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TD PRIVATE CLIENT WEALTH LLC — 13F Holdings & Portfolio

CIK 1551017 · latest 13F-HR filed 2026-10-28

Backtest portfolio

TD PRIVATE CLIENT WEALTH LLC manages $5.55B in 13F-reported U.S. long-equity assets across 1,784 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPYM (9.41%), IEFA (6.92%), VMBS (4.80%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 186 new positions and exited 100; 555 existing positions rose in reported value and 746 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$5.55B

Long-equity book

Holdings
1,784

Distinct positions

Period
2026-09-30

Filed 2026-10-28

Q/Q Activity
+186 / −100 / ↑555 / ↓746

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SPYM9.4% · +6%IEFA6.9% · +7%VMBS4.8% · +5%SPY3.9% · -3%GOVT3.7% · +6%IGIB3.0% · +13%DGRO2.9% · +6%VXF2.8% · +8%VOOG2.8% · +7%VGSH2.4% · +5%IEMG1.9% · +11%VIG1.8% · -3%AGG1.2% · +41%TLT1.2% · +5%SHY1.2% · -2%EFA1.2% · +1%NVDA1.2% · -0%MSFT1.1% · +8%IGSB1.1% · +8%IVV1.1% · +4%SPMO1.0% · +10%VCSH1.0% · -2%IWF0.9% · +8%AAPL0.9% · -7%VOO0.9% · -6%IEI0.8% · -5%VONG0.7% · +4%VTV0.7% · -1%VO0.7% · +7%GOOGL0.7% · +9%AMZN0.7% · -8%VUG0.7% · +2%SCHG0.6% · +2%VCIT0.6% · +3%EFV0.6% · +9%SCHD0.5% · +16%IVW0.5% · +0%MUB0.5% · +348%IWM0.5% · +17%IWD0.5% · +14%LQD0.5% · +7%HYS0.4% · +7%IJH0.4% · +0%JPM0.4% · -3%AVGO0.4% · +2%IWB0.4% · +46%IDV0.4% · +3%HYLB0.4% · +13%GLD0.4% · +4%META0.4% · +6%SUB0.3% · +16%BSV0.3% · +10%IVE0.3% · -5%CVX0.3% · +3%VB0.3% · +1%IJR0.3% · +12%ABBV0.3% · -16%XMMO0.3% · +47%PM0.3% · +6%IWR0.2% · +43%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 42.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 13, 2026.

Assets Under Management
$8.57B
Discretionary
$8.57B
Employees
671
Accounts
25,698
Address
1 VANDERBILT AVENUE
23RD FLOOR
NEW YORK, NY 10017
Phone
(877) 703-9896
Website
This firm reports 8 disclosure items on its registration.
Name Title / Status Ownership Type
BEGUN, ROBERT ControlPRESIDENT & DIRECTOR
since Dec 2025
Less than 5%Individual
CALDERON NAJERA, NAYRA ControlCCO
since Nov 2024
Less than 5%Individual
CARROLL, ANNA ControlCOO & DIRECTOR
since Dec 2025
Less than 5%Individual
CHABOT, ALAN J ControlCEO & DIRECTOR
since Oct 2024
Less than 5%Individual
SNYDER, JONATHAN ControlCFO AND FINANCIAL AND OPERATIONS PRINCIPAL
since Jun 2026
Less than 5%Individual
TD BANK, NATIONAL ASSOCIATION ControlOWNER
since May 2012
75% or moreDomestic Entity
TD BANK US HOLDING COMPANY Control
Indirect owner via TD BANK, NATIONAL ASSOCIATION
OWNER
since Mar 1989
75% or moreDomestic Entity
TD GROUP US HOLDINGS LLC Control
Indirect owner via TD BANK US HOLDING COMPANY
OWNER
since Jul 2015
75% or moreDomestic Entity
THE TORONTO-DOMINION BANK Control
Indirect owner via TD GROUP US HOLDINGS LLC
OWNER
since Jul 2015
75% or moreForeign Entity
Ownership & leadership changes · 10 filings with changes since Mar 12, 2013

