Empery Asset Management, LP — 13F Holdings & Portfolio

CIK 1469336 · latest 13F-HR filed 2026-08-11

Empery Asset Management, LP manages $86.5M in 13F-reported U.S. long-equity assets across 32 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are XFOR (37.43%), EMPD (12.06%), NGEN (9.53%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 12 new positions, exited 12, added to 4, and trimmed 14.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
1 ROCKEFELLER PLAZA, SUITE 1205
NEW YORK, NY 10020
Phone
(212) 608-3300
Filing Manager
Empery Asset Management, LP
NEW YORK, NY
Signatory
Ryan M. Lane
Managing Partner
Loading holdings…
AUM

$86.5M

Long-equity book

Holdings

32

Distinct positions

Period

2026-06-30

Filed 2026-08-11

Q/Q Activity

+12 / −12 / ↑4 / ↓14

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • RENATUS TACTICAL ACQUIS$15.0K +65.2%
  • MARIS TECH LTD$13.1K +29.1%
  • FGI INDUSTRIES LTD$5.3K +196.0%
  • NEXERA TECHNOLOGIES LTD$4.3K +70.0%
Show all 4 →

Top Trims

  • PRECISION BIOSCIENCES INC-$4.7M -43.7%
  • X4 PHARMACEUTICALS INC-$4.6M -12.4%
  • VENU HLDG CORP-$2.2M -65.1%
  • EMPERY DIGITAL INC-$2.0M -15.8%
  • JAGUAR URANIUM CORP-$526.5K -39.3%
Show all 14 →

New Positions

  • NERVGEN PHARMA CORP$8.2M
  • CLENE INC$5.6M
  • ANNOVIS BIO INC$4.5M
  • LANTERN PHARMA INC$3.5M
  • AMC ENTMT HLDGS INC$3.3M
Show all 12 →

Exited Positions

  • IMPERIAL PETE INC$3.8M
  • U S ENERGY CORP DEL$1.7M
  • SCYNEXIS INC$1.7M
  • CRITICAL METALS CORP$1.0M
  • PROMIS NEUROSCIENCES INC$766.5K
Show all 12 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 X4 PHARMACEUTICALS INC XFOR 98420X202 $32.4M 37.43% 6,930,591 SH
2 EMPERY DIGITAL INC EMPD 92864V608 $10.4M 12.06% 2,930,345 SH
3 NERVGEN PHARMA CORP NGEN 64082X203 $8.2M 9.53% 4,000,000 SH
4 PRECISION BIOSCIENCES INC DTIL 74019P207 $6.1M 7.05% 776,093 SH
5 CLENE INC CLNN 185634201 $5.6M 6.52% 916,532 SH
6 ANNOVIS BIO INC ANVS 03615A108 $4.5M 5.17% 2,401,476 SH
7 LANTERN PHARMA INC LTRN 51654W101 $3.5M 4.06% 842,669 SH
8 AMC ENTMT HLDGS INC AMC 00165C302 $3.3M 3.77% 1,714,043 SH
9 TENAYA THERAPEUTICS INC TNYA 87990A106 $2.9M 3.30% 3,863,115 SH
10 ONE AND ONE GREEN TECHNOLOGI YDDL G6772F102 $1.5M 1.78% 761,706 SH
11 CYNGN INC CYN 23257B305 $1.3M 1.49% 927,059 SH
12 VENU HLDG CORP VENU 92333E104 $1.2M 1.35% 512,818 SH
13 GREENLAND ENERGY CO GLNDW 70580B114 $850.0K 0.98% 1,000,000 SH
14 UR-ENERGY INC URG 91688R108 $843.4K 0.98% 620,136 SH
15 SATELLOS BIOSCIENCE INC MSLE 80401L803 $832.7K 0.96% 107,100 SH
16 JAGUAR URANIUM CORP JAGU 47010E108 $814.1K 0.94% 487,500 SH
17 CELLECTAR BIOSCIENCES INC CLRB 15117F880 $527.1K 0.61% 189,605 SH
18 SCYNEXIS INC SCYX 811292309 $514.7K 0.60% 126,451 SH
19 REIN THERAPEUTICS INC RNTX 00887A204 $385.7K 0.45% 370,834 SH
20 BTC DIGITAL LTD BTCT G6055H155 $288.9K 0.33% 350,877 SH
21 BRIACELL THERAPEUTICS CORP BCTXL 107930125 $267.0K 0.31% 300,000 SH
22 MARIS TECH LTD MTEKW M68057112 $58.0K 0.07% 297,600 SH
23 PARAZERO TECHNOLOGIES LTD PRZO M7S13T102 $55.3K 0.06% 113,771 SH
24 DUKE ROBOTICS CORP DUKRW 903448116 $45.1K 0.05% 35,000 SH
25 NUTRIBAND INC NTRBW 67092M125 $40.2K 0.05% 40,218 SH
26 RENATUS TACTICAL ACQUIS RTACW G7490F127 $38.0K 0.04% 50,000 SH
27 SPECTRAL AI INC MDAIW 84757T113 $18.5K 0.02% 33,336 SH
28 NEXERA TECHNOLOGIES LTD NEXRW M61472110 $10.4K 0.01% 360,577 SH
29 CEA INDUSTRIES INC BNCWW 86887P119 $9.2K 0.01% 500,000 SH
30 FGI INDUSTRIES LTD FGIWW G3302D111 $8.0K 0.01% 83,928 SH
31 NEUROSENSE THERAPEUTICS LTD NRSNW M74240116 $6.3K 0.01% 100,402 SH
32 NEXGEL INC NXGLW 65344E115 $3.5K 0.00% 90,000 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-11 $86.5M 32 0000919574-26-004933
2026-03-31 2026-05-08 $83.0M 32 0000902664-26-002332
2025-12-31 2026-02-11 $113.4M 31 0000902664-26-000854