Northwest Capital Management Inc — 13F Holdings & Portfolio
CIK 1730404 · latest 13F-HR filed 2026-01-26
Northwest Capital Management Inc manages $23.1M in 13F-reported U.S. long-equity assets across 92 reported positions as of its 2025-12-31 13F-HR filing. Its largest disclosed positions are PG (18.03%), MSFT (6.42%), EFV (3.42%). Quarter over quarter (versus its 2025-09-30 filing) the fund opened 2 new positions and exited 163; 7 existing positions rose in reported value and 73 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$23.1M
Long-equity book
Holdings
92
Distinct positions
Period
2025-12-31
Filed 2026-01-26
Q/Q Activity
+2 / −163 / ↑7 / ↓73
vs 2025-09-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q4 25PG18.0% · -0%MSFT6.4% · -77%EFV3.4% · -83%QUAL3.3% · -72%SCHG3.2% · -15%JIRE3.0% · +12%SCHR2.9% · -54%MBB2.9% · -65%DYNF2.8% · -72%SCHX2.8% · -92%IJH2.5% · -3%XTEN2.4% · -55%AGG2.0% · -22%BINC2.0% · -72%ESGU1.8% · -81%SCHQ1.8% · -26%IEMG1.6% · -60%META1.6% · 0%BNDX1.5% · -51%UBER1.4% · 0%UCON1.4% · -40%IYW1.2% · -22%AMGN1.1% · -26%AVEM1.1% · 0%SPLV1.1% · -80%IAU1.0% · -68%COST1.0% · -35%BILS1.0% · 0%IVV1.0% · -88%SCHV1.0% · -28%VWOB0.9% · -86%SCHF0.9% · -84%MGC0.9% · -74%JPST0.9% · -76%XCEM0.9% · -88%SCHC0.8% · -61%MRK0.8% · -49%BAI0.8% · -59%SPMO0.8% · -58%SPOT0.8% · -39%SCHZ0.7% · -51%WFC0.7% · 0%THRO0.7% · -59%PYLD0.7% · -73%EEMV0.7% · -27%TOTL0.6% · 0%IFRA0.6% · -77%SPYM0.5% · -21%SCHD0.5% · -96%STIP0.5% · -84%AXP0.5% · 0%SCHA0.5% · -59%EMXC0.4% · -76%SPAB0.3% · -77%IUSB0.3% · -79%MFSI0.3% · newPVAL0.3% · -67%NVDA0.2% · -96%USB0.2% · 0%JPM0.2% · -47%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q3 25 → Q4 25Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
2 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 48.8%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated May 5, 2026.
Assets Under Management
$8.52B
Discretionary
$92.4M
Employees
11
Accounts
301
Address
1 CENTERPOINTE DRIVE
SUITE 115
LAKE OSWEGO, OR 97035
SUITE 115
LAKE OSWEGO, OR 97035
Phone
(503) 597-1616
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| APPLEGARTH, MARK, DANIEL Control | DIRECTOR since May 2024 | Less than 5% | Individual |
| CARSON GROUP HOLDINGS, LLC. Control | DIRECT OWNER since Jun 2023 | 75% or more | Domestic Entity |
| HUNT, LANTZ, GUY Control | SVP, CHIEF INTEGRATIONS OFFICER since Mar 2025 | Less than 5% | Individual |
| PINE, JULIE, CATHERINE Control | DIRECTOR since Mar 2025 | Less than 5% | Individual |
| Streff, Kristin Control | CHIEF COMPLIANCE OFFICER since Apr 2026 | Less than 5% | Individual |
| WHITE, GEORGE, BURTON Control | PRESIDENT/DIRECTOR since Nov 2023 | Less than 5% | Individual |
| PULVERENTI, JOHN, PATRICK | SECRETARY since Jun 2023 | Less than 5% | Individual |
| BCC BLUE PRINT HOLDINGS I, LLC Control Indirect owner via BCC BLUE PRINT HOLDINGS II, LLC | DIRECT OWNER since Jul 2021 | 75% or more | Domestic Entity |
| BCC BLUE PRINT HOLDINGS II, LLC Control Indirect owner via CARSON GROUP HOLDINGS, LLC. | DIRECT OWNER since Jul 2021 | 25–50% | Domestic Entity |
| BCC BLUE PRINT INVESTMENTS, LP Control Indirect owner via BCC BLUE PRINT HOLDINGS I, LLC | DIRECT OWNER since Jul 2021 | 75% or more | Domestic Entity |
