CX Institutional — 13F Holdings & Portfolio
CIK 1737089 · latest 13F-HR filed 2026-10-02
CX Institutional manages $3.69B in 13F-reported U.S. long-equity assets across 1,669 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SGOV (5.27%), SPTS (3.79%), NVDA (3.05%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 187 new positions and exited 87; 498 existing positions rose in reported value and 571 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$3.69B
Long-equity book
Holdings
1,669
Distinct positions
Period
2026-09-30
Filed 2026-10-02
Q/Q Activity
+187 / −87 / ↑498 / ↓571
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26SGOV5.3% · +5%SPTS3.8% · +243469%NVDA3.0% · +58%AAPL2.5% · +13%IEFA2.4% · +5%SPTI1.7% · +25%SUB1.7% · +398%MSFT1.7% · +2%VO1.6% · -0%IVE1.3% · +7%VB1.3% · -3%RSPA1.2% · -10%GOOGL1.1% · -10%AMZN1.1% · -10%BNDX1.1% · -29%SPBO1.0% · -34%SPMB1.0% · -34%SPYG1.0% · +3%MGK0.9% · +4%LLY0.9% · -20%META0.9% · -11%AVGO0.9% · +2%MU0.9% · +308%IUSG0.8% · +4%IWF0.8% · +3%IWD0.8% · +4%SPYV0.8% · +59%JAAA0.8% · -12%SCHV0.8% · +10%IVV0.7% · -2%TSLA0.7% · -7%MUB0.7% · +7%ITM0.7% · +7%RWL0.7% · +108%QEFA0.6% · +11%VTEB0.6% · +15%SPY0.6% · -1%XLK0.6% · -5%IVW0.6% · +11%VTV0.6% · +2%FTC0.6% · +6%CAT0.5% · +88%HEFA0.5% · +47%PG0.5% · +114%LRCX0.5% · +120%VV0.5% · -1%UNP0.5% · +6%JNJ0.5% · +113%TAXF0.5% · -16%QCOM0.5% · +19%MPC0.4% · +142%MA0.4% · +4%NUE0.4% · +22%CSCO0.4% · +5%JPM0.4% · +52%VTI0.4% · -40%KO0.4% · +402%PANW0.4% · +414%INTU0.4% · +3944%DELL0.4% · +170%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 25%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 28, 2026.
Assets Under Management
$4.46B
Discretionary
$4.46B
Employees
130
Accounts
13,723
Address
200 EAST 7TH STREET
AUBURN, IN 46706
AUBURN, IN 46706
Phone
(260) 927-1830
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| BYZYKA, EDISON Control | CHIEF INVESTMENT OFFICER since Feb 2018 | Less than 5% | Individual |
| CREDENT HOLDINGS, LLC Control | MANAGING MEMBER since May 2024 | 75% or more | Domestic Entity |
| HEFTY WEALTH PARTNERS Control | MANAGING MEMBER since Apr 2018 | 25–50% | Domestic Entity |
| HEFTY, DAVID, WAYNE Control | CHIEF EXECUTIVE OFFICER since Feb 2018 | Less than 5% | Individual |
| HEFTY, STACY, ELAINE Control | PRESIDENT since Feb 2018 | Less than 5% | Individual |
| HICKS, ALBERT, L Control | DIRECTOR since Nov 2025 | Less than 5% | Individual |
| Hendrickson, Matthew, J Control | CHIEF OPERATING OFFICER since Jan 2026 | Less than 5% | Individual |
| North, Christina, Lynn Control | CHIEF FINANCIAL OFFICER since Jan 2022 | Less than 5% | Individual |
| Osting, Kyle, Brandon Control | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL since Jun 2022 | Less than 5% | Individual |
| KEHOE, THOMAS, DENNIS | MANAGING DIRECTOR, WEALTH MANAGER since Feb 2018 | Less than 5% | Individual |
| DAVID W. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 Control Indirect owner via HEFTY WEALTH PARTNERS | MEMBER since Mar 2018 | 25–50% | Domestic Entity |
