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1 NORTH WEALTH SERVICES LLC — 13F Holdings & Portfolio

CIK 1641761 · latest 13F-HR filed 2026-08-03

Backtest portfolio

1 NORTH WEALTH SERVICES LLC manages $305.9M in 13F-reported U.S. long-equity assets across 309 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are JEPI (5.66%), JAAA (5.61%), VCIT (5.30%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 42 new positions and exited 3; 157 existing positions rose in reported value and 48 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$305.9M

Long-equity book

Holdings
309

Distinct positions

Period
2026-06-30

Filed 2026-08-03

Q/Q Activity
+42 / −3 / ↑157 / ↓48

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
JEPI5.7% · +7%JAAA5.6% · +9%VCIT5.3% · +5%TOTL4.9% · +8%PULS4.6% · +1%EMB4.6% · +7%BINC4.6% · +12%IJH3.8% · +1%EMXC3.6% · -3%GLD3.5% · +2%GCOW3.2% · +1%QQQ3.1% · +3%BBEU3.0% · +1%DIA2.9% · +1%VPL2.9% · +0%AAPL2.7% · -1%GSY2.7% · +6%IGF2.5% · +4%IVV2.5% · +6%DHS2.4% · +4%SOXX1.9% · -36%QTUM1.8% · -4%IEI1.8% · +5%AMLP1.5% · +3%XLU1.4% · +5%LLY1.3% · -1%BOTZ1.3% · +4%SPY1.3% · +1%AVGO1.2% · -4%PDBC1.2% · newIAI1.1% · +5%IHAK1.0% · +11%CAT1.0% · -9%CGW0.7% · +1%BLK0.6% · +2%VTI0.6% · 0%ORCL0.5% · +1%FLOT0.5% · +12%GOOG0.4% · -1%AMZN0.4% · 0%TRV0.4% · -5%EQIX0.3% · -9%GOOGL0.3% · +2%XOM0.2% · +2%HDV0.2% · +408%NVDA0.2% · -16%TSLA0.1% · 0%COST0.1% · +15%JPM0.1% · +8%META0.1% · +2%PSLV0.1% · 0%MCD0.1% · +3%DVY0.1% · 0%VOE0.1% · -11%MSFT0.1% · -2%LRCX0.1% · 0%MRK0.1% · 0%PG0.1% · -2%FITB0.1% · 0%EMR0.1% · -1%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 46.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 24, 2026.

