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Sound Income Strategies, LLC — 13F Holdings & Portfolio

CIK 1730960 · latest 13F-HR filed 2026-04-27

Backtest portfolio

Sound Income Strategies, LLC manages $2.07B in 13F-reported U.S. long-equity assets across 2,596 reported positions as of its 2026-03-31 13F-HR filing. Its largest disclosed positions are HTGC (2.38%), ARCC (2.28%), GBDC (2.26%). Quarter over quarter (versus its 2025-12-31 filing) the fund opened 229 new positions, exited 149, added to 661, and trimmed 1,050.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$2.07B

Long-equity book

Holdings

2,596

Distinct positions

Period

2026-03-31

Filed 2026-04-27

Q/Q Activity

+229 / −149 / ↑661 / ↓1050

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • ACCENTURE PLC IRELAND SHS CLASS A$12.0M +7898.0%
  • SMUCKER J M CO COM NEW$8.6M +325104.7%
  • TOTALENERGIES SE ACT$6.5M +32.6%
  • AVISTA CORP COM$4.6M +62.1%
  • BLOCK H & R INC COM$3.8M +85.2%
Show all 661 →

Top Trims

  • MAIN STR CAP CORP COM-$15.4M -71.5%
  • EVERGY INC COM-$13.4M -95.2%
  • SIXTH STREET SPECIALTY LENDING COM-$9.4M -16.9%
  • ENBRIDGE INC COM-$7.7M -26.5%
  • ARES CAPITAL CORP COM-$7.5M -13.7%
Show all 1050 →

New Positions

  • AMCOR PLC COM NEW$19.3M
  • OPEN TEXT CORP COM$3.8M
  • ISHARES TREASURY FLOATING RATE BOND ETF$329.5K
  • ASTORIA US QUALITY GROWTH KINGS ETF$310.4K
  • DANA UNCONSTRAINED EQUITY ETF$263.6K
Show all 229 →

