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Spectrum Financial Alliance Ltd LLC — 13F Holdings & Portfolio

CIK 1566531 · latest 13F-HR filed 2026-07-22

Backtest portfolio

Spectrum Financial Alliance Ltd LLC manages $679.5M in 13F-reported U.S. long-equity assets across 32 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are C (13.20%), BA (11.53%), BAC (10.91%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 4 new positions and exited 3; 20 existing positions rose in reported value and 3 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$679.5M

Long-equity book

Holdings
32

Distinct positions

Period
2026-06-30

Filed 2026-07-22

Q/Q Activity
+4 / −3 / ↑20 / ↓3

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
C13.2% · -3%BA11.5% · +7%BAC10.9% · +8%QCOM9.0% · +2%DE8.5% · +3%LMT8.5% · +8%GE7.8% · +7%MU6.8% · -68%MRVL5.2% · +3%SCO2.9% · -18%DRAM2.6% · newUPRO2.3% · -15%VB2.3% · +13%META2.3% · +9%VGSH2.2% · +132%F1.4% · +15%I:TBTIV1.1% · newSCHW1.1% · -3%QQQ0.1% · -0%IP0.1% · 0%UFIV0.1% · 0%XFIV0.1% · 0%MSFT0.1% · +17%VFH0.0% · 0%VTI0.0% · +0%SPY0.0% · 0%RSP0.0% · newAAPL0.0% · -9%ORCL0.0% · -25%NVDA0.0% · -24%SCHB0.0% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 84.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 10, 2026.

Assets Under Management
$813.0M
Discretionary
$813.0M
Employees
14
Accounts
2,056
Address
105 WIND HAVEN DRIVE
NICHOLASVILLE, KY 40356
Phone
(859) 223-6333
Website
Name Title / Status Ownership Type
BUCKLEY, CHARLES, KELLY ControlMANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER
since Jan 2000
75% or moreIndividual
Ownership & leadership changes · 3 filings with changes since Dec 21, 2011

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Sep 23, 2016 filing
  • No longer listedEDNEY, CHRISTOPHER, BRIAN · SENIOR PORTFOLIO ANALYST; CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2015
  • ChangedBUCKLEY, CHARLES, KELLY · title MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT → MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT; CHIEF COMPLIANCE OFFICER
Mar 30, 2016 filing
  • AddedEDNEY, CHRISTOPHER, BRIAN · SENIOR PORTFOLIO ANALYST; CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedBUCKLEY, CHARLES, KELLY · title MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER → MANAGING MEMBER AND MANAGING DIRECTOR FOR ASSET MANAGEMENT
Mar 26, 2014 filing
  • ChangedBUCKLEY, CHARLES, KELLY · title MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER → MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
Dec 21, 2011 filing (earliest on record)
  • ListedBUCKLEY, CHARLES, KELLY · MANAGING PRINCIPAL AND CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 20 →

Top Trims

Show all 3 →

New Positions

Show all 4 →

Exited Positions

Show all 3 →

Spectrum Financial Alliance Ltd LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 CITIGROUP INC C 172967424 $89.7M 13.20% 640,623 SH
2 BOEING CO BA 097023105 $78.3M 11.53% 361,814 SH
3 BANK OF AMER CORP BAC 060505104 $74.1M 10.91% 1,300,644 SH
4 QUALCOMM INC QCOM 747525103 $60.8M 8.95% 329,122 SH
5 DEERE & CO DE 244199105 $57.9M 8.52% 91,213 SH
6 LOCKHEED MARTIN CORP LMT 539830109 $57.5M 8.47% 112,956 SH
7 GE AEROSPACE GE 369604301 $52.9M 7.79% 141,618 SH
8 MICRON TECHNOLOGY INC MU 595112103 $45.9M 6.76% 39,799 SH
9 MARVELL TECHNOLOGY INC MRVL 573874104 $35.5M 5.22% 119,160 SH
10 PROSHARES TR II SCO 74347Y656 $19.4M 2.85% 553,023 SH
11 ROUNDHILL ETF TRUST DRAM 77926X320 $17.6M 2.59% 237,940 SH
12 PROSHARES TR UPRO 74347X864 $15.7M 2.31% 110,615 SH
13 VANGUARD INDEX FDS VB 922908751 $15.6M 2.30% 51,609 SH
14 META PLATFORMS INC META 30303M102 $15.5M 2.28% 27,488 SH
15 VANGUARD SCOTTSDALE FDS VGSH 92206C102 $14.6M 2.15% 251,313 SH
16 FORD MTR CO F 345370860 $9.4M 1.39% 679,098 SH
17 PROSHARES TR UDOW 74347X823 $7.6M 1.12% 108,810 SH
18 SCHWAB CHARLES CORP SCHW 808513105 $7.4M 1.08% 79,758 SH
19 INVESCO QQQ TR QQQ 46090E103 $544.2K 0.08% 739 SH
20 INTERNATIONAL PAPER CO IP 460146103 $438.1K 0.06% 11,500 SH
21 RBB FD INC UFIV 74933W510 $381.6K 0.06% 7,908 SH
22 BONDBLOXX ETF TRUST XFIV 09789C838 $376.3K 0.06% 7,731 SH
23 MICROSOFT CORP MSFT 594918104 $335.2K 0.05% 899 SH
24 VANGUARD WORLD FD VFH 92204A405 $297.4K 0.04% 2,260 SH
25 VANGUARD INDEX FDS VTI 922908769 $269.8K 0.04% 729 SH
26 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $251.8K 0.04% 337 SH
27 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $232.8K 0.03% 1,094 SH
28 APPLE INC AAPL 037833100 $223.7K 0.03% 773 SH
29 ORACLE CORP ORCL 68389X105 $216.6K 0.03% 1,478 SH
30 NVIDIA CORPORATION NVDA 67066G104 $210.7K 0.03% 1,053 SH
31 SCHWAB STRATEGIC TR SCHB 808524102 $203.3K 0.03% 7,020 SH
32 MICROSOFT CORP MSFT 594918104 $11.0K 0.00% 30 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-22 $679.5M 32 0001214659-26-008813
2026-03-31 2026-05-01 $520.3M 32 0001214659-26-005384
2025-12-31 2026-01-30 $506.0M 31 0001214659-26-001013
Filer Information
Address
105 WIND HAVEN DRIVE
NICHOLASVILLE, KY 40356
Phone
(859) 223-6333
Filing Manager
Spectrum Financial Alliance Ltd LLC
NICHOLASVILLE, KY
Signatory
Desirae Hagan
Director of Operations