Assets Under Management
$320.4M
Discretionary
$320.4M
Employees
5
Accounts
662
Address
1997 ANNAPOLIS EXCHANGE PARKWAY
SUITE 250
ANNAPOLIS, MD 21401
Phone
(410) 975-0099
Website
Name Title / Status Ownership Type
BRENNAN, JAMES, EDWARD ControlPRINCIPAL/CHIEF COMPLIANCE OFFICER
since Feb 2018
75% or moreIndividual
Ownership & leadership changes · 6 filings with changes since Jan 25, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 30, 2023 filing
  • No longer listedCook, Marguerite, A · DIRECTOR OF FINANCIAL PLANNING · 5–10% · listed since May 2021
May 10, 2021 filing
  • AddedCook, Marguerite, A · DIRECTOR OF FINANCIAL PLANNING · 5–10%
Mar 2, 2018 filing
  • No longer listedBRENNAN, JAMES, EDWARD · PRINCIPAL, GOAL FOCUS, INC · 75% or more · indirect via GOAL FOCUS, INC. · control person · listed since Jan 2006
  • No longer listedGOAL FOCUS, INC · MEMBER · 25–50% · control person · listed since Mar 2006
  • No longer listedJAY MIDDLETON, INC · MEMBER · 50–75% · control person · listed since Jul 2003
  • No longer listedLESSEY, LINDA, EIBERGER · SECRETARY, JAY MIDDLETON, INC. · 50–75% · indirect via JAY MIDDLETON, INC. · control person · listed since Jul 2003
  • No longer listedLESSEY, LINDA, EIBERGER · MEMBER, CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2004
  • No longer listedMIDDLETON, JAY, COLIN · MANAGER/PRINCIPAL · Less than 5% · control person · listed since Dec 2000
  • No longer listedMIDDLETON, JAY, COLIN · PRESIDENT, JAY MIDDLETON, INC. · 50–75% · indirect via JAY MIDDLETON, INC. · control person · listed since Jul 2003
  • AddedBRENNAN, JAMES, EDWARD · PRINCIPAL/CHIEF COMPLIANCE OFFICER · 75% or more · control person
Aug 8, 2013 filing
  • ChangedLESSEY, LINDA, EIBERGER · ownership 25–50% → Less than 5%
  • ChangedMIDDLETON, JAY, COLIN · ownership 25–50% → Less than 5%
Jul 24, 2013 filing
  • No longer listedGUTTRIDGE, RYAN, JEFFERY · MEMBER · Less than 5% · listed since Apr 2010
  • ChangedGOAL FOCUS, INC · ownership 10–25% → 25–50%; now a control person
  • ChangedJAY MIDDLETON, INC · ownership 75% or more → 50–75%
Jan 15, 2013 filing
  • No longer listedAPPEL, KARL, J. · VICE-PRESIDENT, GARDINER & APPEL GROUP, INC. · 25–50% · indirect via GARDINER & APPEL GROUP, INC. · listed since Jan 2000
  • No longer listedGARDINER & APPEL GROUP, INC. · MEMBER · 25–50% · control person · listed since Jul 2003
  • No longer listedGARDINER, N., SCOTT · PRESIDENT, GARDINER & APPEL GROUP, INC. · 50–75% · indirect via GARDINER & APPEL GROUP, INC. · control person · listed since Jan 1979
  • ChangedJAY MIDDLETON, INC · ownership 25–50% → 75% or more
  • ChangedLESSEY, LINDA, EIBERGER · ownership 10–25% → 25–50%
  • ChangedMIDDLETON, JAY, COLIN · ownership 10–25% → 25–50%
Jan 25, 2012 filing (earliest on record)
  • ListedAPPEL, KARL, J. · VICE-PRESIDENT, GARDINER & APPEL GROUP, INC. · 25–50% · indirect via GARDINER & APPEL GROUP, INC.
  • ListedBRENNAN, JAMES, EDWARD · PRINCIPAL, GOAL FOCUS, INC · 75% or more · indirect via GOAL FOCUS, INC. · control person
  • ListedGARDINER & APPEL GROUP, INC. · MEMBER · 25–50% · control person
  • ListedGARDINER, N., SCOTT · PRESIDENT, GARDINER & APPEL GROUP, INC. · 50–75% · indirect via GARDINER & APPEL GROUP, INC. · control person
  • ListedGOAL FOCUS, INC · MEMBER · 10–25%
  • ListedGUTTRIDGE, RYAN, JEFFERY · MEMBER · Less than 5%
  • ListedJAY MIDDLETON, INC · MEMBER · 25–50% · control person
  • ListedLESSEY, LINDA, EIBERGER · SECRETARY, JAY MIDDLETON, INC. · 50–75% · indirect via JAY MIDDLETON, INC. · control person
  • ListedLESSEY, LINDA, EIBERGER · MEMBER, CHIEF COMPLIANCE OFFICER · 10–25% · control person
  • ListedMIDDLETON, JAY, COLIN · MANAGER/PRINCIPAL · 10–25% · control person
  • ListedMIDDLETON, JAY, COLIN · PRESIDENT, JAY MIDDLETON, INC. · 50–75% · indirect via JAY MIDDLETON, INC. · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 157 →