| HEFTY WEALTH PARTNERS Control Indirect owner via CREDENT HOLDINGS, LLC | MANAGING MEMBER since May 2022 | 25–50% | Domestic Entity |
| HEFTY, DAVID, WAYNE Control Indirect owner via DAVID W. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 | TRUSTEE since Dec 2011 | General partner, trustee or manager | Individual |
| HEFTY, STACY, ELAINE Control Indirect owner via STACY E. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 | TRUSTEE since Dec 2011 | General partner, trustee or manager | Individual |
| STACY E. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 Control Indirect owner via HEFTY WEALTH PARTNERS | MEMBER since Apr 2018 | 25–50% | Domestic Entity |
Ownership & leadership changes · 13 filings with changes since Mar 1, 2018
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 27, 2026 filing
- No longer listedLIPPER, CHRISTOPHER, JOEL · MANAGING DIRECTOR/WEALTH MANAGER · Less than 5% · listed since Oct 2018
- AddedHICKS, ALBERT, L · DIRECTOR · Less than 5% · control person
- AddedHendrickson, Matthew, J · CHIEF OPERATING OFFICER · Less than 5% · control person
Feb 20, 2025 filing
- No longer listedCPF TEXAS · MEMBER · 10–25% · control person · listed since Oct 2018
- No longer listedKEHOE, THOMAS, DENNIS · DIRECTOR · 50–75% · indirect via OAK POINT FINANCIAL GROUP · control person · listed since Feb 2018
- No longer listedLIPPER, CHRISTOPHER, JOEL · MEMBER · 25–50% · indirect via CPF TEXAS · control person · listed since Oct 2018
- No longer listedOAK POINT FINANCIAL GROUP · MEMBER · 10–25% · control person · listed since Apr 2018
- No longer listedPERSONAL WEALTH PARTNERS, LLC · MEMBER · 5–10% · listed since Jun 2022
- No longer listedSTEICHEN, DANIEL, EDWARD · MEMBER · 75% or more · indirect via PERSONAL WEALTH PARTNERS, LLC · control person · listed since Jun 2022
- AddedCREDENT HOLDINGS, LLC · MANAGING MEMBER · 75% or more · control person
- AddedHEFTY WEALTH PARTNERS · MANAGING MEMBER · 25–50% · indirect via CREDENT HOLDINGS, LLC · control person
- AddedNorth, Christina, Lynn · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Mar 22, 2024 filing
- No longer listedLOCKWOOD, ANGELA, MARIE · CHIEF TRANSFORMATION OFFICER · Less than 5% · control person · listed since Feb 2018
- No longer listedLOCKWOOD, DOUGLAS, EDWARD · BRANCH OFFICER, WEALTH MANAGER · Less than 5% · listed since Feb 2018
- No longer listedWessley, Brian · CHIEF TALENT OFFICER · Less than 5% · control person · listed since May 2020
Mar 8, 2023 filing
- No longer listedCXI PARTNERS, LLC · MEMBER · 5–10% · listed since Feb 2019
- No longer listedDAVIS, BRIAN, CHRISTOPHER · MEMBER · 50–75% · indirect via CXI PARTNERS, LLC · control person · listed since Feb 2019
- AddedPERSONAL WEALTH PARTNERS, LLC · MEMBER · 5–10%
- AddedSTEICHEN, DANIEL, EDWARD · MEMBER · 75% or more · indirect via PERSONAL WEALTH PARTNERS, LLC · control person
- ChangedKEHOE, THOMAS, DENNIS · title MANAGING DIRECTOR, WEALTH PARTNER → MANAGING DIRECTOR, WEALTH MANAGER
- ChangedLIPPER, CHRISTOPHER, JOEL · title MANAGING DIRECTOR/WEALTH DIRECTOR → MANAGING DIRECTOR/WEALTH MANAGER
