Dakota Wealth Management — 13F Holdings & Portfolio
CIK 1631353 · latest 13F-HR filed 2026-08-07
Dakota Wealth Management manages $5.24B in 13F-reported U.S. long-equity assets across 776 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (3.86%), AAPL (3.41%), KLAC (2.92%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 83 new positions and exited 73; 356 existing positions rose in reported value and 171 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$5.24B
Long-equity book
Holdings
776
Distinct positions
Period
2026-06-30
Filed 2026-08-07
Q/Q Activity
+83 / −73 / ↑356 / ↓171
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26IVV3.9% · +0%AAPL3.4% · +1%KLAC2.9% · +711%SPDW2.2% · +16%BIL2.0% · -12%MSFT1.8% · -6%NVDA1.8% · +8%GOOGL1.7% · -5%VXUS1.7% · +2%SPYG1.7% · +30%SPSM1.7% · +8%SPY1.6% · +1%AMZN1.6% · +5%SPYV1.6% · +19%QQQ1.4% · -1%MBB1.3% · +19%JPM1.2% · -10%IGIB1.2% · +12%CSCO1.1% · +2%IGSB1.1% · +12%LLY1.1% · +30%V1.1% · +24%CAT1.0% · -17%GOOG0.9% · -4%XLK0.9% · -3%COST0.9% · -7%AVGO0.8% · -0%RSP0.8% · -1%IWM0.8% · -7%DAK0.8% · -0%SHY0.7% · +13%XOM0.7% · -13%SGOV0.7% · -16%VGIT0.7% · +21%META0.7% · -10%JPST0.7% · -3%SPMD0.6% · +24%BRK.B0.6% · -2%IWR0.6% · -8%MRK0.6% · +7%VTV0.6% · -0%MUB0.6% · +2%VTI0.5% · +2%VUG0.5% · +498%TLT0.5% · +24%JNJ0.5% · -4%IAU0.5% · +0%VOT0.5% · -19%AMD0.5% · -24%BNY0.5% · -22%PWR0.5% · -16%XLF0.5% · -2%CMI0.4% · -6%ADI0.4% · +14%GE0.4% · -13%BAC0.4% · +101%DELL0.4% · -30%TJX0.4% · -31%APH0.4% · +133%MU0.4% · +43%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 23.1%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Aug 11, 2026.
Assets Under Management
$6.94B
Discretionary
$6.93B
Employees
91
Accounts
11,161
Address
11376 N. JOG ROAD
SUITE 101
PALM BEACH GARDENS, FL 33418-1752
SUITE 101
PALM BEACH GARDENS, FL 33418-1752
Phone
(561) 774-8101
This firm reports 4 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| Arsenault Metz, Leslie Control | CHIEF OPERATING OFFICER, GENERAL COUNSEL since Jul 2025 | Less than 5% | Individual |
| BAXTER, LUKE, S Control | CHIEF TECHNOLOGY OFFICER since Mar 2023 | Less than 5% | Individual |
| Berg, Kayla, Marie Control | CHIEF COMPLIANCE OFFICER since Apr 2021 | Less than 5% | Individual |
| DAKOTA WEALTH MANAGEMENT, LLC Control | MANAGING MEMBER since May 2018 | 75% or more | Domestic Entity |
| KELLER, BRYAN, PAUL Control | PRESIDENT since Jul 2025 | Less than 5% | Individual |
| MELLY, TIMOTHY, MICHAEL Control | CHIEF INVESTMENT OFFICER since Jul 2025 | Less than 5% | Individual |
| RAIMONDI, PETER, JOHN Control | CHIEF EXECUTIVE OFFICER since May 2018 | Less than 5% | Individual |
Ownership & leadership changes · 11 filings with changes since Sep 6, 2018
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Aug 7, 2025 filing
- No longer listedHORN, GREGORY, SCOTT · CHIEF DEVELOPMENT OFFICER · Less than 5% · control person · listed since Jul 2021
- AddedMELLY, TIMOTHY, MICHAEL · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ChangedArsenault Metz, Leslie · title GENERAL COUNSEL → CHIEF OPERATING OFFICER, GENERAL COUNSEL