| CARSON GROUP, INC. Control Indirect owner via CARSON GROUP HOLDINGS, LLC. | DIRECT OWNER since Jul 2019 | 25–50% | Domestic Entity |
| CARSON, OMANI, ROSE Control Indirect owner via CARSON GROUP, INC. | OWNER since Dec 1994 | 75% or more | Individual |
Ownership & leadership changes · 14 filings with changes since Mar 21, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
May 5, 2026 filing
- No longer listedCLEMENTS, JAMES, EDMOND · SVP, CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2023
- AddedStreff, Kristin · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 31, 2025 filing
- AddedHUNT, LANTZ, GUY · SVP, CHIEF INTEGRATIONS OFFICER · Less than 5% · control person
- ChangedCLEMENTS, JAMES, EDMOND · title CHIEF COMPLIANCE OFFICER → SVP, CHIEF COMPLIANCE OFFICER
Mar 27, 2025 filing
- No longer listedCARROLL, JAMIE, MARIE · DIRECTOR · Less than 5% · control person · listed since Jun 2023
- No longer listedPETTY, BRENT, JAMESON · DIRECTOR · Less than 5% · control person · listed since Jun 2023
- AddedPINE, JULIE, CATHERINE · DIRECTOR · Less than 5% · control person
- ChangedWHITE, GEORGE, BURTON · title PRESIDENT → PRESIDENT/DIRECTOR
May 2, 2024 filing
- No longer listedEngelbart, Nicholas, James · DIRECTOR · Less than 5% · control person · listed since Jun 2023
- AddedAPPLEGARTH, MARK, DANIEL · DIRECTOR · Less than 5% · control person
Dec 8, 2023 filing
- No longer listedHOPKINS, JAMIE, PATRICK · PRESIDENT · Less than 5% · control person · listed since Jun 2023
- AddedWHITE, GEORGE, BURTON · PRESIDENT · Less than 5% · control person
Jun 30, 2023 filing
- ChangedPETTY, BRENT, JAMESON · ownership 75% or more → Less than 5%
Jun 27, 2023 filing
- No longer listedPAYNE, FREDERICK, JOSEPH · SECRETARY, TREASURER, AND CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Nov 2019
- No longer listedRHODES, SCOTT, ALAN · PRINCIPAL · Less than 5% · listed since Sep 2017
- AddedBCC BLUE PRINT HOLDINGS I, LLC · DIRECT OWNER · 75% or more · indirect via BCC BLUE PRINT HOLDINGS II, LLC · control person
- AddedBCC BLUE PRINT HOLDINGS II, LLC · DIRECT OWNER · 25–50% · indirect via CARSON GROUP HOLDINGS, LLC. · control person
- AddedBCC BLUE PRINT INVESTMENTS, LP · DIRECT OWNER · 75% or more · indirect via BCC BLUE PRINT HOLDINGS I, LLC · control person
- AddedCARROLL, JAMIE, MARIE · DIRECTOR · Less than 5% · control person
- AddedCARSON GROUP HOLDINGS, LLC. · DIRECT OWNER · 75% or more · control person
- AddedCARSON GROUP, INC. · DIRECT OWNER · 25–50% · indirect via CARSON GROUP HOLDINGS, LLC. · control person
- AddedCARSON, OMANI, ROSE · OWNER · 75% or more · indirect via CARSON GROUP, INC. · control person
- AddedCLEMENTS, JAMES, EDMOND · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedEngelbart, Nicholas, James · DIRECTOR · Less than 5% · control person
- AddedHOPKINS, JAMIE, PATRICK · PRESIDENT · Less than 5% · control person
- AddedPULVERENTI, JOHN, PATRICK · SECRETARY · Less than 5%
- ChangedPETTY, BRENT, JAMESON · title PRESIDENT → DIRECTOR
Mar 29, 2021 filing
- ChangedPAYNE, FREDERICK, JOSEPH · now a control person
Mar 30, 2020 filing
- ChangedPAYNE, FREDERICK, JOSEPH · title SECRETARY TRESURER CHIEF COMPLIANCE OFFICER → SECRETARY, TREASURER, AND CHIEF COMPLIANCE OFFICER; ownership 75% or more → Less than 5%; no longer a control person