- ChangedLOCKWOOD, ANGELA, MARIE · title CHIEF OPERATIONS OFFICER → CHIEF TRANSFORMATION OFFICER
- ChangedLOCKWOOD, DOUGLAS, EDWARD · title BRANCH OFFICER → BRANCH OFFICER, WEALTH MANAGER
- ChangedOAK POINT FINANCIAL GROUP · ownership 25–50% → 10–25%
- ChangedOsting, Kyle, Brandon · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL
- ChangedWessley, Brian · title TALENT OFFICER → CHIEF TALENT OFFICER
Jul 8, 2022 filing
- AddedOsting, Kyle, Brandon · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedHEFTY, DAVID, WAYNE · title CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER → CHIEF EXECUTIVE OFFICER
Apr 4, 2022 filing
- No longer listedBRADTMILLER, SCOTT, ALLEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2020
- ChangedHEFTY, DAVID, WAYNE · title CHIEF EXECUTIVE OFFICER → CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER
Feb 28, 2022 filing
- No longer listedKNOWLTON, JOHN, THOMAS · PRESIDENT · 50–75% · indirect via OAK POINT FINANCIAL GROUP · control person · listed since Feb 2018
- AddedLIPPER, CHRISTOPHER, JOEL · MEMBER · 25–50% · indirect via CPF TEXAS · control person
- ChangedKEHOE, THOMAS, DENNIS · indirect via OAK POINT FINANCIAL GROUP: ownership 25–50% → 50–75%
Mar 29, 2021 filing
- No longer listedKNOWLTON, JOHN, THOMAS · DIRECTOR CORPORATE DEVELOPMENT · Less than 5% · control person · listed since Feb 2018
- AddedCXI PARTNERS, LLC · MEMBER · 5–10%
- AddedDAVIS, BRIAN, CHRISTOPHER · MEMBER · 50–75% · indirect via CXI PARTNERS, LLC · control person
- ChangedCPF TEXAS · ownership 25–50% → 10–25%
- ChangedHEFTY WEALTH PARTNERS · ownership 50–75% → 25–50%
Jun 26, 2020 filing
- AddedWessley, Brian · TALENT OFFICER · Less than 5% · control person
Mar 9, 2020 filing
- No longer listedBURSE, JUSTIN, MALCOLM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2018
- AddedBRADTMILLER, SCOTT, ALLEN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Older changes (4 more filings)
Jan 28, 2019 filing
- No longer listedTHOMPSON, CHRISTINA, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2018
- AddedBURSE, JUSTIN, MALCOLM · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedCPF TEXAS · MEMBER · 25–50% · control person
Nov 15, 2018 filing
- AddedLIPPER, CHRISTOPHER, JOEL · MANAGING DIRECTOR/WEALTH DIRECTOR · Less than 5%
Apr 5, 2018 filing
- AddedDAVID W. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 · MEMBER · 25–50% · indirect via HEFTY WEALTH PARTNERS · control person
- AddedHEFTY WEALTH PARTNERS · MANAGING MEMBER · 50–75% · control person
- AddedHEFTY, DAVID, WAYNE · TRUSTEE · General partner, trustee or manager · indirect via DAVID W. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 · control person
- AddedHEFTY, STACY, ELAINE · TRUSTEE · General partner, trustee or manager · indirect via STACY E. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 · control person
- AddedKEHOE, THOMAS, DENNIS · DIRECTOR · 25–50% · indirect via OAK POINT FINANCIAL GROUP · control person
- AddedKNOWLTON, JOHN, THOMAS · PRESIDENT · 50–75% · indirect via OAK POINT FINANCIAL GROUP · control person
