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Circle Wealth Management, LLC — 13F Holdings & Portfolio

CIK 1578242 · latest 13F-HR filed 2026-08-12

Backtest portfolio

Circle Wealth Management, LLC manages $7.96B in 13F-reported U.S. long-equity assets across 258 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are AAPL (42.18%), IVV (10.27%), IWF (8.51%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 24 new positions and exited 29; 146 existing positions rose in reported value and 47 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$7.96B

Long-equity book

Holdings
258

Distinct positions

Period
2026-06-30

Filed 2026-08-12

Q/Q Activity
+24 / −29 / ↑146 / ↓47

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
AAPL42.2% · -3%IVV10.3% · +0%IWF8.5% · +300%SPY7.8% · -0%IJH4.4% · 0%IJR4.3% · 0%VOO2.4% · +0%IWD2.0% · 0%LLY1.3% · -0%VTI1.2% · +1%SCHB1.0% · -0%AMZN0.8% · -2%IAU0.8% · 0%GIND0.6% · +0%VGT0.5% · +699%MSFT0.5% · -2%QQQ0.5% · -11%VB0.4% · 0%GOOGL0.4% · -5%ACWI0.4% · +0%SBUX0.4% · 0%GOOG0.3% · -2%IYG0.3% · 0%XLK0.3% · -1%JPM0.3% · -3%MRK0.3% · -0%NKE0.3% · -1%BRK.A0.3% · 0%GS0.3% · 0%NVDA0.3% · -7%VIG0.2% · 0%VEU0.2% · 0%EWY0.2% · +2%FEZ0.2% · -4%CRWD0.2% · +10%RTX0.2% · -0%FEOE0.2% · +12%GLD0.2% · -1%IWV0.1% · 0%LRCX0.1% · +12%SCHX0.1% · 0%IWB0.1% · 0%BRK.B0.1% · -4%INTC0.1% · +54%EMXC0.1% · +6%TSLA0.1% · +8%AMD0.1% · +10%AVGO0.1% · +2%XLP0.1% · +1%PANW0.1% · +50%META0.1% · -20%EPI0.1% · -2%PLTR0.1% · +3%IEMG0.1% · +17%ASML0.1% · +41%TTWO0.1% · +16%IJK0.1% · 0%SNDK0.1% · +40%JTEK0.1% · +4%CARR0.1% · -2%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 84.4%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Apr 8, 2026.