- ChangedPETTY, BRENT, JAMESON · ownership 10–25% → 75% or more
Mar 22, 2019 filing
- No longer listedSHAH, AALOK, KIRIT · SECRETARY/TREASURER · 10–25% · control person · listed since Dec 2014
- ChangedPAYNE, FREDERICK, JOSEPH · title DIRECTOR AND CHIEF COMPLIANCE OFFICER → SECRETARY TRESURER CHIEF COMPLIANCE OFFICER; ownership 50–75% → 75% or more
- ChangedPETTY, BRENT, JAMESON · ownership 5–10% → 10–25%
Older changes (5 more filings)
Feb 9, 2018 filing
- AddedRHODES, SCOTT, ALAN · PRINCIPAL · Less than 5%
- ChangedPETTY, BRENT, JAMESON · ownership Less than 5% → 5–10%
- ChangedSHAH, AALOK, KIRIT · ownership 25–50% → 10–25%
Feb 3, 2017 filing
- No longer listedDOUGLASS, STEPHEN, LEE · SHAREHOLDER · 5–10% · listed since May 1998
- No longer listedOlsen, Lucas, Matthew · SHAREHOLDER · Less than 5% · listed since Dec 2014
- ChangedSHAH, AALOK, KIRIT · ownership 10–25% → 25–50%
Mar 30, 2016 filing
- AddedOlsen, Lucas, Matthew · SHAREHOLDER · Less than 5%
- AddedSHAH, AALOK, KIRIT · SECRETARY/TREASURER · 10–25% · control person
- ChangedDOUGLASS, STEPHEN, LEE · ownership 10–25% → 5–10%
- ChangedPAYNE, FREDERICK, JOSEPH · title SECRETARY AND CHIEF COMPLIANCE OFFICER → DIRECTOR AND CHIEF COMPLIANCE OFFICER; ownership 75% or more → 50–75%
- ChangedPETTY, BRENT, JAMESON · now a control person
Nov 16, 2015 filing
- No longer listedFLICHTBEIL, AXEL, HERBERT · EXECUTIVE VICE PRESIDENT · Less than 5% · listed since Jun 2003
Mar 21, 2012 filing (earliest on record)
- ListedDOUGLASS, STEPHEN, LEE · SHAREHOLDER · 10–25%
- ListedFLICHTBEIL, AXEL, HERBERT · EXECUTIVE VICE PRESIDENT · Less than 5%
- ListedPAYNE, FREDERICK, JOSEPH · SECRETARY AND CHIEF COMPLIANCE OFFICER · 75% or more · control person
- ListedPETTY, BRENT, JAMESON · PRESIDENT · Less than 5%
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- J P MORGAN EXCHANGE TRADED F$83.1K +13.6%
- WELLS FARGO CO NEW$16.4K +11.2%
- AMERICAN EXPRESS CO$11.8K +11.4%
- US BANCORP DEL$5.2K +10.4%
- UNITED AIRLS HLDGS INC$3.7K +15.9%
Top Trims
- SCHWAB STRATEGIC TR-$7.6M -92.2%
- APPLE INC-$6.9M -99.3%
- MICROSOFT CORP-$5.4M -78.3%
- ISHARES TR-$3.6M -81.9%
- SCHWAB STRATEGIC TR-$3.0M -96.0%
Exited Positions
- FIDELITY MERRIMACK STR TR$1.5M
- ISHARES TR$1.1M
- SPDR S&P 500 ETF TR$945.3K
- SCHWAB STRATEGIC TR$858.9K
- VANGUARD BD INDEX FDS$824.2K
Northwest Capital Management Inc Holdings (2025-12-31)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | PROCTER AND GAMBLE CO | PG | 742718109 | $4.2M | 18.03% | 29,031 | SH |
| 2 | MICROSOFT CORP | MSFT | 594918104 | $1.5M | 6.42% | 3,062 | SH |
| 3 | ISHARES TR | EFV | 464288877 | $788.7K | 3.42% | 11,045 | SH |
| 4 | ISHARES TR | QUAL | 46432F339 | $761.9K | 3.30% | 3,836 | SH |
| 5 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $739.4K | 3.20% | 22,668 | SH |
| 6 | J P MORGAN EXCHANGE TRADED F | JIRE | 46641Q134 | $695.5K | 3.01% | 9,288 | SH |
| 7 | SCHWAB STRATEGIC TR | SCHR | 808524854 | $672.6K | 2.92% | 26,818 | SH |
| 8 | ISHARES TR | MBB | 464288588 | $669.1K | 2.90% | 7,027 | SH |
| 9 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $655.8K | 2.84% | 10,785 | SH |
| 10 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $642.5K | 2.78% | 23,875 | SH |
