Broadview Financial Management, LLC — 13F Holdings & Portfolio

CIK 1697024 · latest 13F-HR filed 2026-08-13

Broadview Financial Management, LLC manages $163.8M in 13F-reported U.S. long-equity assets across 43 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IEFA (15.36%), IVV (10.48%), IVW (7.25%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 3 new positions, exited 0, added to 38, and trimmed 0.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
10401 W. INNOVATION DRIVE
SUITE 100
WAUWATOSA, WI 53226
Phone
(414) 390-1492
Filing Manager
Broadview Financial Management, LLC
WAUWATOSA, WI
Signatory
Angie Pingel
General Counsel & CCO
Loading holdings…
AUM

$163.8M

Long-equity book

Holdings

43

Distinct positions

Period

2026-06-30

Filed 2026-08-13

Q/Q Activity

+3 / −0 / ↑38 / ↓0

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ISHARES S&P 500 INDEX$1.9M +12.7%
  • ISHARES S&P 500 GROWTH ETF$1.8M +18.4%
  • ISHARES CORE MSCI EAFE$1.8M +7.7%
  • ISHARES S&P MID-CAP 400 GROWTH ETF$1.3M +14.2%
  • ISHARES CORE MSCI EMERGING MKTS$1.1M +14.0%
Show all 38 →

Top Trims

  • No decreased positions.
Show all 0 →

New Positions

  • APPLE INC$267.2K
  • AMERICAN ELEC PWR CO INC COM$257.9K
  • STATE STREET SPDR S&P 600 SMALL CAP GROWTH ETF$211.4K
Show all 3 →

Exited Positions

  • No exits this quarter.
Show all 0 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES CORE MSCI EAFE IEFA 46432F842 $25.2M 15.36% 260,496 SH
2 ISHARES S&P 500 INDEX IVV 464287200 $17.2M 10.48% 22,921 SH
3 ISHARES S&P 500 GROWTH ETF IVW 464287309 $11.9M 7.25% 86,311 SH
4 ISHARES S&P 500 VALUE ETF IVE 464287408 $11.7M 7.14% 51,478 SH
5 VANGUARD TOTAL BOND MARKET ETF BND 921937835 $11.5M 7.04% 156,950 SH
6 ISHARES S&P MID-CAP 400 GROWTH ETF IJK 464287606 $10.7M 6.51% 90,694 SH
7 ISHARES CORE MSCI EMERGING MKTS IEMG 46434G103 $9.3M 5.69% 112,563 SH
8 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $6.9M 4.22% 96,920 SH
9 ISHARES S&P MIDCAP 400 VALUE ETF IJJ 464287705 $6.5M 4.00% 44,290 SH
10 ISHARES RUSSELL 1000 VALUE ETF IWD 464287598 $5.5M 3.37% 22,758 SH
11 ISHARES S&P SMALLCAP 600 VALUE ETF IJS 464287879 $4.0M 2.44% 29,219 SH
12 SCHWAB U.S. LARGE-CAP GROWTH ETF SCHG 808524300 $3.9M 2.39% 115,423 SH
13 SCHWAB U.S. LARGE-CAP ETF SCHX 808524201 $3.6M 2.22% 123,319 SH
14 ISHARES S&P SMALL-CAP 600 GROWTH ETF IJT 464287887 $3.4M 2.06% 18,931 SH
15 SCHWAB U.S. LARGE-CAP VALUE ETF SCHV 808524409 $3.1M 1.91% 89,890 SH
16 VANGUARD REIT INDEX ETF VNQ 922908553 $2.8M 1.74% 29,528 SH
17 ISHARES CORE S&P MID CAP ETF IJH 464287507 $2.7M 1.65% 35,110 SH
18 ISHARES RUSSELL 1000 ETF IWB 464287622 $2.6M 1.59% 6,370 SH
19 ISHARES US REAL ESTATE ETF IYR 464287739 $2.1M 1.29% 20,724 SH
20 ISHARES RUSSELL 1000 GROWTH ETF IWF 464287614 $2.0M 1.25% 16,499 SH
21 STATE STREET SPDR S&P 400 MID CAP GROWTH ETF MDYG 78464A821 $1.8M 1.09% 15,967 SH
22 ISHARES RUSSELL MIDCAP VALUE INDEX IWS 464287473 $1.7M 1.05% 10,397 SH
23 ISHARES S&P SMALLCAP 600 ETF IJR 464287804 $1.4M 0.88% 9,665 SH
24 ISHARES RUSSELL 2000 ETF IWM 464287655 $1.1M 0.70% 3,793 SH
25 ISHARES TRUST CORE MSCI TOTAL INTL STK ETF IXUS 46432F834 $1.1M 0.66% 11,368 SH
26 FIDELITY ENHANCED LARGE CAP CORE ETF FELC 316092113 $1.1M 0.66% 25,882 SH
27 VANGUARD S&P 500 ETF VOO 922908363 $975.7K 0.60% 1,421 SH
28 SCHWAB EMERGING MARKETS EQUITY ETF SCHE 808524706 $859.7K 0.53% 23,710 SH
29 SCHWAB INTERNATIONAL EQUITY ETF SCHF 808524805 $851.2K 0.52% 30,729 SH
30 STATE STREET SPDR S&P 400 MID CAP VALUE ETF MDYV 78464A839 $808.7K 0.49% 8,526 SH
31 STATE STREET SPDR PORTFOLIO EMERGING MARKETS ETF SPEM 78463X509 $805.9K 0.49% 15,563 SH
32 STATE STREET SPDR S&P MIDCAP 400 ETF TRUST MDY 78467Y107 $688.0K 0.42% 978 SH
33 ISHARES RUSSELL 2000 VALUE IWN 464287630 $647.9K 0.40% 2,929 SH
34 ISHARES TR RUSSELL MIDCAP INDEX FD IWR 464287499 $507.8K 0.31% 4,603 SH
35 SCHWAB U.S. BROAD MARKET ETF SCHB 808524102 $444.9K 0.27% 15,362 SH
36 ISHARES NATIONAL MUNI BOND ETF MUB 464288414 $356.9K 0.22% 3,316 SH
37 POWERSHARES QQQ TR QQQ 46090E103 $342.6K 0.21% 465 SH
38 VANGUARD EXTENDED MARKET ETF VXF 922908652 $269.0K 0.16% 1,092 SH
39 APPLE INC AAPL 037833100 $267.2K 0.16% 923 SH
40 SCHWAB U.S. SMALL-CAP ETF SCHA 808524607 $259.1K 0.16% 7,172 SH
41 AMERICAN ELEC PWR CO INC COM AEP 025537101 $257.9K 0.16% 1,885 SH
42 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $237.3K 0.14% 318 SH
43 STATE STREET SPDR S&P 600 SMALL CAP GROWTH ETF SLYG 78464A201 $211.4K 0.13% 1,774 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-13 $163.8M 43 0001697024-26-000003
2026-03-31 2026-05-04 $146.4M 40 0001697024-26-000002
2025-12-31 2026-02-13 $149.4M 41 0001697024-26-000001