Castle Rock Wealth Management, LLC — 13F Holdings & Portfolio
CIK 1727605 · latest 13F-HR filed 2026-04-08
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$461.9M
Long-equity book
Holdings
262
Distinct positions
Period
2026-03-31
Filed 2026-04-08
Q/Q Activity
+13 / −12 / ↑55 / ↓60
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- CHEVRON CORPORATION$2.3M +15.6%
- JANUS DETROIT STR TR$1.5M +452.5%
- MICRON TECHNOLOGY INC$1.5M +399.5%
- ISHARES TR$1.2M +8.2%
- VERTIV HOLDINGS CO$1.1M +36.4%
Top Trims
- SPDR GOLD TR-$2.7M -78.4%
- ETFS GOLD TR-$2.5M -88.1%
- ALPHABET INC-$1.6M -15.6%
- GOLDMAN SACHS ETF TR-$1.1M -25.0%
- MICROSOFT CORP-$1.0M -8.5%
New Positions
- ISHARES TR$1.3M
- JANUS DETROIT STR TR$1.3M
- BLACKROCK ETF TRUST II$1.2M
- PAYCHEX INC$1.1M
- WISDOMTREE TR$790.5K
Exited Positions
- ISHARES TR$2.6M
- UBER TECHNOLOGIES INC$1.8M
- FIRST TR EXCHANGE TRADED FD$1.4M
- TAKE-TWO INTERACTIVE SOFTWAR$1.1M
- ARK 21SHARES BITCOIN ETF$607.1K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $19.4M | 4.21% | 109,545 | SH |
| 2 | COCA COLA CO | KO | 191216100 | $18.7M | 4.05% | 243,954 | SH |
| 3 | CHEVRON CORPORATION | CVX | 166764100 | $17.3M | 3.76% | 87,179 | SH |
| 4 | ISHARES TR | TFLO | 46434V860 | $15.4M | 3.32% | 303,924 | SH |
| 5 | APPLE INC | AAPL | 037833100 | $13.8M | 2.99% | 53,890 | SH |
| 6 | WISDOMTREE TR | USFR | 97717Y527 | $11.9M | 2.58% | 236,931 | SH |
| 7 | MICROSOFT CORP | MSFT | 594918104 | $11.3M | 2.44% | 30,130 | SH |
| 8 | ISHARES TR | SGOV | 46436E718 | $9.0M | 1.96% | 89,943 | SH |
| 9 | ALPHABET INC | GOOG | 02079K107 | $8.8M | 1.90% | 29,767 | SH |
| 10 | GOLDMAN SACHS ETF TR | GBIL | 381430529 | $8.2M | 1.76% | 81,564 | SH |
| 11 | AMAZON COM INC | AMZN | 023135106 | $7.7M | 1.66% | 36,566 | SH |
| 12 | ISHARES TR | FLOT | 46429B655 | $6.3M | 1.36% | 123,414 | SH |
| 13 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $5.7M | 1.23% | 8,646 | SH |
| 14 | BROADCOM INC | AVGO | 11135F101 | $5.6M | 1.20% | 17,668 | SH |
| 15 | JPMORGAN CHASE & CO | JPM | 46625H100 | $5.5M | 1.18% | 18,529 | SH |
| 16 | VANECK ETF TRUST | SMH | 92189F676 | $5.3M | 1.14% | 13,408 | SH |
| 17 | META PLATFORMS INC | META | 30303M102 | $5.1M | 1.11% | 8,903 | SH |
| 18 | INVESCO QQQ TR | QQQ | 46090E103 | $4.9M | 1.07% | 8,435 | SH |
| 19 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $4.6M | 0.99% | 30,818 | SH |
| 20 | WALMART INC | WMT | 931142103 | $4.6M | 0.99% | 36,361 | SH |
| 21 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $4.4M | 0.96% | 17,878 | SH |
| 22 | VERTIV HOLDINGS CO | VRT | 92537N108 | $4.1M | 0.89% | 15,701 | SH |
| 23 | PALO ALTO NETWORKS INC | PANW | 697435105 | $4.1M | 0.88% | 24,854 | SH |
| 24 | INNOVATOR ETFS TRUST | PFEB | 45782C417 | $3.9M | 0.84% | 95,869 | SH |
| 25 | ALPS ETF TR | ENFR | 00162Q676 | $3.8M | 0.81% | 99,013 | SH |
| 26 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $3.7M | 0.81% | 3,670 | SH |
| 27 | EATON CORP PLC | ETN | G29183103 | $3.5M | 0.77% | 9,820 | SH |
| 28 | BLACKROCK ETF TRUST II | BINC | 092528603 | $3.5M | 0.77% | 68,100 | SH |
| 29 | INNOVATOR ETFS TRUST | PDEC | 45782C540 | $3.5M | 0.76% | 82,719 | SH |
| 30 | VISA INC | V | 92826C839 | $3.4M | 0.73% | 11,216 | SH |
| 31 | SELECT SECTOR SPDR TR | XLE | 81369Y506 | $3.4M | 0.73% | 56,843 | SH |
| 32 | MERCK & CO INC | MRK | 58933Y105 | $3.4M | 0.73% | 27,829 | SH |
| 33 | INNOVATOR ETFS TRUST | PMAY | 45782C318 | $3.3M | 0.71% | 82,427 | SH |
| 34 | ALPHABET INC | GOOGL | 02079K305 | $3.2M | 0.70% | 10,968 | SH |
| 35 | ONEOK INC NEW | OKE | 682680103 | $3.2M | 0.70% | 36,652 | SH |
| 36 | JANUS DETROIT STR TR | JSI | 47103U746 | $3.2M | 0.69% | 62,050 | SH |
| 37 | GOLDMAN SACHS ETF TR | GPIX | 38149W622 | $3.2M | 0.69% | 63,545 | SH |
| 38 | AMGEN INC | AMGN | 031162100 | $3.2M | 0.68% | 9,092 | SH |
| 39 | FIRST TR EXCHANGE-TRADED FD | FTSM | 33739Q408 | $3.0M | 0.65% | 50,204 | SH |
| 40 | THE ALGER ETF TRUST | CNEQ | 015564404 | $3.0M | 0.64% | 94,077 | SH |
| 41 | TESLA INC | TSLA | 88160R101 | $2.9M | 0.63% | 8,076 | SH |
| 42 | ELI LILLY & CO | LLY | 532457108 | $2.8M | 0.61% | 3,036 | SH |
| 43 | CLOUDFLARE INC | NET | 18915M107 | $2.8M | 0.60% | 13,151 | SH |
| 44 | BRISTOL-MYERS SQUIBB CO | BMY | 110122108 | $2.8M | 0.60% | 46,363 | SH |
| 45 | NETFLIX INC. | NFLX | 64110L106 | $2.7M | 0.59% | 27,781 | SH |
| 46 | GOLDMAN SACHS ETF TR | GPIQ | 38149W630 | $2.7M | 0.59% | 54,922 | SH |
| 47 | CENOVUS ENERGY INC | CVE | 15135U109 | $2.7M | 0.58% | 100,877 | SH |
| 48 | EXXON MOBIL CORP | XOM | 30231G102 | $2.6M | 0.57% | 16,426 | SH |
| 49 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $2.6M | 0.57% | 3,038 | SH |
| 50 | HOME DEPOT INC | HD | 437076102 | $2.6M | 0.56% | 8,112 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-08 | $461.9M | 262 | 0001727605-26-000002 |
| 2025-12-31 | 2026-02-05 | $462.5M | 261 | 0001727605-26-000001 |