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WESPAC Advisors SoCal, LLC — 13F Holdings & Portfolio

CIK 1668188 · latest 13F-HR filed 2026-10-13

Backtest portfolio

WESPAC Advisors SoCal, LLC manages $553.2M in 13F-reported U.S. long-equity assets across 119 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SMH (5.27%), AAPL (3.98%), GOOGL (3.95%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 5 new positions and exited 7; 35 existing positions rose in reported value and 37 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$553.2M

Long-equity book

Holdings
119

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+5 / −7 / ↑35 / ↓37

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
SMH5.3% · -0%AAPL4.0% · -1%GOOGL4.0% · +1%MSFT3.9% · +4%AVGO3.7% · -1%NVDA3.1% · +2%MU2.9% · +1%WMT2.8% · -1%AVUV2.7% · +3%AMZN2.5% · -1%JPM2.5% · -1%XLE2.5% · +3%PYLD2.4% · +30%GRID2.4% · +7%XLV2.4% · +13%WELL2.3% · -0%XAR2.2% · +2%JMBS2.0% · -6%XLK2.0% · +0%EME1.9% · -1%ETN1.9% · -0%IAI1.8% · -2%XSVN1.6% · +168%GD1.4% · +4%KO1.4% · -1%GS1.3% · +1%PG1.2% · +8%CEG1.2% · -1%JIVE1.2% · +2%XFIV1.2% · +81%TSM1.1% · -0%PLTR1.1% · -1%IGIB1.1% · -53%IAU1.0% · -6%RSP1.0% · +51%CRWD1.0% · -3%JAAA0.9% · -57%CIBR0.9% · +0%DMBS0.9% · newGEV0.9% · -0%V0.8% · -1%TIP0.6% · -24%META0.6% · -4%PCPI0.6% · newEMBX0.6% · -46%ANET0.6% · -3%VUG0.6% · +0%XLU0.6% · +1%HOOD0.5% · -7%NFLX0.5% · -1%XBI0.5% · +11%ARGX0.5% · -1%XLC0.5% · +2%XTRE0.4% · -34%GE0.4% · -2%AXON0.4% · -1%WCMI0.4% · -8%VRT0.4% · -1%FMAY0.4% · -10%ROK0.4% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 34.7%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jun 12, 2026.

Assets Under Management
$609.8M
Discretionary
$595.9M
Employees
12
Accounts
940
Address
225 S. LAKE AVENUE
SUITE 1170
PASADENA, CA 91101
Phone
(626) 304-9888
Website
Name Title / Status Ownership Type
CHEN, PETER, PIN ControlMANAGING MEMBER
since Jun 2011
50–75%Individual
Perry, Wade, Steven ControlMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER
since Jun 2011
25–50%Individual
Ownership & leadership changes · 3 filings with changes since Oct 17, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 15, 2020 filing
  • No longer listedTRABA, JOSEPH, PETER · PORTFOLIO MANAGER/CIO · Less than 5% · listed since Jan 2012
Mar 13, 2019 filing
  • No longer listedLORENZO, COCO, M · OWNER · 5–10% · listed since Jan 2012
Sep 14, 2017 filing
  • ChangedLORENZO, COCO, M · title VICE PRESIDENT → OWNER
  • ChangedTRABA, JOSEPH, PETER · title PORTFOLIO MANAGER → PORTFOLIO MANAGER/CIO; ownership 5–10% → Less than 5%
Oct 17, 2012 filing (earliest on record)
  • ListedCHEN, PETER, PIN · MANAGING MEMBER · 50–75% · control person
  • ListedLORENZO, COCO, M · VICE PRESIDENT · 5–10%
  • ListedPerry, Wade, Steven · MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER · 25–50% · control person
  • ListedTRABA, JOSEPH, PETER · PORTFOLIO MANAGER · 5–10%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 35 →

