Top Institutional Investors

Battery Global Advisors, LLC — 13F Holdings & Portfolio

CIK 1582272 · latest 13F-HR filed 2026-08-12

Backtest portfolio

Battery Global Advisors, LLC manages $199.8M in 13F-reported U.S. long-equity assets across 157 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VTI (31.61%), VOO (10.22%), VEA (9.74%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 5 new positions and exited 2; 87 existing positions rose in reported value and 29 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$199.8M

Long-equity book

Holdings
157

Distinct positions

Period
2026-06-30

Filed 2026-08-12

Q/Q Activity
+5 / −2 / ↑87 / ↓29

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
VTI31.6% · -3%VOO10.2% · +2%VEA9.7% · -2%PAYO8.5% · -17%INTU5.1% · -4%VWO5.0% · +1%IAU3.9% · +2%SPDW3.8% · 0%VUG3.2% · +500%RSP2.4% · +13%TPYP1.4% · 0%AAPL1.0% · 0%VV0.8% · 0%CRWD0.8% · 0%GOOGL0.8% · 0%GOOG0.7% · 0%MSFT0.7% · +0%VBK0.7% · 0%KCCA0.7% · +2%VTV0.7% · 0%SPEM0.6% · 0%VBR0.6% · 0%SPY0.5% · 0%ATMP0.3% · +5%VT0.3% · 0%VOOG0.3% · +500%JPM0.3% · +0%EQIX0.3% · 0%GLW0.2% · 0%CI0.2% · 0%BNY0.2% · newDLR0.2% · 0%IVV0.2% · +0%EMXC0.2% · 0%VGT0.2% · +700%ROK0.1% · 0%ACWI0.1% · +0%SRAD0.1% · 0%WPC0.1% · 0%JNJ0.1% · 0%GS0.1% · 0%VRSK0.1% · 0%MSGS0.1% · -50%XOM0.1% · +0%KWR0.1% · 0%SMH0.1% · 0%FICO0.1% · 0%CSCO0.1% · 0%HD0.1% · 0%INTC0.1% · 0%BX0.1% · +0%AMZN0.1% · 0%ADI0.1% · 0%COP0.1% · +0%EW0.1% · 0%MIAX0.1% · 0%DLTR0.1% · 0%UVSP0.1% · 0%SPHY0.1% · 0%MRK0.0% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 83.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 30, 2026.