Assets Under Management
$14.07B
Discretionary
$9.48B
Employees
23
Accounts
1,138
Address
47 MAPLE STREET
SUITE 201
SUMMIT, NJ 07901
Phone
(908) 206-1306
Website
Name Title / Status Ownership Type
BREAULT, KRISTEN, ANNE ControlCHIEF COMPLIANCE OFFICER, PARTNER
since Dec 2007
5–10%Individual
CHRIN, JOHN, ROBERT ControlMEMBER
since Feb 2012
10–25%Individual
KATTAN-CHRIN, MARIA, LOURDES ControlCEO/MANAGING PARTNER
since Dec 2006
Less than 5%Individual
MLKS, LLC ControlMEMBER
since Dec 2006
50–75%Domestic Entity
AFK II LLCMEMBER
since Jan 2011
10–25%Domestic Entity
KATTAN-CHRIN, MARIA, LOURDES Control
Indirect owner via MLKS, LLC
MEMBER
since Dec 2006
50–75%Individual
Ownership & leadership changes · 6 filings with changes since Apr 2, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2026 filing
  • No longer listedFlath, Daniel, Michael · MEMBER · 5–10% · listed since Jan 2022
  • ChangedBREAULT, KRISTEN, ANNE · now a control person
  • ChangedCHRIN, JOHN, ROBERT · now a control person
Mar 31, 2025 filing
  • No longer listedKAPLAN, ANN, FRANCES · MEMBER · General partner, trustee or manager · indirect via AFK II LLC · listed since Jan 2011
Mar 31, 2022 filing
  • ChangedBREAULT, KRISTEN, ANNE · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER, PARTNER
  • ChangedFlath, Daniel, Michael · title MANAGING DIRECTOR → MEMBER; ownership Less than 5% → 5–10%
Mar 31, 2021 filing
  • No longer listedCherashore, Lindsay, Ann · VICE PRESIDENT · Less than 5% · listed since Sep 2013
  • No longer listedSHENLOOGIAN, LAUREN, M · VICE PRESIDENT · Less than 5% · listed since Jan 2014
  • ChangedFlath, Daniel, Michael · title VICE PRESIDENT → MANAGING DIRECTOR
Jul 10, 2017 filing
  • AddedCherashore, Lindsay, Ann · VICE PRESIDENT · Less than 5%
  • AddedFlath, Daniel, Michael · VICE PRESIDENT · Less than 5%
  • AddedSHENLOOGIAN, LAUREN, M · VICE PRESIDENT · Less than 5%
Mar 28, 2014 filing
  • ChangedBREAULT, KRISTEN, ANNE · ownership Less than 5% → 5–10%
  • ChangedCHRIN, JOHN, ROBERT · ownership 5–10% → 10–25%
  • ChangedKATTAN-CHRIN, MARIA, LOURDES · indirect via MLKS, LLC: ownership 75% or more → 50–75%
  • ChangedMLKS, LLC · ownership 75% or more → 50–75%
Apr 2, 2012 filing (earliest on record)
  • ListedAFK II LLC · MEMBER · 10–25%
  • ListedBREAULT, KRISTEN, ANNE · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ListedCHRIN, JOHN, ROBERT · MEMBER · 5–10%
  • ListedKAPLAN, ANN, FRANCES · MEMBER · General partner, trustee or manager · indirect via AFK II LLC
  • ListedKATTAN-CHRIN, MARIA, LOURDES · CEO/MANAGING PARTNER · Less than 5% · control person
  • ListedKATTAN-CHRIN, MARIA, LOURDES · MEMBER · 75% or more · indirect via MLKS, LLC · control person
  • ListedMLKS, LLC · MEMBER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 146 →

