New Harbor Financial Group, LLC — 13F Holdings & Portfolio

CIK 1548577 · latest 13F-HR filed 2026-07-23

New Harbor Financial Group, LLC manages $632.9M in 13F-reported U.S. long-equity assets across 68 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are TLT (7.39%), XES (6.57%), EEM (6.30%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 11 new positions and exited 3; 25 existing positions rose in reported value and 19 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$632.9M

Long-equity book

Holdings

Distinct positions

Period

2026-06-30

Filed 2026-07-23

Q/Q Activity

+11 / −3 / ↑25 / ↓19

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26

TLT7.4% · +12%XES6.6% · +1%EEM6.4% · +2%XLI6.0% · +4%HGER6.0% · +4%ILF5.6% · +4%EFA5.6% · +4%IEI5.5% · +8%PICK5.4% · +4%XNTK5.2% · -20%GDX4.9% · +2%IJR4.5% · new XLU4.3% · +6%XBI3.7% · new SLV3.0% · -1%RSP3.0% · +3%EMLC2.8% · +9%KRE2.3% · new CEF2.2% · +5%IAU1.6% · -60%SGOL1.1% · new SPTL1.0% · +8%PSLV0.7% · +5%PHYS0.6% · +9%GDXJ0.4% · +1%SGOV0.4% · -24%SIL0.4% · -3%SGDM0.3% · +45%TSLA0.3% · +119%NVDA0.3% · -4%RING0.2% · new SPY0.2% · -38%SILJ0.2% · +94%AAPL0.2% · +17%BIL0.2% · +10%BITB0.1% · +23%HL0.1% · +38%GLD0.1% · +77%SIVR0.1% · new SCHZ0.1% · +25%AEM0.1% · +50%WPM0.1% · +21%FNV0.1% · -4%VWO0.1% · +4%SPYM0.0% · +10%MSFT0.0% · -2%AMZN0.0% · new NEM0.0% · +3%NXE0.0% · 0%FRDM0.0% · -44%IEFA0.0% · new VOO0.0% · -8%XOM0.0% · -6%AG0.0% · -1%EMXC0.0% · -32%PXJ0.0% · new UEC0.0% · +4%CDE0.0% · new TEI0.0% · 0%DNN0.0% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 59.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated May 26, 2026.

Assets Under Management

$1.09B

Discretionary

$1.09B

Employees

Accounts

Address

500 WEST MADISON STREET
SUITE 2830
CHICAGO, IL 60661

Phone

(312) 876-8605

Website

WWW.LINKEDIN.COM/COMPANY/NEW-HARBOR-CAPITAL-LLC
WWW.NEWHARBORCAP.COM

Name	Title / Status	Ownership	Type
FORMOLO, THOMAS, JOSEPH Control	PARTNER AND ELECTED MANAGER, NEW HARBOR CAPITAL since Mar 2013	50–75%	Individual
LHEE, EDWARD, MICHAEL Control	PARTNER AND ELECTED MANAGER, NEW HARBOR CAPITAL since Mar 2013	25–50%	Individual
MORGAN, MARK, JOHN	CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER since Jan 2023	Less than 5%	Individual

Ownership & leadership changes · 3 filings with changes since Mar 25, 2016

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 30, 2023 filing

ChangedMORGAN, MARK, JOHN · no longer a control person

Feb 6, 2023 filing

No longer listedBOCHENEK, KEVIN, THOMAS · CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER · Less than 5% · listed since Jan 2016
AddedMORGAN, MARK, JOHN · CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER · Less than 5% · control person

Mar 30, 2021 filing

ChangedBOCHENEK, KEVIN, THOMAS · title CHIEF COMPLIANCE OFFICER, VP - FINANCE & ADMINISTRATION → CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER

Mar 25, 2016 filing (earliest on record)

ListedBOCHENEK, KEVIN, THOMAS · CHIEF COMPLIANCE OFFICER, VP - FINANCE & ADMINISTRATION · Less than 5%
ListedFORMOLO, THOMAS, JOSEPH · PARTNER AND ELECTED MANAGER, NEW HARBOR CAPITAL · 50–75% · control person
ListedLHEE, EDWARD, MICHAEL · PARTNER AND ELECTED MANAGER, NEW HARBOR CAPITAL · 25–50% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

ISHARES TR$7.6M +23.5%
SPDR SERIES TRUST$6.1M +22.8%
SELECT SECTOR SPDR TR$5.9M +18.6%
ISHARES TR$5.0M +12.0%
ISHARES TR$3.4M +10.9%

Show all 25 →

Top Trims

ISHARES GOLD TR-$19.8M -65.9%
VANECK ETF TRUST-$5.9M -16.0%
ISHARES SILVER TR-$5.4M -22.1%
SPROTT ASSET MANAGEMENT LP-$1.8M -11.3%
SPROTT ASSET MANAGEMENT LP-$1.0M -18.9%

Show all 19 →

New Positions

Show all 11 →

Exited Positions

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#	Issuer	Symbol	CUSIP	Value	Δ