- ChangedKELLER, BRYAN, PAUL · title CHIEF STRATEGIC OFFICER → PRESIDENT
Jul 17, 2023 filing
- No longer listedDIAMOND, CARINA, SHIPOTOFSKY · CHIEF GROWTH OFFICER · Less than 5% · control person · listed since Jul 2019
Mar 21, 2023 filing
- AddedBAXTER, LUKE, S · CHIEF TECHNOLOGY OFFICER · Less than 5% · control person
- ChangedArsenault Metz, Leslie · title ASSOCIATE GENERAL COUNSEL → GENERAL COUNSEL
- ChangedDIAMOND, CARINA, SHIPOTOFSKY · title CHIEF EXPERIENCE OFFICER → CHIEF GROWTH OFFICER
Sep 9, 2022 filing
- No longer listedCaufield, Alicia · ELECTED MANAGER · Less than 5% · control person · listed since May 2018
- No longer listedHonowitz, Seth · ELECTED MANAGER · Less than 5% · control person · listed since May 2018
- No longer listedMAWN, PETER, FRANCIS · ELECTED MANAGER · Less than 5% · control person · listed since May 2018
- No longer listedREED, MICHAEL · CHIEF OPERATING OFFICER AND MANAGING PARTNER · Less than 5% · control person · listed since May 2018
- AddedArsenault Metz, Leslie · ASSOCIATE GENERAL COUNSEL · Less than 5% · control person
- ChangedRAIMONDI, PETER, JOHN · title CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER → CHIEF EXECUTIVE OFFICER
Sep 30, 2021 filing
- AddedHORN, GREGORY, SCOTT · CHIEF DEVELOPMENT OFFICER · Less than 5% · control person
Apr 28, 2021 filing
- AddedBerg, Kayla, Marie · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedREED, MICHAEL · title CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND MANAGING PARTNER → CHIEF OPERATING OFFICER AND MANAGING PARTNER
Mar 18, 2021 filing
- AddedKELLER, BRYAN, PAUL · CHIEF STRATEGIC OFFICER · Less than 5% · control person
Feb 25, 2021 filing
- No longer listedDESIMONE, JOHN, FREDERICK · CHIEF FINANCIAL OFFICER AND MANAGING PARTNER · Less than 5% · control person · listed since May 2018
- No longer listedRasmussen, Michael, Thomas · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since May 2020
- ChangedREED, MICHAEL · title CHIEF OPERATING OFFICE AND MANAGING PARTNER → CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND MANAGING PARTNER
May 28, 2020 filing
- No longer listedHOOD, BRENDA, LOURENE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2019
- AddedRasmussen, Michael, Thomas · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Aug 28, 2019 filing
- No longer listedRAIMONDI, PETER, JOHN · MANAGING PARTNER · 25–50% · indirect via DAKOTA WEALTH MANAGEMENT, LLC · control person · listed since May 2018
- AddedCaufield, Alicia · ELECTED MANAGER · Less than 5% · control person
- AddedDIAMOND, CARINA, SHIPOTOFSKY · CHIEF EXPERIENCE OFFICER · Less than 5% · control person
- AddedHOOD, BRENDA, LOURENE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedHonowitz, Seth · ELECTED MANAGER · Less than 5% · control person
- ChangedMAWN, PETER, FRANCIS · title CHIEF STRATEGIC OFFICER AND MANAGING PARTNER → ELECTED MANAGER
- ChangedREED, MICHAEL · title CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICE AND MANAGING PARTNER → CHIEF OPERATING OFFICE AND MANAGING PARTNER