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Aug 13, 2026 filing
  • No longer listedORTIZ, JORGE LUIS · CFO & FINOP · Less than 5% · control person · listed since Jun 2024
  • No longer listedWILSON, KEVIN KEITH · FINOP · Less than 5% · listed since Jun 2024
  • AddedSNYDER, JONATHAN · CFO AND FINANCIAL AND OPERATIONS PRINCIPAL · Less than 5% · control person
  • ChangedBEGUN, ROBERT · title PRESIDENT → PRESIDENT & DIRECTOR
  • ChangedCARROLL, ANNA · title COO → COO & DIRECTOR
  • ChangedCHABOT, ALAN J · title CEO → CEO & DIRECTOR
Jan 14, 2026 filing
  • No longer listedSCHAUTZ, JOHN LOUIS III · COO · Less than 5% · control person · listed since Aug 2016
  • AddedCARROLL, ANNA · COO · Less than 5% · control person
Dec 23, 2025 filing
  • No longer listedBEAM, JAMES HENRY JR. · PRESIDENT · Less than 5% · control person · listed since Dec 2021
  • AddedBEGUN, ROBERT · PRESIDENT · Less than 5% · control person
Jan 31, 2025 filing
  • No longer listedSUNDRAM, JEFFREY JOSEPH RODRIGUES · CCO · Less than 5% · control person · listed since Oct 2019
  • AddedCALDERON NAJERA, NAYRA · CCO · Less than 5% · control person
  • ChangedCHABOT, ALAN J · title HEAD OF DISTRIBUTION US WEALTH (US) → CEO
Dec 4, 2024 filing
  • No longer listedTHOMPSON, KENNETH GERARD · CEO · Less than 5% · control person · listed since Oct 2012
  • AddedCHABOT, ALAN J · HEAD OF DISTRIBUTION US WEALTH (US) · Less than 5% · control person
Dec 2, 2024 filing
  • No longer listedROSENTHAL, RICHARD SETH · CFO & FINOP · Less than 5% · control person · listed since Aug 2016
  • AddedORTIZ, JORGE LUIS · CFO & FINOP · Less than 5% · control person
  • AddedWILSON, KEVIN KEITH · FINOP · Less than 5%
Jan 31, 2022 filing
  • AddedBEAM, JAMES HENRY JR. · PRESIDENT · Less than 5% · control person
  • ChangedTHOMPSON, KENNETH GERARD · title PRESIDENT AND CEO → CEO
Oct 29, 2019 filing
  • No longer listedMIHALIOS, MARKELLA · CCO · Less than 5% · control person · listed since Aug 2017
  • AddedSUNDRAM, JEFFREY JOSEPH RODRIGUES · CCO · Less than 5% · control person
Aug 14, 2017 filing
  • No longer listedTRIPODI, FRANK JOHN · CFO, FINOP, COO · Less than 5% · control person · listed since Jul 2012
  • No longer listedWALSH, PAUL ROBERT · CCO · Less than 5% · control person · listed since Oct 2015
  • AddedMIHALIOS, MARKELLA · CCO · Less than 5% · control person
  • AddedROSENTHAL, RICHARD SETH · CFO & FINOP · Less than 5% · control person
  • AddedSCHAUTZ, JOHN LOUIS III · COO · Less than 5% · control person
Oct 29, 2015 filing
  • No longer listedFEIN, KEVIN LINDSEY · CCO · Less than 5% · control person · listed since May 2012
  • No longer listedTD US P&C HOLDINGS ULC · OWNER · 75% or more · indirect via TD BANK US HOLDING COMPANY · control person · listed since Mar 2005
  • No longer listedTHE TORONTO-DOMINION BANK · OWNER · 75% or more · indirect via TD US P&C HOLDINGS ULC · control person · listed since Mar 2005
  • AddedTD GROUP US HOLDINGS LLC · OWNER · 75% or more · indirect via TD BANK US HOLDING COMPANY · control person
  • AddedTHE TORONTO-DOMINION BANK · OWNER · 75% or more · indirect via TD GROUP US HOLDINGS LLC · control person
  • AddedWALSH, PAUL ROBERT · CCO · Less than 5% · control person
Older changes (1 more filing)
Mar 12, 2013 filing (earliest on record)
  • ListedFEIN, KEVIN LINDSEY · CCO · Less than 5% · control person
  • ListedTD BANK US HOLDING COMPANY · OWNER · 75% or more · indirect via TD BANK, NATIONAL ASSOCIATION · control person
  • ListedTD BANK, NATIONAL ASSOCIATION · OWNER · 75% or more · control person
  • ListedTD US P&C HOLDINGS ULC · OWNER · 75% or more · indirect via TD BANK US HOLDING COMPANY · control person
  • ListedTHE TORONTO-DOMINION BANK · OWNER · 75% or more · indirect via TD US P&C HOLDINGS ULC · control person
  • ListedTHOMPSON, KENNETH GERARD · PRESIDENT AND CEO · Less than 5% · control person
  • ListedTRIPODI, FRANK JOHN · CFO, FINOP, COO · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

