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Dakota Wealth Management — 13F Holdings & Portfolio

CIK 1631353 · latest 13F-HR filed 2026-08-26

Backtest portfolio

Dakota Wealth Management manages $4.96B in 13F-reported U.S. long-equity assets across 646 reported positions as of its 2025-09-30 13F-HR filing. Its largest disclosed positions are KLAC (18.98%), IVV (3.59%), AAPL (2.98%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 52 new positions, exited 180, added to 160, and trimmed 259.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
11376 N. JOG RD.
SUITE 101
PALM BEACH GARDENS, FL 33418
Phone
(561) 774-8029
Filing Manager
Dakota Wealth Management
PALM BEACH GARDENS, FL
Signatory
Kayla Berg
Chief Compliance Officer
Loading holdings…
AUM

$4.96B

Long-equity book

Holdings

646

Distinct positions

Period

2025-09-30

Filed 2026-08-26

Q/Q Activity

+52 / −180 / ↑160 / ↓259

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES TR$25.6M +162.4%
  • SPOTIFY TECHNOLOGY S A$15.6M +1634.9%
  • ORACLE CORP$14.5M +99.6%
  • NETFLIX INC$10.8M +36.6%
  • SOUTHERN CO$10.0M +1573.1%
Show all 160 →

Top Trims

  • KLA CORP-$112.2M -10.6%
  • VANGUARD STAR FDS-$30.9M -41.9%
  • ALPHABET INC-$27.1M -32.7%
  • APPLE INC-$26.8M -15.3%
  • VANGUARD INDEX FDS-$18.2M -51.9%
Show all 259 →

New Positions

  • PAYCOM SOFTWARE INC$6.4M
  • DOMINOS PIZZA INC$5.8M
  • SPDR SERIES TRUST$3.0M
  • SPDR SERIES TRUST$2.9M
  • UNILEVER PLC$2.6M
Show all 52 →

Exited Positions

  • RBB FUND TRUST$10.0M
  • FIDELITY MERRIMACK STR TR$9.5M
  • PIMCO ETF TR$9.0M
  • VANECK FDS$8.6M
  • PIMCO ETF TR$8.4M
Show all 180 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 KLA CORP KLAC 482480100 $941.7M 18.98% 873,092 SH
2 ISHARES TR IVV 464287200 $178.0M 3.59% 265,941 SH
3 APPLE INC AAPL 037833100 $147.7M 2.98% 579,952 SH
4 MICROSOFT CORP MSFT 594918104 $122.2M 2.46% 235,980 SH
5 SPDR SERIES TRUST BIL 78468R663 $119.1M 2.40% 1,298,260 SH
6 AMAZON COM INC AMZN 023135106 $77.6M 1.56% 353,256 SH
7 JPMORGAN CHASE & CO. JPM 46625H100 $75.4M 1.52% 238,930 SH
8 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $71.7M 1.44% 377,940 SH
9 NVIDIA CORPORATION NVDA 67066G104 $69.3M 1.40% 371,362 SH
10 SPDR S&P 500 ETF TR SPY 78462F103 $66.2M 1.33% 99,364 SH
11 META PLATFORMS INC META 30303M102 $57.6M 1.16% 78,384 SH
12 SPDR SERIES TRUST SPSM 78468R853 $56.8M 1.14% 1,226,104 SH
13 ALPHABET INC GOOGL 02079K305 $55.9M 1.13% 230,143 SH
14 ISHARES TR IGIB 464288638 $53.2M 1.07% 983,218 SH
15 SPDR INDEX SHS FDS SPDW 78463X889 $52.8M 1.06% 1,234,622 SH
16 COSTCO WHSL CORP NEW COST 22160K105 $49.2M 0.99% 53,103 SH
17 VISA INC V 92826C839 $47.0M 0.95% 137,545 SH
18 INVESCO QQQ TR QQQ 46090E103 $44.7M 0.90% 74,494 SH
19 VANGUARD STAR FDS VXUS 921909768 $42.9M 0.86% 583,680 SH
20 ISHARES TR AGG 464287226 $41.4M 0.83% 413,171 SH
21 NETFLIX INC NFLX 64110L106 $40.5M 0.82% 33,765 SH
22 SELECT SECTOR SPDR TR XLF 81369Y605 $40.4M 0.81% 750,647 SH
23 ISHARES TR IWM 464287655 $40.0M 0.81% 165,492 SH
24 ISHARES TR IGSB 464288646 $39.5M 0.80% 744,548 SH
25 ALPHABET INC GOOG 02079K107 $38.0M 0.76% 155,854 SH
26 BROADCOM INC AVGO 11135F101 $37.9M 0.76% 114,888 SH
27 ISHARES TR IWR 464287499 $36.2M 0.73% 375,324 SH
28 EA SERIES TRUST DAK 02072Q556 $35.9M 0.72% 1,375,858 SH
29 SELECT SECTOR SPDR TR XLK 81369Y803 $35.7M 0.72% 126,702 SH
30 SPDR SERIES TRUST SPYV 78464A508 $34.8M 0.70% 628,645 SH
31 ISHARES TR MBB 464288588 $34.6M 0.70% 363,649 SH
32 SPDR SERIES TRUST SPYG 78464A409 $33.7M 0.68% 322,109 SH
33 ISHARES TR PFF 464288687 $32.3M 0.65% 1,022,042 SH
34 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $32.2M 0.65% 64,043 SH
35 CATERPILLAR INC CAT 149123101 $30.6M 0.62% 64,046 SH
36 CISCO SYS INC CSCO 17275R102 $30.2M 0.61% 440,835 SH
37 EXXON MOBIL CORP XOM 30231G102 $29.5M 0.59% 261,814 SH
38 ORACLE CORP ORCL 68389X105 $29.1M 0.59% 103,505 SH
39 ISHARES TR TIP 464287176 $28.7M 0.58% 258,238 SH
40 ISHARES TR SHY 464287457 $27.6M 0.56% 333,104 SH
41 ABBOTT LABS ABT 002824100 $27.2M 0.55% 202,797 SH
42 VANGUARD INDEX FDS VOT 922908538 $25.4M 0.51% 86,458 SH
43 ELI LILLY & CO LLY 532457108 $25.3M 0.51% 33,195 SH
44 ISHARES GOLD TR IAU 464285204 $25.0M 0.50% 343,132 SH
45 SPDR SERIES TRUST SPMD 78464A847 $24.7M 0.50% 431,190 SH
46 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $23.1M 0.47% 455,141 SH
47 VANGUARD INDEX FDS VUG 922908736 $22.1M 0.45% 46,174 SH
48 HOME DEPOT INC HD 437076102 $21.6M 0.44% 53,308 SH
49 BANK NEW YORK MELLON CORP BNY 064058100 $21.4M 0.43% 196,436 SH
50 NEWMONT CORP NEM 651639106 $19.9M 0.40% 235,560 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-07 $5.24B 776 0001951757-26-001143
2026-03-31 2026-05-07 $4.62B 766 0001951757-26-000795
2025-12-31 2026-01-13 $5.64B 777 0001951757-26-000072
2025-12-31 2026-08-26 $5.64B 777 0001951757-26-001604
2025-09-30 2026-08-26 $4.96B 646 0001951757-26-001605