Assets Under Management
$15.61B
Discretionary
$15.61B
Employees
113
Accounts
60
Address
ONE MARINA PARK DRIVE
SUITE 1100
BOSTON, MA 02210
Phone
(617) 948-3600
Website
Name Title / Status Ownership Type
AGRAWAL, NEERAJ, NMN ControlEXECUTIVE OFFICER, BOARD MEMBER, VICE PRESIDENT
since Jul 2007
Less than 5%Individual
BATTERY MANAGEMENT COMPANY LLC ControlSHAREHOLDER
since Jan 2005
75% or moreDomestic Entity
BROWN, MICHAEL, MAURICE ControlEXECUTIVE OFFICER, BOARD MEMBER, PRESIDENT
since Jul 2007
Less than 5%Individual
EL-HAFED, MORAD, NMN ControlEXECUTIVE OFFICER
since Feb 2018
Less than 5%Individual
FELDMAN, JESSE, ROSS ControlEXECUTIVE OFFICER, BOARD MEMBER, VICE PRESIDENT
since Jan 2012
Less than 5%Individual
FLEISCHER, RUSSELL, LAWRENCE ControlEXECUTIVE OFFICER
since Feb 2016
Less than 5%Individual
LEE, ROGER, HAMILTON ControlEXECUTIVE OFFICER
since Jul 2005
Less than 5%Individual
PEREZ-DEISBOECK, LIZETTE, MARIE ControlSECRETARY, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER
since Feb 2012
Less than 5%Individual
SCHIAVO, CHRISTOPHER, CYN ControlTREASURER, CHIEF FINANCIAL OFFICER
since Jul 2006
Less than 5%Individual
SMOTHERMAN, ZACHARY, LAVALLEE ControlEXECUTIVE OFFICER
since Feb 2022
Less than 5%Individual
STONER, CHELSEA, RHEA ControlEXECUTIVE OFFICER, VICE PRESIDENT
since Feb 2014
Less than 5%Individual
TABORS, ROBERT, DAVID ControlEXECUTIVE OFFICER
since Jan 2005
Less than 5%Individual
THAKKER, DHARMESH, DINESH ControlEXECUTIVE OFFICER
since Feb 2015
Less than 5%Individual
TOBIN, SCOTT, RUSSELL ControlEXECUTIVE OFFICER
since Jan 2005
Less than 5%Individual
Ownership & leadership changes · 11 filings with changes since Mar 29, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 30, 2026 filing
  • ChangedLEE, ROGER, HAMILTON · title EXECUTIVE OFFICER, VICE PRESIDENT → EXECUTIVE OFFICER
  • ChangedSTONER, CHELSEA, RHEA · title EXECUTIVE OFFICER → EXECUTIVE OFFICER, VICE PRESIDENT
Mar 30, 2023 filing
  • AddedSMOTHERMAN, ZACHARY, LAVALLEE · EXECUTIVE OFFICER · Less than 5% · control person
  • ChangedFELDMAN, JESSE, ROSS · title EXECUTIVE OFFICER → EXECUTIVE OFFICER, BOARD MEMBER, VICE PRESIDENT
  • ChangedSCHIAVO, CHRISTOPHER, CYN · title TREASURER; CHIEF FINANCIAL OFFICER → TREASURER, CHIEF FINANCIAL OFFICER
  • ChangedTOBIN, SCOTT, RUSSELL · title BOARD MEMBER, VICE PRESIDENT, EXECUTIVE OFFICER → EXECUTIVE OFFICER
Mar 31, 2022 filing
  • No longer listedPARNAFES, ITZIK · EXECUTIVE OFFICER · Less than 5% · control person · listed since Sep 2012
Mar 30, 2020 filing
  • ChangedBROWN, MICHAEL, MAURICE · title EXECUTIVE OFFICER, BOARD MEMBER, VICE PRESIDENT → EXECUTIVE OFFICER, BOARD MEMBER, PRESIDENT
  • ChangedTOBIN, SCOTT, RUSSELL · title BOARD MEMBER, PRESIDENT, EXECUTIVE OFFICER → BOARD MEMBER, VICE PRESIDENT, EXECUTIVE OFFICER
Mar 29, 2019 filing
  • No longer listedCROTTY, THOMAS, JOSEPH · EXECUTIVE OFFICER · Less than 5% · control person · listed since Jul 2006
  • No longer listedFRISBIE, RICHARD, DAVID · EXECUTIVE OFFICER · Less than 5% · control person · listed since Jan 2005
  • No longer listedLAWLER, KENNETH, PATRICK · EXECUTIVE OFFICER · Less than 5% · control person · listed since Jan 2005
  • AddedEL-HAFED, MORAD, NMN · EXECUTIVE OFFICER · Less than 5% · control person
May 9, 2018 filing
  • No longer listedHANSON, CHRISTOPHER, ALAN · CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2006
  • ChangedPEREZ-DEISBOECK, LIZETTE, MARIE · title SECRETARY, GENERAL COUNSEL → SECRETARY, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER
Mar 26, 2018 filing