| 11 | ISHARES TR | IJH | 464287507 | $565.5K | 2.45% | 8,568 | SH |
| 12 | BONDBLOXX ETF TRUST | XTEN | 09789C812 | $563.6K | 2.44% | 12,194 | SH |
| 13 | ISHARES TR | AGG | 464287226 | $472.0K | 2.05% | 4,726 | SH |
| 14 | BLACKROCK ETF TRUST II | BINC | 092528603 | $453.9K | 1.97% | 8,601 | SH |
| 15 | ISHARES TR | ESGU | 46435G425 | $421.9K | 1.83% | 2,832 | SH |
| 16 | SCHWAB STRATEGIC TR | SCHQ | 808524680 | $420.5K | 1.82% | 13,266 | SH |
| 17 | ISHARES INC | IEMG | 46434G103 | $375.5K | 1.63% | 5,586 | SH |
| 18 | META PLATFORMS INC | META | 30303M102 | $363.1K | 1.57% | 550 | SH |
| 19 | VANGUARD CHARLOTTE FDS | BNDX | 92203J407 | $335.9K | 1.46% | 6,952 | SH |
| 20 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $328.6K | 1.42% | 4,022 | SH |
| 21 | FIRST TR EXCHNG TRADED FD VI | UCON | 33740F888 | $317.6K | 1.38% | 12,617 | SH |
| 22 | ISHARES TR | IYW | 464287721 | $277.4K | 1.20% | 1,389 | SH |
| 23 | AMGEN INC | AMGN | 031162100 | $261.8K | 1.13% | 800 | SH |
| 24 | AMERICAN CENTY ETF TR | AVEM | 025072604 | $253.7K | 1.10% | 3,294 | SH |
| 25 | INVESCO EXCH TRADED FD TR II | SPLV | 46138E354 | $244.4K | 1.06% | 3,422 | SH |
| 26 | ISHARES GOLD TR | IAU | 464285204 | $237.3K | 1.03% | 2,924 | SH |
| 27 | COSTCO WHSL CORP NEW | COST | 22160K105 | $233.0K | 1.01% | 270 | SH |
| 28 | SPDR SERIES TRUST | BILS | 78468R523 | $230.7K | 1.00% | 2,325 | SH |
| 29 | ISHARES TR | IVV | 464287200 | $228.1K | 0.99% | 333 | SH |
| 30 | SCHWAB STRATEGIC TR | SCHV | 808524409 | $219.6K | 0.95% | 7,418 | SH |
| 31 | VANGUARD WHITEHALL FDS | VWOB | 921946885 | $213.1K | 0.92% | 3,160 | SH |
| 32 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $210.3K | 0.91% | 8,748 | SH |
| 33 | VANGUARD WORLD FD | MGC | 921910873 | $199.4K | 0.86% | 794 | SH |
| 34 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $198.8K | 0.86% | 3,929 | SH |
| 35 | COLUMBIA ETF TR II | XCEM | 19762B202 | $198.1K | 0.86% | 5,165 | SH |
| 36 | SCHWAB STRATEGIC TR | SCHC | 808524888 | $193.9K | 0.84% | 4,259 | SH |
| 37 | MERCK & CO INC | MRK | 58933Y105 | $191.7K | 0.83% | 1,821 | SH |
| 38 | BLACKROCK ETF TRUST | BAI | 09290C780 | $179.8K | 0.78% | 5,400 | SH |
| 39 | INVESCO EXCH TRADED FD TR II | SPMO | 46138E339 | $176.0K | 0.76% | 1,475 | SH |
| 40 | SPOTIFY TECHNOLOGY S A | SPOT | L8681T102 | $174.2K | 0.76% | 300 | SH |
| 41 | SCHWAB STRATEGIC TR | SCHZ | 808524839 | $170.1K | 0.74% | 7,277 | SH |
| 42 | WELLS FARGO CO NEW | WFC | 949746101 | $163.3K | 0.71% | 1,753 | SH |
| 43 | BLACKROCK ETF TRUST | THRO | 09290C806 | $159.2K | 0.69% | 4,129 | SH |
| 44 | PIMCO ETF TR | PYLD | 72201R585 | $157.7K | 0.68% | 5,910 | SH |
| 45 | ISHARES INC | EEMV | 464286533 | $155.4K | 0.67% | 2,427 | SH |
| 46 | SSGA ACTIVE ETF TR | TOTL | 78467V848 | $147.8K | 0.64% | 3,672 | SH |
| 47 | ISHARES TR | IFRA | 46435U713 | $147.8K | 0.64% | 2,808 | SH |
| 48 | SPDR SERIES TRUST | SPYM | 78464A854 | $124.1K | 0.54% | 1,547 | SH |
| 49 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $122.6K | 0.53% | 4,470 | SH |
| 50 | ISHARES TR | STIP | 46429B747 | $122.3K | 0.53% | 1,194 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2025-12-31 | 2026-01-26 | $23.1M | 92 | 0001580642-26-000402 |
| 2025-09-30 | 2025-10-20 | $95.1M | 253 | 0001580642-25-006634 |