TD PRIVATE CLIENT WEALTH LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SPDR SER TR STATE STR SPDR PORT S&P 500 ETF SPYM 78464A854 $522.1M 9.41% 5,817,130 SH
2 ISHARES TR CORE MSCI EAFE ETF IEFA 46432F842 $383.9M 6.92% 3,962,541 SH
3 VANGUARD SCOTTSDALE FDS VANGUARD MTG BACKED SECS ETF VMBS 92206C771 $266.1M 4.80% 5,992,091 SH
4 STATE STR SPDR S&P 500 ETF TR TR UNIT SPY 78462F103 $215.0M 3.87% 281,955 SH
5 ISHARES TR U S TREAS BD ETF GOVT 46429B267 $205.3M 3.70% 9,385,923 SH
6 ISHARES TR 5-10 YR INVT GRADE CORPORATE BD ETF IGIB 464288638 $163.7M 2.95% 3,251,440 SH
7 ISHARES TR CORE DIVID GROWTH ETF DGRO 46434V621 $163.5M 2.95% 2,168,271 SH
8 VANGUARD INDEX FDS VANGUARD EXTENDED MKT ETF VXF 922908652 $157.9M 2.85% 681,804 SH
9 VANGUARD ADMIRAL FDS INC S&P 500 GROWTH INDEX FD ETF SHS VOOG 921932505 $156.4M 2.82% 1,829,134 SH
10 VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM TREAS INDEX FD VGSH 92206C102 $133.2M 2.40% 2,313,854 SH
11 ISHARES INC CORE MSCI EMERGING MKTS ETF IEMG 46434G103 $108.1M 1.95% 1,332,158 SH
12 VANGUARD SPECIALIZED FUNDS DIVID APPRECIATION ETF SHS VIG 921908844 $100.9M 1.82% 432,533 SH
13 ISHARES TR CORE U S AGGREGATE BD ETF AGG 464287226 $68.7M 1.24% 726,153 SH
14 ISHARES TR 20 Plus YR TREAS BD ETF TLT 464287432 $66.5M 1.20% 854,819 SH
15 ISHARES TR 1-3 YR TREAS BD ETF SHY 464287457 $65.2M 1.18% 803,505 SH
16 ISHARES TR MSCI EAFE ETF EFA 464287465 $64.4M 1.16% 619,673 SH
17 NVIDIA CORP COM NVDA 67066G104 $64.3M 1.16% 281,678 SH
18 MICROSOFT CORP COM MSFT 594918104 $59.2M 1.07% 115,392 SH
19 ISHARES TR 1-5 YR INVT GRADE CORPORATE BD ETF IGSB 464288646 $58.7M 1.06% 1,146,158 SH
20 ISHARES TR CORE S&P 500 ETF IVV 464287200 $58.3M 1.05% 76,166 SH
21 INVESCO EXCHANGE-TRADED FD TR II S&P 500 MOMENTUM ETF SPMO 46138E339 $57.9M 1.04% 382,186 SH
22 VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD VCSH 92206C409 $53.5M 0.96% 692,852 SH
23 ISHARES TR RUSSELL 1000 GROWTH ETF IWF 464287614 $52.6M 0.95% 419,636 SH
24 APPLE INC COM AAPL 037833100 $52.4M 0.94% 157,258 SH
25 VANGUARD INDEX FDS S&P 500 ETF SHS NEW VOO 922908363 $50.4M 0.91% 71,858 SH
26 ISHARES TR 3-7 YR TREAS BD ETF IEI 464288661 $42.5M 0.77% 374,707 SH
27 VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 1000 GROWTH INDEX FD ETF SHS ISIN#US92206C6802 VONG 92206C680 $40.7M 0.73% 315,935 SH