Exited Positions

  • ASTRAZENECA PLC SPONSORED ADR$149.3K
  • FRONTIER COMMUNICATIONS PARENT COM$84.0K
  • T-REX 2X LONG ALPHABET DAILY TARGET ETF$76.1K
  • FRONTLINE PLC COM$63.5K
  • DHT HOLDINGS INC SHS NEW$58.5K
Show all 149 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 HERCULES CAPITAL INC COM HTGC 427096508 $49.2M 2.38% 3,382,058 SH
2 ARES CAPITAL CORP COM ARCC 04010L103 $47.2M 2.28% 2,663,571 SH
3 GOLUB CAP BDC INC COM GBDC 38173M102 $46.9M 2.26% 3,750,533 SH
4 SIXTH STREET SPECIALTY LENDING COM TSLX 83012A109 $46.6M 2.25% 2,571,052 SH
5 BLUE OWL CAPITAL CORPORATION COM OBDC 69121K104 $42.8M 2.07% 3,976,748 SH
6 ISHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF SHYG 46434V407 $42.8M 2.06% 1,015,055 SH
7 VANECK EMERGING MARKETS HIGH YIELD BOND ETF HYEM 92189F353 $40.5M 1.96% 2,062,465 SH
8 BLACKSTONE SECD LENDING FD COMMON STOCK BXSL 09261X102 $40.1M 1.94% 1,720,419 SH
9 PENNANTPARK FLOATING RATE CAP COM PFLT 70806A106 $39.6M 1.91% 4,940,809 SH
10 ISHARES J.P. MORGAN EM HIGH YIELD BOND ETF EMHY 464286285 $38.7M 1.87% 983,904 SH
11 SOUND ENHANCED FIXED INCOME ETF FXED 886364819 $29.4M 1.42% 1,706,545 SH
12 CITIGROUP INC COM NEW C 172967424 $28.7M 1.39% 249,206 SH
13 OMNICOM GROUP INC COM OMC 681919106 $26.7M 1.29% 355,475 SH
14 TOTALENERGIES SE ACT TTE F92124100 $26.3M 1.27% 292,731 SH
15 SIMON PPTY GROUP INC NEW COM SPG 828806109 $23.8M 1.15% 126,635 SH
16 APPLE INC COM AAPL 037833100 $23.8M 1.15% 93,151 SH
17 CISCO SYS INC COM CSCO 17275R102 $23.7M 1.14% 303,792 SH
18 CARETRUST REIT INC COM CTRE 14174T107 $22.9M 1.11% 617,798 SH
19 PFIZER INC COM PFE 717081103 $22.8M 1.10% 796,952 SH
20 PRINCIPAL FINANCIAL GROUP INC COM PFG 74251V102 $22.0M 1.06% 243,934 SH
21 ALPINE INCOME PPTY TR INC COM PINE 02083X103 $21.9M 1.06% 1,209,758 SH
22 REALTY INCOME CORP COM O 756109104 $21.8M 1.05% 352,843 SH
23 SOUND EQUITY DIVIDEND INCOME ETF DIVY 886364793 $21.8M 1.05% 790,244 SH
24 GREIF INC CL B GEF.B 397624206 $21.7M 1.05% 245,078 SH
25 ENBRIDGE INC COM ENB 29250N105 $21.3M 1.03% 397,853 SH
26 NATIONAL HEALTH INVS INC COM NHI 63633D104 $21.1M 1.02% 257,712 SH
27 M & T BK CORP COM MTB 55261F104 $20.8M 1.00% 99,456 SH
28 ABBVIE INC COM ABBV 00287Y109 $20.6M 0.99% 95,825 SH
29 NNN REIT INC COM NNN 637417106 $20.2M 0.98% 476,389 SH
30 CAPITAL SOUTHWEST CORP COM CSWC 140501107 $19.8M 0.96% 903,329 SH
31 DIGITAL RLTY TR INC COM DLR 253868103 $19.3M 0.93% 107,212 SH
32 AMCOR PLC COM NEW AMCR G0250X149 $19.3M 0.93% 475,266 SH
33 GSK PLC SPONSORED ADR GSK 37733W204 $19.1M 0.92% 340,474 SH
34 GAMING & LEISURE P COM GLPI 36467J108 $18.9M 0.91% 426,881 SH
35 VICI PPTYS INC COM VICI 925652109 $18.9M 0.91% 688,171 SH
36 CITIZENS FINL GROUP INC COM CFG 174610105 $17.9M 0.87% 296,159 SH
37 SABRA HEALTH CARE REIT INC COM SBRA 78573L106 $17.9M 0.86% 918,252 SH
38 AT&T INC COM T 00206R102 $17.9M 0.86% 631,067 SH
39 EVERSOURCE ENERGY COM ES 30040W108 $17.6M 0.85% 253,389 SH
40 GLOBAL X NASDAQ 100 COVERED CALL ETF QYLD 37954Y483 $17.6M 0.85% 1,020,591 SH
41 SONOCO PRODS CO COM SON 835495102 $17.2M 0.83% 311,777 SH
42 TRINITY CAP INC COM TRIN 896442308 $17.2M 0.83% 1,160,453 SH
43 PERRIGO CO PLC SHS PRGO G97822103 $16.8M 0.81% 1,525,384 SH
44 INTERNATIONAL BUSINESS MACHS COM IBM 459200101 $15.9M 0.77% 65,283 SH
45 UNITED PARCEL SVCS INC CL B UPS 911312106 $15.2M 0.73% 154,764 SH
46 NVIDIA CORPORATION COM NVDA 67066G104 $14.7M 0.71% 83,817 SH
47 BONDBLOXX JP MORGAN USD EMERGING MARKETS 1-10 YEAR BOND ETF XEMD 09789C879 $14.5M 0.70% 330,080 SH
48 INVESCO GLOBAL EX-US HIGH YIELD CORPORATE BOND ETF PDBC 46138E669 $14.4M 0.70% 738,623 SH
49 ALPHABET INC CAP STK CL A GOOGL 02079K305 $14.0M 0.68% 47,100 SH
50 SCOTTS MIRACLE-GRO CO CL A SMG 810186106 $13.7M 0.66% 223,771 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-04-27 $2.07B 2,596 0001104659-26-049113
2025-12-31 2026-01-21 $2.11B 2,516 0001104659-26-005260