SH
50	GENERAL DYNAMICS CORP	GD	369550108	$972.3K	0.50%	2,930	SH

Filing History

Period	Filed	AUM	Holdings	Accession
2026-09-30	2026-11-13	$194.8M	75	0001398344-26-020030
2026-06-30	2026-08-14	$199.6M	76	0001398344-26-014675
2026-03-31	2026-05-11	$184.4M	66	0002085853-26-000582
2025-12-31	2026-02-10	$220.9M	90	0002085853-26-000233
2025-09-30	2025-11-05	$213.8M	87	0002085853-25-000231

Filer Information

Address

257 RIVERSIDE AVENUE
2ND FLOOR
WESTPORT, CT 06880-4822

Phone

(203) 682-7200

Filing Manager

CASTLEKEEP INVESTMENT ADVISORS LLC

WESTPORT, CT

Signatory

Charles W. K. Haberstroh

President and CEO