28 VANGUARD INDEX FDS MORNINGSTAR VANGUARD VALUE ETF VTV 922908744 $40.3M 0.73% 186,428 SH
29 VANGUARD INDEX FDS MORNINGSTAR MID CAP ETF VO 922908629 $38.8M 0.70% 494,945 SH
30 ALPHABET INC CL A GOOGL 02079K305 $36.9M 0.67% 107,369 SH
31 AMAZON COM INC COM AMZN 023135106 $36.3M 0.65% 145,772 SH
32 VANGUARD INDEX FDS MORNINGSTAR VANGUARD GROWTH ETF VUG 922908736 $36.0M 0.65% 400,017 SH
33 SCHWAB STRATEGIC TR US LARGE-CAP GROWTH ETF SCHG 808524300 $32.6M 0.59% 906,587 SH
34 VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS VCIT 92206C870 $32.3M 0.58% 412,952 SH
35 ISHARES TR MSCI EAFE VALUE ETF EFV 464288877 $31.9M 0.57% 402,770 SH
36 SCHWAB STRATEGIC TR US DIVIDEND EQUITY ETF SCHD 808524797 $29.9M 0.54% 919,259 SH
37 ISHARES TR S&P 500 GROWTH ETF IVW 464287309 $29.7M 0.54% 208,712 SH
38 ISHARES TR NATL MUN BD ETF FD MUB 464288414 $28.9M 0.52% 285,990 SH
39 ISHARES TR RUSSELL 2000 ETF IWM 464287655 $27.0M 0.49% 97,153 SH
40 ISHARES TR RUSSELL 1000 VALUE ETF IWD 464287598 $26.1M 0.47% 105,219 SH
41 ISHARES TR IBOXX USD INVT GRADE CORP BD ETF LQD 464287242 $26.0M 0.47% 254,376 SH
42 PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX EXCHANGE-TRADED FD HYS 72201R783 $23.6M 0.43% 260,802 SH
43 ISHARES TR CORE S&P MID-CAP ETF IJH 464287507 $23.5M 0.42% 326,978 SH
44 JPMORGAN CHASE & CO COM JPM 46625H100 $22.6M 0.41% 68,281 SH
45 BROADCOM INC COM AVGO 11135F101 $22.5M 0.41% 64,113 SH
46 ISHARES TR RUSSELL 1000 ETF IWB 464287622 $22.4M 0.40% 53,945 SH
47 ISHARES TR INTL SELECT DIVID ETF INDEX FD IDV 464288448 $21.7M 0.39% 514,930 SH
48 DBX ETF TR X TRACKERS USD HIGH YIELD CORP BF ETF HYLB 233051432 $20.9M 0.38% 593,474 SH
49 SPDR GOLD TR GOLD SHS GLD 78463V107 $20.3M 0.37% 53,276 SH
50 META PLATFORMS INC CL A META 30303M102 $19.8M 0.36% 27,283 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-28 $5.55B 1,784 0002052595-26-000102
2026-06-30 2026-08-04 $5.44B 1,698 0002052595-26-000082
2026-03-31 2026-04-27 $4.82B 1,649 0002052595-26-000059
2025-12-31 2026-02-05 $4.69B 1,632 0002052595-26-000006
Filer Information
Address
1 VANDERBILT AVENUE, 23RD FLOOR
NEW YORK, NY 10017
Phone
(954) 205-4902
Filing Manager
TD PRIVATE CLIENT WEALTH LLC
NEW YORK, NY
Signatory
Bob Begun
Head of Wealth Product, Investment Strategy, and Trust