Top Trims

Show all 37 →

New Positions

Show all 5 →

Exited Positions

Show all 7 →

WESPAC Advisors SoCal, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANECK ETF TRUST SMH 92189F676 $29.1M 5.27% 47,830 SH
2 APPLE INC AAPL 037833100 $22.0M 3.98% 66,182 SH
3 ALPHABET INC GOOGL 02079K305 $21.9M 3.95% 63,520 SH
4 MICROSOFT CORP MSFT 594918104 $21.6M 3.90% 42,055 SH
5 BROADCOM INC AVGO 11135F101 $20.4M 3.68% 58,046 SH
6 NVIDIA CORPORATION NVDA 67066G104 $16.9M 3.06% 74,134 SH
7 MICRON TECHNOLOGY INC MU 595112103 $15.8M 2.85% 14,796 SH
8 WALMART INC WMT 931142103 $15.3M 2.76% 147,022 SH
9 AMERICAN CENTY ETF TR AVUV 025072877 $14.7M 2.65% 124,533 SH
10 AMAZON COM INC AMZN 023135106 $14.0M 2.53% 56,109 SH
11 JPMORGAN CHASE & CO JPM 46625H100 $13.7M 2.48% 41,523 SH
12 SELECT SECTOR SPDR TR XLE 81369Y506 $13.6M 2.47% 221,777 SH
13 PIMCO ETF TR PYLD 72201R585 $13.5M 2.44% 530,918 SH
14 FIRST TR EXCHANGE-TRADED FD GRID 33737A108 $13.3M 2.40% 75,086 SH
15 SELECT SECTOR SPDR TR XLV 81369Y209 $13.2M 2.38% 78,200 SH
16 WELLTOWER INC WELL 95040Q104 $12.7M 2.29% 54,981 SH
17 SPDR SERIES TRUST XAR 78464A631 $11.9M 2.15% 51,543 SH
18 JANUS DETROIT STR TR JMBS 47103U852 $11.2M 2.02% 264,268 SH
19 SELECT SECTOR SPDR TR XLK 81369Y803 $11.0M 1.99% 56,117 SH
20 EMCOR GROUP INC EME 29084Q100 $10.7M 1.94% 14,233 SH
21 EATON CORP PLC ETN G29183103 $10.2M 1.85% 23,796 SH
22 ISHARES TR IAI 464288794 $10.1M 1.82% 57,067 SH
23 BONDBLOXX ETF TRUST XSVN 09789C820 $8.6M 1.56% 192,746 SH
24 GENERAL DYNAMICS CORP GD 369550108 $8.0M 1.44% 23,970 SH
25 COCA COLA CO KO 191216100 $7.5M 1.36% 87,310 SH
26 GOLDMAN SACHS GROUP INC GS 38141G104 $7.0M 1.27% 7,826 SH
27 PROCTER & GAMBLE CO PG 742718109 $6.9M 1.25% 47,468 SH
28 CONSTELLATION ENERGY CORP CEG 21037T109 $6.8M 1.23% 26,840 SH
29 J P MORGAN EXCHANGE TRADED F JIVE 46654Q757 $6.7M 1.21% 70,205 SH
30 BONDBLOXX ETF TRUST XFIV 09789C838 $6.4M 1.15% 136,862 SH
31 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $6.1M 1.10% 13,357 SH
32 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $6.0M 1.09% 32,259 SH
33 ISHARES TR IGIB 464288638 $6.0M 1.08% 118,559 SH
34 ISHARES GOLD TR IAU 464285204 $5.6M 1.01% 71,258 SH
35 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $5.5M 0.99% 26,361 SH
36 CROWDSTRIKE HLDGS INC CRWD 22788C105 $5.3M 0.95% 19,888 SH
37 JANUS DETROIT STR TR JAAA 47103U845 $5.1M 0.93% 101,660 SH
38 FIRST TR EXCHANGE-TRADED FD CIBR 33734X846 $5.1M 0.93% 49,768 SH
39 DOUBLELINE ETF TRUST DMBS 25861R402 $5.0M 0.90% 107,340 SH
40 GE VERNOVA INC GEV 36828A101 $4.9M 0.88% 5,125 SH
41 VISA INC V 92826C839 $4.3M 0.78% 12,082 SH
42 ISHARES TR TIP 464287176 $3.5M 0.64% 33,780 SH
43 META PLATFORMS INC META 30303M102 $3.5M 0.63% 4,772 SH
44 PIMCO ETF TR PCPI 72201R544 $3.4M 0.62% 68,427 SH
45 VANECK FDS EMBX 92107P772 $3.4M 0.61% 67,992 SH
46 ARISTA NETWORKS INC ANET 040413205 $3.3M 0.60% 16,168 SH
47 VANGUARD INDEX FDS VUG 922908736 $3.2M 0.58% 35,667 SH
48 SELECT SECTOR SPDR TR XLU 81369Y886 $3.2M 0.57% 79,994 SH
49 ROBINHOOD MKTS INC HOOD 770700102 $3.0M 0.54% 26,583 SH
50 NETFLIX INC. NFLX 64110L106 $2.8M 0.51% 40,808 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $553.2M 119 0001172661-26-004511
2026-06-30 2026-07-16 $560.3M 122 0001172661-26-002638
2026-03-31 2026-04-15 $470.2M 119 0001172661-26-001497
2025-12-31 2026-01-07 $495.9M 110 0001172661-26-000026
Filer Information
Address
201 S. LAKE AVENUE
SUITE 509
PASADENA, CA 91101
Phone
(626) 304-9888
Filing Manager
WESPAC Advisors SoCal, LLC
Pasadena, CA
Signatory
Wade S. Perry
Managing Member