- AddedOAK POINT FINANCIAL GROUP · MEMBER · 25–50% · control person
- AddedSTACY E. HEFTY LIVING TRUST UTA DATED DECEMBER 6, 2011 · MEMBER · 25–50% · indirect via HEFTY WEALTH PARTNERS · control person
- ChangedHEFTY, DAVID, WAYNE · ownership 25–50% → Less than 5%
- ChangedHEFTY, STACY, ELAINE · ownership 25–50% → Less than 5%
- ChangedKEHOE, THOMAS, DENNIS · ownership 10–25% → Less than 5%
- ChangedKNOWLTON, JOHN, THOMAS · ownership 10–25% → Less than 5%
Mar 1, 2018 filing (earliest on record)
- ListedBYZYKA, EDISON · CHIEF INVESTMENT OFFICER · Less than 5% · control person
- ListedHEFTY, DAVID, WAYNE · CHIEF EXECUTIVE OFFICER · 25–50% · control person
- ListedHEFTY, STACY, ELAINE · PRESIDENT · 25–50% · control person
- ListedKEHOE, THOMAS, DENNIS · MANAGING DIRECTOR, WEALTH PARTNER · 10–25%
- ListedKNOWLTON, JOHN, THOMAS · DIRECTOR CORPORATE DEVELOPMENT · 10–25% · control person
- ListedLOCKWOOD, ANGELA, MARIE · CHIEF OPERATIONS OFFICER · Less than 5% · control person
- ListedLOCKWOOD, DOUGLAS, EDWARD · BRANCH OFFICER · Less than 5%
- ListedTHOMPSON, CHRISTINA, ANN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- State Street ETF/USA$139.8M +241058.6%
- NVIDIA CORP$50.0M +80.2%
- iShares ETFs/USA$49.8M +389.2%
- MICRON TECH$23.2M +276.1%
- APPLE INC$21.3M +30.2%
Top Trims
- iShares ETFs/USA-$72.7M -98.9%
- State Street ETF/USA-$48.9M -90.8%
- iShares ETFs/USA-$28.5M -72.6%
- State Street ETF/USA-$23.2M -37.9%
- State Street ETF/USA-$22.8M -37.4%
New Positions
- GAP INC/THE$7.2M
- TORO CO$6.6M
- TENET HEALTHCARE$6.4M
- RANGE RESOURCES$6.4M
- PROGRESS SOFTWAR$5.1M
Exited Positions
- IRIDIUM COMMUNIC$9.4M
- EXXON MOBIL CORP$9.1M
- LEGGETT & PLATT$6.8M
- SALLY BEAUTY HOL$6.4M
- INNOVIVA INC$6.4M
CX Institutional Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | iShares ETFs/USA | SGOV | 46436E718 | $194.6M | 5.27% | 1,933,047 | SH |
| 2 | State Street ETF/USA | SPTS | 78468R101 | $139.9M | 3.79% | 4,878,686 | SH |
| 3 | NVIDIA CORP | NVDA | 67066G104 | $112.5M | 3.05% | 492,568 | SH |
| 4 | APPLE INC | AAPL | 037833100 | $91.9M | 2.49% | 276,065 | SH |
| 5 | iShares ETFs/USA | IEFA | 46432F842 | $87.8M | 2.38% | 906,032 | SH |
| 6 | State Street ETF/USA | SPTI | 78464A672 | $63.0M | 1.71% | 2,308,448 | SH |
| 7 | iShares ETFs/USA | SUB | 464288158 | $62.6M | 1.70% | 599,280 | SH |
| 8 | MICROSOFT CORP | MSFT | 594918104 | $62.1M | 1.68% | 121,105 | SH |
| 9 | Vanguard ETF/USA | VO | 922908629 | $59.9M | 1.62% | 763,681 | SH |
| 10 | iShares ETFs/USA | IVE | 464287408 | $49.2M | 1.33% | 215,726 | SH |
| 11 | Vanguard ETF/USA | VB | 922908751 | $46.3M | 1.25% | 162,723 | SH |
| 12 | Invesco ETFs/USA | RSPA | 46090A697 | $43.2M | 1.17% | 838,877 | SH |
| 13 | ALPHABET INC-A | GOOGL | 02079K305 | $40.1M | 1.09% | 116,471 | SH |
| 14 | AMAZON.COM INC | AMZN | 023135106 | $39.1M | 1.06% | 156,953 | SH |
| 15 | Vanguard ETF/USA | BNDX | 92203J407 | $38.8M | 1.05% | 827,903 | SH |
| 16 | State Street ETF/USA | SPBO | 78464A144 | $38.1M | 1.03% | 1,386,153 | SH |