  • ChangedHANSON, CHRISTOPHER, ALAN · title TREASURER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER
  • ChangedSCHIAVO, CHRISTOPHER, CYN · title ASSISTANT TREASURER; CHIEF FINANCIAL OFFICER → TREASURER; CHIEF FINANCIAL OFFICER
Mar 24, 2016 filing
  • AddedFLEISCHER, RUSSELL, LAWRENCE · EXECUTIVE OFFICER · Less than 5% · control person
  • ChangedAGRAWAL, NEERAJ, NMN · title EXECUTIVE OFFICER, BOARD MEMBER → EXECUTIVE OFFICER, BOARD MEMBER, VICE PRESIDENT
  • ChangedBROWN, MICHAEL, MAURICE · title EXECUTIVE OFFICER → EXECUTIVE OFFICER, BOARD MEMBER, VICE PRESIDENT
  • ChangedLEE, ROGER, HAMILTON · title EXECUTIVE OFFICER → EXECUTIVE OFFICER, VICE PRESIDENT
  • ChangedTABORS, ROBERT, DAVID · title BOARD MEMBER, PRESIDENT → EXECUTIVE OFFICER
  • ChangedTOBIN, SCOTT, RUSSELL · title BOARD MEMBER, VICE PRESIDENT → BOARD MEMBER, PRESIDENT, EXECUTIVE OFFICER
Mar 26, 2015 filing
  • AddedTHAKKER, DHARMESH, DINESH · EXECUTIVE OFFICER · Less than 5% · control person
  • ChangedAGRAWAL, NEERAJ, NMN · title EXECUTIVE OFFICER → EXECUTIVE OFFICER, BOARD MEMBER
  • ChangedCROTTY, THOMAS, JOSEPH · title PRESIDENT, BOARD MEMBER → EXECUTIVE OFFICER
  • ChangedFRISBIE, RICHARD, DAVID · title BOARD MEMBER, EXECUTIVE OFFICER → EXECUTIVE OFFICER
  • ChangedPEREZ-DEISBOECK, LIZETTE, MARIE · title SECRETARY/CLERK; GENERAL COUNSEL → SECRETARY, GENERAL COUNSEL
  • ChangedTABORS, ROBERT, DAVID · title BOARD MEMBER, VICE PRESIDENT → BOARD MEMBER, PRESIDENT
  • ChangedTOBIN, SCOTT, RUSSELL · title EXECUTIVE OFFICER → BOARD MEMBER, VICE PRESIDENT
Mar 25, 2014 filing
  • No longer listedO'MALLEY, BRIAN, PATRICK · EXECUTIVE OFFICER · Less than 5% · control person · listed since Jan 2012
  • AddedSTONER, CHELSEA, RHEA · EXECUTIVE OFFICER · Less than 5% · control person
Older changes (2 more filings)
Mar 26, 2013 filing
  • No longer listedDHALIWAL, SUNIL, SJNGH · EXECUTIVE OFFICER · Less than 5% · control person · listed since Jul 2007
  • AddedPARNAFES, ITZIK · EXECUTIVE OFFICER · Less than 5% · control person
Mar 29, 2012 filing (earliest on record)
  • ListedAGRAWAL, NEERAJ, NMN · EXECUTIVE OFFICER · Less than 5% · control person
  • ListedBATTERY MANAGEMENT COMPANY LLC · SHAREHOLDER · 75% or more · control person
  • ListedBROWN, MICHAEL, MAURICE · EXECUTIVE OFFICER · Less than 5% · control person
  • ListedCROTTY, THOMAS, JOSEPH · PRESIDENT, BOARD MEMBER · Less than 5% · control person
  • ListedDHALIWAL, SUNIL, SJNGH · EXECUTIVE OFFICER · Less than 5% · control person
  • ListedFELDMAN, JESSE, ROSS · EXECUTIVE OFFICER · Less than 5% · control person
  • ListedFRISBIE, RICHARD, DAVID · BOARD MEMBER, EXECUTIVE OFFICER · Less than 5% · control person
  • ListedHANSON, CHRISTOPHER, ALAN · TREASURER, CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedLAWLER, KENNETH, PATRICK · EXECUTIVE OFFICER · Less than 5% · control person
  • ListedLEE, ROGER, HAMILTON · EXECUTIVE OFFICER · Less than 5% · control person
  • ListedO'MALLEY, BRIAN, PATRICK · EXECUTIVE OFFICER · Less than 5% · control person
  • ListedPEREZ-DEISBOECK, LIZETTE, MARIE · SECRETARY/CLERK; GENERAL COUNSEL · Less than 5% · control person
  • ListedSCHIAVO, CHRISTOPHER, CYN · ASSISTANT TREASURER; CHIEF FINANCIAL OFFICER · Less than 5% · control person
  • ListedTABORS, ROBERT, DAVID · BOARD MEMBER, VICE PRESIDENT · Less than 5% · control person
  • ListedTOBIN, SCOTT, RUSSELL · EXECUTIVE OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Battery Global Advisors, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 Vanguard Total US Stock Market ETF VTI 922908769 $63.2M 31.61% 170,698 SH