Older changes (2 more filings)
Mar 29, 2019 filing
- ChangedRAIMONDI, PETER, JOHN · indirect via DAKOTA WEALTH MANAGEMENT, LLC: ownership 50–75% → 25–50%
Sep 6, 2018 filing (earliest on record)
- ListedDAKOTA WEALTH MANAGEMENT, LLC · MANAGING MEMBER · 75% or more · control person
- ListedDESIMONE, JOHN, FREDERICK · CHIEF FINANCIAL OFFICER AND MANAGING PARTNER · Less than 5% · control person
- ListedMAWN, PETER, FRANCIS · CHIEF STRATEGIC OFFICER AND MANAGING PARTNER · Less than 5% · control person
- ListedRAIMONDI, PETER, JOHN · CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER · Less than 5% · control person
- ListedRAIMONDI, PETER, JOHN · MANAGING PARTNER · 50–75% · indirect via DAKOTA WEALTH MANAGEMENT, LLC · control person
- ListedREED, MICHAEL · CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICE AND MANAGING PARTNER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- KLA CORP$61.0M +66.1%
- SPDR SERIES TRUST$31.8M +57.4%
- ISHARES TR$26.7M +15.2%
- SPDR INDEX SHS FDS$25.2M +28.3%
- ELI LILLY & CO$23.4M +69.2%
Top Trims
- NEWMONT CORP-$23.7M -91.3%
- ABBOTT LABORATORIES-$17.3M -72.1%
- EXXON MOBIL CORP-$16.7M -30.2%
- SPDR SERIES TRUST-$14.6M -12.3%
- NETFLIX INC.-$13.0M -57.9%
New Positions
- WEST PHARMACEUTICAL SVSC INC$11.7M
- AIRBNB INC$10.7M
- IDEX CORP$9.4M
- ALIGN TECHNOLOGY INC$7.8M
- COLUMBIA ETF TR I$7.1M
Exited Positions
- ROLLINS INC$10.3M
- BERKLEY W R CORP$6.7M
- HONEYWELL INTL INC$6.3M
- DOW HLDGS INC$6.2M
- HALLIBURTON CO$6.0M
Dakota Wealth Management Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | IVV | 464287200 | $202.2M | 3.86% | 270,046 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $178.8M | 3.41% | 617,780 | SH |
| 3 | KLA CORP | KLAC | 482480100 | $153.1M | 2.92% | 507,578 | SH |
| 4 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $114.6M | 2.19% | 2,274,169 | SH |
| 5 | SPDR SERIES TRUST | BIL | 78468R663 | $104.2M | 1.99% | 1,137,302 | SH |
| 6 | MICROSOFT CORP | MSFT | 594918104 | $93.5M | 1.79% | 250,746 | SH |
| 7 | NVIDIA CORPORATION | NVDA | 67066G104 | $91.6M | 1.75% | 457,998 | SH |
| 8 | ALPHABET INC | GOOGL | 02079K305 | $91.0M | 1.74% | 254,769 | SH |
| 9 | VANGUARD STAR FDS | VXUS | 921909768 | $89.2M | 1.70% | 1,043,855 | SH |
| 10 | SPDR SERIES TRUST | SPYG | 78464A409 | $87.3M | 1.67% | 733,889 | SH |
| 11 | SPDR SERIES TRUST | SPSM | 78468R853 | $86.5M | 1.65% | 1,499,275 | SH |
| 12 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $86.1M | 1.64% | 115,312 | SH |
| 13 | AMAZON COM INC | AMZN | 023135106 | $84.3M | 1.61% | 353,785 | SH |
| 14 | SPDR SERIES TRUST | SPYV | 78464A508 | $83.1M | 1.59% | 1,367,223 | SH |
| 15 | INVESCO QQQ TR | QQQ | 46090E103 | $71.9M | 1.37% | 97,623 | SH |
| 16 | ISHARES TR | MBB | 464288588 | $68.1M | 1.30% | 720,721 | SH |
| 17 | JPMORGAN CHASE & CO | JPM | 46625H100 | $65.2M | 1.25% | 199,334 | SH |
| 18 | ISHARES TR | IGIB | 464288638 | $65.2M | 1.24% | 1,226,734 | SH |
| 19 | CISCO SYS INC | CSCO | 17275R102 | $59.0M | 1.13% | 501,889 | SH |