| 17 | State Street ETF/USA | SPMB | 78464A383 | $37.9M | 1.03% | 1,791,424 | SH |
| 18 | State Street ETF/USA | SPYG | 78464A409 | $36.0M | 0.97% | 292,447 | SH |
| 19 | Vanguard ETF/USA | MGK | 921910816 | $33.1M | 0.90% | 357,048 | SH |
| 20 | ELI LILLY & CO | LLY | 532457108 | $33.0M | 0.90% | 28,563 | SH |
| 21 | META PLATFORMS-A | META | 30303M102 | $32.4M | 0.88% | 44,668 | SH |
| 22 | BROADCOM INC | AVGO | 11135F101 | $32.3M | 0.88% | 92,006 | SH |
| 23 | MICRON TECH | MU | 595112103 | $31.6M | 0.85% | 29,635 | SH |
| 24 | iShares ETFs/USA | IUSG | 464287671 | $31.0M | 0.84% | 159,903 | SH |
| 25 | iShares ETFs/USA | IWF | 464287614 | $30.6M | 0.83% | 244,028 | SH |
| 26 | iShares ETFs/USA | IWD | 464287598 | $30.5M | 0.83% | 122,927 | SH |
| 27 | State Street ETF/USA | SPYV | 78464A508 | $29.9M | 0.81% | 489,362 | SH |
| 28 | Janus Detroit Street Trust | JAAA | 47103U845 | $29.6M | 0.80% | 585,687 | SH |
| 29 | Schwab Strategic Trust | SCHV | 808524409 | $29.0M | 0.78% | 869,829 | SH |
| 30 | iShares ETFs/USA | IVV | 464287200 | $26.5M | 0.72% | 34,570 | SH |
| 31 | TESLA INC | TSLA | 88160R101 | $26.1M | 0.71% | 73,668 | SH |
| 32 | iShares ETFs/USA | MUB | 464288414 | $25.6M | 0.69% | 253,468 | SH |
| 33 | VanEck ETFs/USA | ITM | 92189H201 | $25.2M | 0.68% | 572,494 | SH |
| 34 | Invesco Exchange-Traded Fund T | RWL | 46138G698 | $24.4M | 0.66% | 189,765 | SH |
| 35 | State Street ETF/USA | QEFA | 78463X434 | $23.7M | 0.64% | 242,926 | SH |
| 36 | Vanguard ETF/USA | VTEB | 922907746 | $23.3M | 0.63% | 492,818 | SH |
| 37 | State Street ETF/USA | SPY | 78462F103 | $23.0M | 0.62% | 30,149 | SH |
| 38 | State Street ETF/USA | XLK | 81369Y803 | $22.4M | 0.61% | 114,481 | SH |
| 39 | iShares ETFs/USA | IVW | 464287309 | $21.2M | 0.57% | 149,008 | SH |
| 40 | Vanguard ETF/USA | VTV | 922908744 | $20.8M | 0.56% | 96,361 | SH |
| 41 | First Trust ETFs/USA | FTC | 33735K108 | $20.6M | 0.56% | 115,994 | SH |
| 42 | CATERPILLAR INC | CAT | 149123101 | $19.1M | 0.52% | 23,527 | SH |
| 43 | iShares ETFs/USA | HEFA | 46434V803 | $18.7M | 0.51% | 403,920 | SH |
| 44 | PROCTER & GAMBLE | PG | 742718109 | $18.5M | 0.50% | 127,365 | SH |
| 45 | LAM RESEARCH | LRCX | 512807306 | $18.4M | 0.50% | 56,104 | SH |
| 46 | Vanguard ETF/USA | VV | 922908637 | $17.8M | 0.48% | 50,574 | SH |
| 47 | UNION PAC CORP | UNP | 907818108 | $17.8M | 0.48% | 65,291 | SH |
| 48 | JOHNSON&JOHNSON | JNJ | 478160104 | $17.1M | 0.46% | 64,782 | SH |
| 49 | American Century ETF Trust | TAXF | 025072505 | $17.0M | 0.46% | 358,295 | SH |
| 50 | QUALCOMM INC | QCOM | 747525103 | $16.7M | 0.45% | 90,850 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-02 | $3.69B | 1,669 | 0001737089-26-000006 |
| 2026-06-30 | 2026-07-02 | $3.46B | 1,569 | 0001737089-26-000004 |
| 2026-03-31 | 2026-04-06 | $3.28B | 1,548 | 0001737089-26-000003 |
| 2025-12-31 | 2026-02-02 | $3.35B | 1,517 | 0001737089-26-000001 |
Filer Information
Address
200 EAST 7TH STREETAUBURN, IN 46706
Phone
(260) 927-1830
Filing Manager
CX Institutional
AUBURN, IN
Signatory
Edison Byzyka
Chief Investment Officer