Sound Income Strategies, LLC — 13F Holdings & Portfolio
CIK 1730960 · latest 13F-HR filed 2026-07-20
Sound Income Strategies, LLC manages $2.23B in 13F-reported U.S. long-equity assets across 483 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are HTGC (2.60%), ARCC (2.30%), GBDC (2.24%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 10 new positions, exited 2,123, added to 316, and trimmed 66.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
SUITE 290
FT LAUDERDALE, FL 33309
$2.23B
Long-equity book
483
Distinct positions
2026-06-30
Filed 2026-07-20
+10 / −2123 / ↑316 / ↓66
vs 2026-03-31
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- AMERICAN TOWER CORP$16.9M +22643.1%
- CLOROX CO DEL$9.2M +243047.0%
- HERCULES CAPITAL INC$8.6M +17.5%
- TRINITY CAP INC$5.6M +32.4%
- KRAFT HEINZ CO$5.1M +70.4%
Top Trims
- DIGITAL RLTY TR INC-$19.0M -98.3%
- CITIGROUP INC-$6.0M -21.0%
- AT&T INC-$4.8M -27.0%
- TOTALENERGIES SE-$3.8M -14.3%
- PFIZER INC-$3.4M -14.7%
New Positions
- GENPACT LIMITED$6.3M
- BLACKROCK ETF TRUST$950.4K
- SPACE EXPLORATION TECHN CORP$534.5K
- COLLABORATIVE INVESTMNT SER$351.9K
- NEOS ETF TRUST$345.1K
Exited Positions
- EATON VANCE TAX ADVT DIV INCM COM$373.1K
- EATON VANCE TAX-MANAGED GLOBAL COM$368.2K
- VANGUARD SHORT-TERM CORPORATE BOND ETF$333.8K
- ISHARES TREASURY FLOATING RATE BOND ETF$329.5K
- ISHARES LARGE CAP VALUE ACTIVE ETF$303.0K
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | HERCULES CAPITAL INC | HTGC | 427096508 | $57.8M | 2.60% | 3,667,518 | SH |
| 2 | ARES CAPITAL CORP | ARCC | 04010L103 | $51.3M | 2.30% | 2,766,368 | SH |
| 3 | GOLUB CAP BDC INC | GBDC | 38173M102 | $49.9M | 2.24% | 3,876,087 | SH |
| 4 | SIXTH STREET SPECIALTY LENDI | TSLX | 83012A109 | $46.5M | 2.09% | 2,706,290 | SH |
| 5 | BLUE OWL CAPITAL CORPORATION | OBDC | 69121K104 | $45.7M | 2.05% | 4,204,742 | SH |
| 6 | BLACKSTONE SECD LENDING FD | BXSL | 09261X102 | $43.2M | 1.94% | 1,820,327 | SH |
| 7 | ISHARES TR | SHYG | 46434V407 | $43.2M | 1.94% | 1,017,630 | SH |
| 8 | VANECK ETF TRUST | HYEM | 92189F353 | $41.5M | 1.86% | 2,062,073 | SH |
| 9 | ISHARES INC | EMHY | 464286285 | $39.7M | 1.78% | 975,442 | SH |
| 10 | PENNANTPARK FLOATING RATE CA | PFLT | 70806A106 | $39.1M | 1.75% | 5,222,616 | SH |
| 11 | TIDAL TRUST I | FXED | 886364819 | $31.5M | 1.41% | 1,794,841 | SH |
| 12 | SIMON PPTY GROUP INC NEW | SPG | 828806109 | $28.6M | 1.29% | 128,026 | SH |
| 13 | APPLE INC | AAPL | 037833100 | $27.7M | 1.24% | 95,774 | SH |
| 14 | CISCO SYS INC | CSCO | 17275R102 | $26.5M | 1.19% | 225,747 | SH |
| 15 | OMNICOM GROUP INC | OMC | 681919106 | $26.2M | 1.17% | 359,441 | SH |
| 16 | ALPINE INCOME PPTY TR INC | PINE | 02083X103 | $25.7M | 1.15% | 1,235,594 | SH |
| 17 | CARETRUST REIT INC | CTRE | 14174T107 | $25.4M | 1.14% | 628,271 | SH |