| 20 | ISHARES TR | IGSB | 464288646 | $57.9M | 1.11% | 1,104,802 | SH |
| 21 | ELI LILLY & CO | LLY | 532457108 | $57.3M | 1.09% | 47,782 | SH |
| 22 | VISA INC | V | 92826C839 | $55.2M | 1.05% | 161,024 | SH |
| 23 | CATERPILLAR INC | CAT | 149123101 | $50.1M | 0.96% | 47,042 | SH |
| 24 | ALPHABET INC | GOOG | 02079K107 | $47.4M | 0.90% | 134,138 | SH |
| 25 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $46.9M | 0.90% | 246,306 | SH |
| 26 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $46.6M | 0.89% | 49,845 | SH |
| 27 | BROADCOM INC | AVGO | 11135F101 | $43.2M | 0.83% | 114,486 | SH |
| 28 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $42.3M | 0.81% | 198,693 | SH |
| 29 | ISHARES TR | IWM | 464287655 | $41.4M | 0.79% | 137,949 | SH |
| 30 | EA SERIES TRUST | DAK | 02072Q556 | $41.1M | 0.78% | 1,421,767 | SH |
| 31 | ISHARES TR | SHY | 464287457 | $39.1M | 0.75% | 476,187 | SH |
| 32 | EXXON MOBIL CORP | XOM | 30231G102 | $38.6M | 0.74% | 282,432 | SH |
| 33 | ISHARES TR | SGOV | 46436E718 | $37.3M | 0.71% | 370,341 | SH |
| 34 | VANGUARD SCOTTSDALE FDS | VGIT | 92206C706 | $36.1M | 0.69% | 612,868 | SH |
| 35 | META PLATFORMS INC | META | 30303M102 | $35.6M | 0.68% | 63,246 | SH |
| 36 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $34.7M | 0.66% | 686,045 | SH |
| 37 | SPDR SERIES TRUST | SPMD | 78464A847 | $33.6M | 0.64% | 497,764 | SH |
| 38 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $32.5M | 0.62% | 64,892 | SH |
| 39 | ISHARES TR | IWR | 464287499 | $32.4M | 0.62% | 293,538 | SH |
| 40 | MERCK & CO INC | MRK | 58933Y105 | $32.1M | 0.61% | 250,026 | SH |
| 41 | VANGUARD INDEX FDS | VTV | 922908744 | $30.4M | 0.58% | 139,506 | SH |
| 42 | ISHARES TR | MUB | 464288414 | $28.9M | 0.55% | 268,682 | SH |
| 43 | VANGUARD INDEX FDS | VTI | 922908769 | $27.8M | 0.53% | 75,191 | SH |
| 44 | VANGUARD INDEX FDS | VUG | 922908736 | $27.0M | 0.51% | 312,902 | SH |
| 45 | ISHARES TR | TLT | 464287432 | $25.4M | 0.48% | 293,538 | SH |
| 46 | JOHNSON & JOHNSON | JNJ | 478160104 | $25.0M | 0.48% | 98,608 | SH |
| 47 | ISHARES GOLD TR | IAU | 464285204 | $24.9M | 0.48% | 330,096 | SH |
| 48 | VANGUARD INDEX FDS | VOT | 922908538 | $24.3M | 0.46% | 79,232 | SH |
| 49 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $23.9M | 0.46% | 41,206 | SH |
| 50 | BANK OF NY MELLON CORP | BNY | 064058100 | $23.7M | 0.45% | 163,812 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-07 | $5.24B | 776 | 0001951757-26-001143 |
| 2026-03-31 | 2026-05-07 | $4.62B | 766 | 0001951757-26-000795 |
| 2026-03-31 | 2026-08-26 | $4.62B | 766 | 0001951757-26-001603 |
| 2025-12-31 | 2026-01-13 | $5.64B | 777 | 0001951757-26-000072 |
| 2025-12-31 | 2026-08-26 | $5.64B | 777 | 0001951757-26-001604 |
| 2025-09-30 | 2026-08-26 | $4.96B | 646 | 0001951757-26-001605 |
Filer Information
Address
11376 N. JOG RD.SUITE 101
PALM BEACH GARDENS, FL 33418
Phone
(561) 774-8029
Filing Manager
Dakota Wealth Management
PALM BEACH GARDENS, FL
Signatory
Kayla Berg
Chief Compliance Officer