2 Vanguard S&P 500 ETF VOO 922908363 $20.4M 10.22% 29,717 SH
3 Vanguard FTSE Developed Markets ETF VEA 921943858 $19.5M 9.74% 273,246 SH
4 Payoneer Global Inc PAYO 70451X104 $17.0M 8.52% 2,390,975 SH
5 Intuit Com INTU 461202103 $10.2M 5.13% 39,254 SH
6 Vanguard FTSE Emerging Markets ETF VWO 922042858 $10.1M 5.04% 168,815 SH
7 iShares Gold Trust IAU 464285204 $7.7M 3.88% 102,542 SH
8 SPDR Developed World Ex-US ETF SPDW 78463X889 $7.7M 3.85% 152,557 SH
9 Vanguard Growth Index Fund ETF VUG 922908736 $6.3M 3.17% 73,443 SH
10 Invesco S&P 500 Equal Weight ETF RSP 46137V357 $4.7M 2.37% 22,256 SH
11 Tortoise North American Pipeline Fund TPYP 890930308 $2.9M 1.44% 68,388 SH
12 Apple AAPL 037833100 $1.9M 0.96% 6,656 SH
13 Vanguard Large-Cap (index Fund) VV 922908637 $1.7M 0.84% 4,880 SH
14 Crowdstrike CRWD 22788C105 $1.6M 0.81% 2,108 SH
15 Alphabet (Google) Class A GOOGL 02079K305 $1.5M 0.75% 4,200 SH
16 Alphabet (Google) Class C GOOG 02079K107 $1.5M 0.74% 4,179 SH
17 Microsoft MSFT 594918104 $1.5M 0.74% 3,944 SH
18 Vanguard Small-Cap Growth ETF VBK 922908595 $1.3M 0.67% 3,680 SH
19 KraneShares California Carbon Allowance ETF KCCA 500767553 $1.3M 0.67% 78,856 SH
20 Vanguard Value Index Fund ETF VTV 922908744 $1.3M 0.67% 6,113 SH
21 SPDR Emerging Markets ETF SPEM 78463X509 $1.2M 0.58% 22,356 SH
22 Vanguard Small-Cap Value ETF VBR 922908611 $1.1M 0.55% 4,545 SH
23 SPDR S&P 500 ETF SPY 78462F103 $911.9K 0.46% 1,218 SH
24 Barclays Select MLP ETN ATMP 06742C723 $676.2K 0.34% 19,587 SH
25 Vanguard Total World Stock Index ETF VT 922042742 $591.7K 0.30% 3,770 SH
26 Vanguard S&P 500 Growth ETF VOOG 921932505 $574.0K 0.29% 6,948 SH
27 JPMorgan Chase & Co JPM 46625H100 $562.6K 0.28% 1,719 SH
28 Equinix Inc. EQIX 29444U700 $502.2K 0.25% 482 SH
29 Corning Inc GLW 219350105 $489.1K 0.24% 1,915 SH
30 CIGNA CI 125523100 $462.0K 0.23% 1,676 SH
31 Bank New York BNY 064058100 $450.0K 0.23% 3,112 SH
32 Digital Realty Trust DLR 253868103 $405.3K 0.20% 2,257 SH
33 iShares Core S&P 500 ETF IVV 464287200 $392.8K 0.20% 525 SH
34 iShares MSCI EM-ex China ETF EMXC 46434G764 $358.5K 0.18% 3,504 SH
35 Vanguard Sector VGT 92204A702 $354.7K 0.18% 2,968 SH
36 Rockwell Automation ROK 773903109 $296.1K 0.15% 598 SH
37 iShares MSCI ACWI ETF ACWI 464288257 $274.0K 0.14% 1,746 SH
38 Sportradar Group AG SRAD H8088L103 $266.5K 0.13% 17,800 SH
39 WP Carey Inc WPC 92936U109 $264.8K 0.13% 3,655 SH
40 Johnson & Johnson JNJ 478160104 $243.0K 0.12% 957 SH
41 Goldman Sachs GS 38141G104 $231.6K 0.12% 229 SH
42 Verisk Analytics Inc VRSK 92345Y106 $221.0K 0.11% 1,231 SH
43 MSG Networks MSGS 55825T103 $217.4K 0.11% 541 SH
44 Exxon Mobil XOM 30231G102 $213.4K 0.11% 1,561 SH
45 Quaker Chemical Corp KWR 747316107 $190.2K 0.10% 1,197 SH
46 Vaneck Semiconductor SMH 92189F676 $179.1K 0.09% 273 SH
47 Fair Isaac Corp Com FICO 303250104 $176.8K 0.09% 148 SH
48 Cisco Systems CSCO 17275R102 $168.7K 0.08% 1,436 SH
49 Home Depot Inc HD 437076102 $168.6K 0.08% 478 SH
50 Intel INTC 458140100 $167.1K 0.08% 1,197 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-12 $199.8M 157 0001582272-26-000005
2026-03-31 2026-05-14 $186.2M 154 0001582272-26-000003
2025-12-31 2026-02-13 $215.8M 234 0001582272-26-000002
2025-09-30 2025-11-12 $212.7M 148 0001582272-25-000006
Filer Information
Address
260 FRANKLIN STREET
SUITE 1510
BOSTON, MA 02110
Phone
(617) 948-3800
Filing Manager
Battery Global Advisors, LLC
BOSTON, MA
Signatory
Daniel Burns
Chief Financial Officer and Chief Compliance Officer