| 18 | ABBVIE INC | ABBV | 00287Y109 | $24.4M | 1.09% | 96,903 | SH |
| 19 | PRINCIPAL FINANCIAL GROUP IN | PFG | 74251V102 | $24.0M | 1.08% | 222,669 | SH |
| 20 | M & T BK CORP | MTB | 55261F104 | $23.8M | 1.07% | 99,822 | SH |
| 21 | NNN REIT INC | NNN | 637417106 | $22.9M | 1.03% | 492,874 | SH |
| 22 | GREIF INC | GEF.B | 397624206 | $22.8M | 1.02% | 243,417 | SH |
| 23 | TRINITY CAP INC | TRIN | 896442308 | $22.7M | 1.02% | 1,269,744 | SH |
| 24 | CITIGROUP INC | C | 172967424 | $22.7M | 1.02% | 162,159 | SH |
| 25 | REALTY INCOME CORP | O | 756109104 | $22.6M | 1.02% | 365,426 | SH |
| 26 | TOTALENERGIES SE | TTE | F92124100 | $22.5M | 1.01% | 289,695 | SH |
| 27 | CAPITAL SOUTHWEST CORP | CSWC | 140501107 | $22.2M | 1.00% | 934,321 | SH |
| 28 | TIDAL TRUST I | DIVY | 886364793 | $22.0M | 0.99% | 757,697 | SH |
| 29 | ENBRIDGE INC | ENB | 29250N105 | $21.6M | 0.97% | 398,193 | SH |
| 30 | CITIZENS FINL GROUP INC | CFG | 174610105 | $20.9M | 0.94% | 298,104 | SH |
| 31 | AMCOR PLC | AMCR | G0250X149 | $20.8M | 0.93% | 479,781 | SH |
| 32 | NATIONAL HEALTH INVS INC | NHI | 63633D104 | $20.6M | 0.92% | 270,252 | SH |
| 33 | GAMING & LEISURE P | GLPI | 36467J108 | $19.9M | 0.89% | 446,574 | SH |
| 34 | PFIZER INC | PFE | 717081103 | $19.4M | 0.87% | 805,732 | SH |
| 35 | NVIDIA CORPORATION | NVDA | 67066G104 | $19.4M | 0.87% | 96,736 | SH |
| 36 | VICI PPTYS INC | VICI | 925652109 | $19.3M | 0.87% | 726,738 | SH |
| 37 | GLOBAL X FDS | QYLD | 37954Y483 | $19.3M | 0.87% | 1,046,491 | SH |
| 38 | SABRA HEALTH CARE REIT INC | SBRA | 78573L106 | $19.0M | 0.85% | 971,298 | SH |
| 39 | INTERNATIONAL BUSINESS MACHS | IBM | 459200101 | $18.4M | 0.83% | 65,388 | SH |
| 40 | EVERSOURCE ENERGY | ES | 30040W108 | $18.4M | 0.82% | 254,130 | SH |
| 41 | GSK PLC | GSK | 37733W204 | $17.8M | 0.80% | 339,055 | SH |
| 42 | SONOCO PRODS CO | SON | 835495102 | $17.4M | 0.78% | 309,542 | SH |
| 43 | ALPHABET INC | GOOGL | 02079K305 | $17.2M | 0.77% | 48,143 | SH |
| 44 | ISHARES TR | IVV | 464287200 | $17.2M | 0.77% | 22,945 | SH |
| 45 | AMERICAN TOWER CORP | AMT | 03027X100 | $17.0M | 0.76% | 103,728 | SH |
| 46 | UNITED PARCEL SVCS INC | UPS | 911312106 | $16.7M | 0.75% | 155,417 | SH |
| 47 | INVESCO EXCHANGE TRADED FD T | XSMO | 46137V498 | $16.4M | 0.74% | 175,245 | SH |
| 48 | PERRIGO CO PLC | PRGO | G97822103 | $16.2M | 0.72% | 1,554,629 | SH |
| 49 | FRANKLIN RESOURCES INC | BEN | 354613101 | $15.8M | 0.71% | 476,002 | SH |
| 50 | INVESCO EXCHANGE TRADED FD T | XMMO | 46137V464 | $15.8M | 0.71% | 92,630 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-07-20 | $2.23B | 483 | 0001730960-26-000001 |
| 2026-03-31 | 2026-04-27 | $2.07B | 2,596 | 0001104659-26-049113 |
| 2025-12-31 | 2026-01-21 | $2.11B | 2,516 | 0001104659-26-005260 |