Top Trims

Show all 47 →

New Positions

Show all 24 →

Exited Positions

Show all 29 →

Circle Wealth Management, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 APPLE INC AAPL 037833100 $3.36B 42.18% 11,601,822 SH
2 ISHARES TR IVV 464287200 $817.8M 10.27% 1,091,958 SH
3 ISHARES TR IWF 464287614 $677.2M 8.51% 5,453,892 SH
4 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $617.1M 7.75% 826,346 SH
5 ISHARES TR IJH 464287507 $353.7M 4.44% 4,587,104 SH
6 ISHARES TR IJR 464287804 $339.5M 4.27% 2,289,109 SH
7 VANGUARD INDEX FDS VOO 922908363 $190.8M 2.40% 277,855 SH
8 ISHARES TR IWD 464287598 $163.1M 2.05% 672,670 SH
9 ELI LILLY & CO LLY 532457108 $103.3M 1.30% 86,137 SH
10 VANGUARD INDEX FDS VTI 922908769 $96.4M 1.21% 260,552 SH
11 SCHWAB STRATEGIC TR SCHB 808524102 $76.3M 0.96% 2,635,156 SH
12 AMAZON COM INC AMZN 023135106 $65.6M 0.82% 275,218 SH
13 ISHARES GOLD TR IAU 464285204 $61.8M 0.78% 819,093 SH
14 GOLDMAN SACHS ETF TR GIND 38149W481 $47.6M 0.60% 1,953,240 SH
15 VANGUARD WORLD FD VGT 92204A702 $41.1M 0.52% 343,949 SH
16 MICROSOFT CORP MSFT 594918104 $40.5M 0.51% 108,470 SH
17 INVESCO QQQ TR QQQ 46090E103 $38.9M 0.49% 52,792 SH
18 VANGUARD INDEX FDS VB 922908751 $35.6M 0.45% 117,586 SH
19 ALPHABET INC GOOGL 02079K305 $34.4M 0.43% 96,343 SH
20 ISHARES TR ACWI 464288257 $31.4M 0.39% 199,733 SH
21 STARBUCKS CORP SBUX 855244109 $30.4M 0.38% 297,775 SH
22 ALPHABET INC GOOG 02079K107 $27.4M 0.34% 77,468 SH
23 ISHARES TR IYG 464287770 $26.7M 0.33% 294,600 SH
24 SELECT SECTOR SPDR TR XLK 81369Y803 $26.2M 0.33% 137,638 SH
25 JPMORGAN CHASE & CO JPM 46625H100 $23.7M 0.30% 72,338 SH
26 MERCK & CO INC MRK 58933Y105 $22.7M 0.29% 176,636 SH
27 NIKE INC NKE 654106103 $22.7M 0.28% 552,188 SH
28 BERKSHIRE HATHAWAY INC DEL BRK.A 084670108 $21.7M 0.27% 29 SH
29 GOLDMAN SACHS GROUP INC GS 38141G104 $20.8M 0.26% 20,585 SH
30 NVIDIA CORPORATION NVDA 67066G104 $20.2M 0.25% 101,098 SH
31 VANGUARD SPECIALIZED FUNDS VIG 921908844 $17.5M 0.22% 73,810 SH
32 VANGUARD INTL EQUITY INDEX F VEU 922042775 $16.1M 0.20% 192,702 SH
33 ISHARES INC EWY 464286772 $15.7M 0.20% 77,932 SH
34 SPDR INDEX SHS FDS FEZ 78463X202 $15.2M 0.19% 220,720 SH
35 CROWDSTRIKE HLDGS INC CRWD 22788C105 $13.7M 0.17% 17,992 SH
36 RTX CORPORATION RTX 75513E101 $13.2M 0.17% 69,555 SH
37 RBB FUND TRUST FEOE 75526L878 $12.5M 0.16% 233,594 SH
38 SPDR GOLD TR GLD 78463V107 $12.2M 0.15% 33,026 SH
39 ISHARES TR IWV 464287689 $9.4M 0.12% 22,161 SH
40 LAM RESEARCH CORP LRCX 512807306 $9.4M 0.12% 21,740 SH
41 SCHWAB STRATEGIC TR SCHX 808524201 $9.1M 0.11% 310,300 SH
42 ISHARES TR IWB 464287622 $9.1M 0.11% 22,134 SH
43 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $8.9M 0.11% 17,812 SH
44 INTEL CORP INTC 458140100 $8.8M 0.11% 63,361 SH
45 ISHARES INC EMXC 46434G764 $8.7M 0.11% 85,285 SH
46 TESLA INC TSLA 88160R101 $8.5M 0.11% 20,189 SH
47 ADVANCED MICRO DEVICES INC AMD 007903107 $8.1M 0.10% 13,978 SH
48 BROADCOM INC AVGO 11135F101 $8.0M 0.10% 21,123 SH
49 SELECT SECTOR SPDR TR XLP 81369Y308 $7.4M 0.09% 88,505 SH
50 PALO ALTO NETWORKS INC PANW 697435105 $7.1M 0.09% 20,963 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-12 $7.96B 258 0001578242-26-000003
2026-03-31 2026-05-12 $7.02B 265 0001578242-26-000002
2025-12-31 2026-02-13 $6.49B 244 0001578242-26-000001
2025-09-30 2025-11-14 $5.14B 226 0001578242-25-000007
Filer Information
Address
47 MAPLE STREET, SUITE 201
SUMMIT, NJ 07901
Phone
(908) 206-1306
Filing Manager
Circle Wealth Management, LLC
SUMMIT, NJ
Signatory
Kristen Breault
Chief Compliance Officer