Broadview Financial Management, LLC — 13F Holdings & Portfolio

CIK 1697024 · latest 13F-HR filed 2026-05-04

Broadview Financial Management, LLC manages $146.4M in 13F-reported U.S. long-equity assets across 40 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are IEFA (15.96%), IVV (10.40%), BND (7.64%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 0 new positions, exited 1, added to 1, and trimmed 11.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM

$146.4M

Long-equity book

Holdings

40

Distinct positions

Period

2026-03-31

Filed 2026-05-04

Q/Q Activity

+0 / −1 / ↑1 / ↓11

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • STATE STREET SPDR S&P 400 MID CAP GROWTH ETF$96.5K +6.6%
Show all 1

Top Trims

  • ISHARES S&P 500 GROWTH ETF-$935.4K -8.5%
  • ISHARES S&P 500 INDEX-$893.9K -5.5%
  • SCHWAB U.S. LARGE-CAP GROWTH ETF-$295.3K -8.0%
  • ISHARES RUSSELL 1000 GROWTH ETF-$198.8K -9.9%
  • SCHWAB U.S. LARGE-CAP ETF-$194.0K -5.7%
Show all 11

New Positions

  • No new positions this quarter.
Show all 0

Exited Positions

  • STATE STREET SPDR BLOOMBERG HIGH YIELD BOND ETF$246.7K
Show all 1
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES CORE MSCI EAFE IEFA 46432F842 $23.4M 15.96% 258,139 SH
2 ISHARES S&P 500 INDEX IVV 464287200 $15.2M 10.40% 23,318 SH
3 VANGUARD TOTAL BOND MARKET ETF BND 921937835 $11.2M 7.64% 151,932 SH
4 ISHARES S&P 500 VALUE ETF IVE 464287408 $11.0M 7.49% 51,963 SH
5 ISHARES S&P 500 GROWTH ETF IVW 464287309 $10.0M 6.85% 88,666 SH
6 ISHARES S&P MID-CAP 400 GROWTH ETF IJK 464287606 $9.3M 6.37% 92,714 SH
7 ISHARES CORE MSCI EMERGING MKTS IEMG 46434G103 $8.2M 5.59% 117,308 SH
8 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $6.3M 4.33% 98,952 SH
9 ISHARES S&P MIDCAP 400 VALUE ETF IJJ 464287705 $5.9M 4.02% 44,403 SH
10 ISHARES RUSSELL 1000 VALUE ETF IWD 464287598 $5.0M 3.38% 23,171 SH
11 ISHARES S&P SMALLCAP 600 VALUE ETF IJS 464287879 $3.5M 2.37% 29,277 SH
12 SCHWAB U.S. LARGE-CAP GROWTH ETF SCHG 808524300 $3.4M 2.31% 115,945 SH
13 SCHWAB U.S. LARGE-CAP ETF SCHX 808524201 $3.2M 2.18% 124,349 SH
14 ISHARES S&P SMALL-CAP 600 GROWTH ETF IJT 464287887 $2.8M 1.89% 19,130 SH
15 SCHWAB U.S. LARGE-CAP VALUE ETF SCHV 808524409 $2.7M 1.84% 88,327 SH
16 VANGUARD REIT INDEX ETF VNQ 922908553 $2.6M 1.78% 29,456 SH
17 ISHARES CORE S&P MID CAP ETF IJH 464287507 $2.4M 1.64% 35,565 SH
18 ISHARES RUSSELL 1000 ETF IWB 464287622 $2.3M 1.55% 6,360 SH
19 ISHARES US REAL ESTATE ETF IYR 464287739 $2.0M 1.36% 21,091 SH
20 ISHARES RUSSELL 1000 GROWTH ETF IWF 464287614 $1.8M 1.23% 4,221 SH
21 STATE STREET SPDR S&P 400 MID CAP GROWTH ETF MDYG 78464A821 $1.6M 1.07% 16,312 SH
22 ISHARES RUSSELL MIDCAP VALUE INDEX IWS 464287473 $1.5M 1.04% 10,434 SH
23 ISHARES S&P SMALLCAP 600 ETF IJR 464287804 $1.2M 0.83% 9,831 SH
24 ISHARES TRUST CORE MSCI TOTAL INTL STK ETF IXUS 46432F834 $1.0M 0.69% 11,680 SH
25 ISHARES RUSSELL 2000 ETF IWM 464287655 $950.8K 0.65% 3,834 SH
26 FIDELITY ENHANCED LARGE CAP CORE ETF FELC 316092113 $947.7K 0.65% 26,129 SH
27 VANGUARD S&P 500 ETF VOO 922908363 $866.8K 0.59% 1,451 SH
28 SCHWAB EMERGING MARKETS EQUITY ETF SCHE 808524706 $787.5K 0.54% 23,899 SH
29 SCHWAB INTERNATIONAL EQUITY ETF SCHF 808524805 $756.0K 0.52% 30,545 SH
30 STATE STREET SPDR PORTFOLIO EMERGING MARKETS ETF SPEM 78463X509 $749.2K 0.51% 15,970 SH
31 STATE STREET SPDR S&P 400 MID CAP VALUE ETF MDYV 78464A839 $723.3K 0.49% 8,494 SH
32 STATE STREET SPDR S&P MIDCAP 400 ETF TRUST MDY 78467Y107 $610.5K 0.42% 990 SH
33 ISHARES RUSSELL 2000 VALUE IWN 464287630 $559.0K 0.38% 2,949 SH
34 ISHARES TR RUSSELL MIDCAP INDEX FD IWR 464287499 $453.1K 0.31% 4,660 SH
35 SCHWAB U.S. BROAD MARKET ETF SCHB 808524102 $386.8K 0.26% 15,411 SH
36 ISHARES NATIONAL MUNI BOND ETF MUB 464288414 $349.2K 0.24% 3,290 SH
37 POWERSHARES QQQ TR QQQ 46090E103 $268.5K 0.18% 465 SH
38 VANGUARD EXTENDED MARKET ETF VXF 922908652 $235.3K 0.16% 1,143 SH
39 SCHWAB U.S. SMALL-CAP ETF SCHA 808524607 $208.0K 0.14% 7,154 SH
40 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $206.3K 0.14% 317 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-04 $146.4M 40 0001697024-26-000002
2025-12-31 2026-02-13 $149.4M 41 0001697024-26-000001