Top Trims

Show all 48 →

New Positions

Show all 42 →

Exited Positions

Show all 3 →

1 NORTH WEALTH SERVICES LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $17.3M 5.66% 306,541 SH
2 JANUS DETROIT STR TR JAAA 47103U845 $17.1M 5.61% 339,640 SH
3 VANGUARD SCOTTSDALE FDS VCIT 92206C870 $16.2M 5.30% 196,092 SH
4 SSGA ACTIVE ETF TR TOTL 78467V848 $15.1M 4.92% 381,624 SH
5 PGIM ETF TR PULS 69344A107 $14.0M 4.57% 282,255 SH
6 ISHARES TR EMB 464288281 $13.9M 4.56% 144,539 SH
7 BLACKROCK ETF TRUST II BINC 092528603 $13.9M 4.55% 266,102 SH
8 ISHARES TR IJH 464287507 $11.7M 3.82% 151,481 SH
9 ISHARES INC EMXC 46434G764 $11.1M 3.64% 108,850 SH
10 SPDR GOLD TR GLD 78463V107 $10.8M 3.54% 29,417 SH
11 PACER FDS TR GCOW 69374H709 $9.8M 3.21% 226,773 SH
12 INVESCO QQQ TR QQQ 46090E103 $9.6M 3.12% 12,972 SH
13 J P MORGAN EXCHANGE TRADED F BBEU 46641Q191 $9.3M 3.04% 119,430 SH
14 STATE STR SPDR DOW JONES IND DIA 78467X109 $8.9M 2.90% 16,969 SH
15 VANGUARD INTL EQUITY INDEX F VPL 922042866 $8.8M 2.88% 76,151 SH
16 APPLE INC AAPL 037833100 $8.2M 2.68% 28,357 SH
17 INVESCO ACTIVELY MANAGED EXC GSY 46090A887 $8.2M 2.67% 162,946 SH
18 ISHARES TR IGF 464288372 $7.5M 2.46% 112,902 SH
19 ISHARES TR IVV 464287200 $7.5M 2.45% 10,022 SH
20 WISDOMTREE TR DHS 97717W208 $7.4M 2.43% 65,441 SH
21 ISHARES TR SOXX 464287523 $5.7M 1.86% 8,876 SH
22 ETF SER SOLUTIONS QTUM 26922A420 $5.6M 1.83% 33,910 SH
23 ISHARES TR IEI 464288661 $5.4M 1.76% 45,734 SH
24 ALPS ETF TR AMLP 00162Q452 $4.6M 1.50% 88,736 SH
25 SELECT SECTOR SPDR TR XLU 81369Y886 $4.4M 1.45% 97,733 SH
26 ELI LILLY & CO LLY 532457108 $4.0M 1.32% 3,371 SH
27 GLOBAL X FDS BOTZ 37954Y715 $3.9M 1.28% 103,113 SH
28 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $3.9M 1.28% 5,238 SH
29 BROADCOM INC AVGO 11135F101 $3.7M 1.22% 9,858 SH
30 INVESCO EXCH TRADED FD TR II PICB 46138E636 $3.6M 1.19% 156,512 SH
31 ISHARES TR IAI 464288794 $3.4M 1.12% 19,538 SH
32 ISHARES TR IHAK 46435U135 $3.0M 0.97% 48,935 SH
33 CATERPILLAR INC CAT 149123101 $3.0M 0.96% 2,771 SH
34 INVESCO EXCH TRADED FD TR II CGW 46138E263 $2.1M 0.69% 32,299 SH
35 BLACKROCK INC BLK 09290D101 $1.9M 0.63% 2,005 SH
36 VANGUARD INDEX FDS VTI 922908769 $1.8M 0.58% 4,808 SH
37 ORACLE CORP ORCL 68389X105 $1.7M 0.54% 11,268 SH
38 ISHARES TR FLOT 46429B655 $1.6M 0.53% 31,936 SH
39 ALPHABET INC GOOG 02079K107 $1.2M 0.41% 3,508 SH
40 AMAZON COM INC AMZN 023135106 $1.2M 0.38% 4,856 SH
41 TRAVELERS COMPANIES INC TRV 89417E109 $1.1M 0.35% 3,279 SH
42 EQUINIX INC EQIX 29444U700 $882.9K 0.29% 847 SH
43 ALPHABET INC GOOGL 02079K305 $786.0K 0.26% 2,199 SH
44 EXXON MOBIL CORP XOM 30231G102 $634.8K 0.21% 4,643 SH
45 ISHARES TR HDV 46429B663 $548.9K 0.18% 20,025 SH
46 NVIDIA CORPORATION NVDA 67066G104 $486.2K 0.16% 2,430 SH
47 TESLA INC TSLA 88160R101 $377.7K 0.12% 898 SH
48 COSTCO WHOLESALE CORPORATION COST 22160K105 $317.1K 0.10% 339 SH
49 JPMORGAN CHASE & CO JPM 46625H100 $282.8K 0.09% 864 SH
50 META PLATFORMS INC META 30303M102 $278.8K 0.09% 495 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-03 $305.9M 309 0001641761-26-000003
2026-03-31 2026-05-04 $276.9M 270 0001641761-26-000002
2025-12-31 2026-02-13 $284.2M 279 0001641761-26-000001
Filer Information
Address
1997 ANNAPOLIS EXCHANGE PKWY
SUITE 250
ANNAPOLIS, MD 21401
Phone
(410) 975-0099
Filing Manager
1 NORTH WEALTH SERVICES LLC
ANNAPOLIS, MD
Signatory
John Milchling
Trader