New Harbor Financial Group, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	ISHARES TR	TLT	464287432	$46.8M	7.39%	541,075	SH
2	SPDR SERIES TRUST	XES	78468R549	$41.6M	6.57%	371,274	SH
3	ISHARES TR	EEM	464287234	$39.9M	6.30%	583,206	SH
4	SELECT SECTOR SPDR TR	XLI	81369Y704	$37.7M	5.96%	203,706	SH
5	HARBOR ETF TRUST	HGER	41151J505	$37.4M	5.91%	1,274,824	SH
6	ISHARES TR	ILF	464287390	$35.4M	5.59%	1,048,773	SH
7	ISHARES TR	EFA	464287465	$35.0M	5.54%	337,374	SH
8	ISHARES TR	IEI	464288661	$34.6M	5.47%	294,999	SH
9	ISHARES INC	PICK	46434G848	$34.1M	5.39%	586,820	SH
10	SPDR SERIES TRUST	XNTK	78464A102	$32.9M	5.21%	84,333	SH
11	VANECK ETF TRUST	GDX	92189F106	$30.9M	4.89%	410,104	SH
12	ISHARES TR	IJR	464287804	$28.0M	4.42%	188,643	SH
13	SELECT SECTOR SPDR TR	XLU	81369Y886	$27.1M	4.28%	597,390	SH
14	SPDR SERIES TRUST	XBI	78464A870	$23.2M	3.66%	146,497	SH
15	ISHARES SILVER TR	SLV	46428Q109	$19.0M	3.00%	355,214	SH
16	INVESCO EXCHANGE TRADED FD T	RSP	46137V357	$18.7M	2.96%	87,977	SH
17	VANECK ETF TRUST	EMLC	92189H300	$17.5M	2.76%	682,766	SH
18	SPDR SERIES TRUST	KRE	78464A698	$14.6M	2.31%	195,047	SH
19	SPROTT ASSET MANAGEMENT LP	CEF	85208R101	$14.0M	2.21%	346,918	SH
20	ISHARES GOLD TR	IAU	464285204	$10.2M	1.62%	135,621	SH
21	ETFS GOLD TR	SGOL	00326A104	$7.1M	1.12%	185,905	SH
22	SPDR SERIES TRUST	SPTL	78464A664	$6.5M	1.03%	248,658	SH
23	SPROTT ASSET MANAGEMENT LP	PSLV	85207K107	$4.5M	0.70%	236,272	SH
24	SPROTT ASSET MANAGEMENT LP	PHYS	85207H104	$3.6M	0.56%	118,358	SH
25	VANECK ETF TRUST	GDXJ	92189F791	$2.7M	0.43%	27,584	SH
26	ISHARES TR	SGOV	46436E718	$2.7M	0.42%	26,636	SH
27	GLOBAL X FDS	SIL	37954Y848	$2.3M	0.37%	30,088	SH
28	SPROTT ETF TRUST	SGDM	85210B102	$1.9M	0.30%	30,181	SH
29	STATE STR SPDR S&P 500 ETF T Put	SPYM	78462F953	$1.7M	0.26%	3,700	SH
30	TESLA INC	TSLA	88160R101	$1.6M	0.25%	3,817	SH
31	NVIDIA CORPORATION	NVDA	67066G104	$1.6M	0.25%	7,916	SH
32	ISHARES INC	RING	46434G855	$1.5M	0.23%	22,550	SH
33	STATE STR SPDR S&P 500 ETF T	SPY	78462F103	$1.3M	0.20%	1,723	SH
34	AMPLIFY ETF TR	SILJ	032108649	$1.2M	0.20%	48,098	SH
35	APPLE INC	AAPL	037833100	$1.2M	0.19%	4,110	SH
36	INVESCO QQQ TR Put	QQQ	46090E953	$1.2M	0.19%	2,600	SH
37	SPDR SERIES TRUST	BIL	78468R663	$1.1M	0.17%	11,640	SH
38	BITWISE BITCOIN ETF TR	BITB	09174C104	$898.9K	0.14%	28,213	SH
39	ABRDN PLATINUM ETF TRUST Call	—	003260906	$886.8K	0.14%	10,000	SH
40	HECLA MINING COMPANY	HL	422704106	$857.6K	0.14%	55,581	SH
41	SPDR GOLD TR	GLD	78463V107	$733.8K	0.12%	1,992	SH
42	ABRDN SILVER ETF TRUST	SIVR	003264108	$705.0K	0.11%	12,540	SH
43	SCHWAB STRATEGIC TR	SCHZ	808524839	$605.1K	0.10%	26,162	SH
44	AGNICO EAGLE MINES LTD	AEM	008474108	$471.4K	0.07%	3,039	SH
45	WHEATON PRECIOUS METALS CORP	WPM	962879102	$442.9K	0.07%	3,943	SH
46	APPLE INC Put	AAPL	037833950	$397.9K	0.06%	2,100	SH
47	FRANCO NEV CORP	FNV	351858105	$380.8K	0.06%	1,827	SH
48	VANGUARD INTL EQUITY INDEX F	VWO	922042858	$344.4K	0.05%	5,770	SH
49	SPDR SERIES TRUST	SPYM	78464A854	$293.9K	0.05%	3,344	SH
50	MICROSOFT CORP	MSFT	594918104	$290.2K	0.05%	778	SH