MONECO ADVISORS, LLC — 13F Holdings & Portfolio
CIK 1765690 · latest 13F-HR filed 2026-11-05
MONECO ADVISORS, LLC manages $1.71B in 13F-reported U.S. long-equity assets across 593 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SGOV (3.86%), SPYM (3.72%), SPYV (3.36%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 45 new positions and exited 47; 169 existing positions rose in reported value and 183 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.71B
Long-equity book
Holdings
593
Distinct positions
Period
2026-09-30
Filed 2026-11-05
Q/Q Activity
+45 / −47 / ↑169 / ↓183
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26SGOV3.9% · +3%SPYM3.7% · +6%SPYV3.4% · +11%AAPL3.2% · +1%IWY2.3% · -12%NVDA2.1% · -4%SPDW2.1% · +12%MSFT1.9% · +2%BSCR1.8% · +8%SPYG1.8% · +46%BSCQ1.7% · +6%BSCS1.7% · +7%BSCT1.7% · +7%BSCV1.6% · +9%BSCU1.6% · +7%BSCW1.4% · +7%VUG1.4% · -2%AMZN1.0% · +2%SPY1.0% · +1%JNJ1.0% · -1%GOOGL1.0% · +15%AVUV0.9% · +14%JPEF0.8% · -7%SPEM0.8% · -3%RWL0.7% · +2%SLYG0.7% · +5%AMD0.7% · +2%MDYV0.7% · +4%MDYG0.7% · +23%MU0.7% · -0%BRK.B0.7% · +1%AVGO0.6% · +5%GLD0.6% · -1%META0.6% · -1%QQQ0.6% · +2%VTI0.6% · +1%SMH0.6% · +2%GOOG0.6% · +2%SCHD0.6% · -2%USMV0.6% · -3%JPLD0.5% · +24%MINT0.5% · +9%SDY0.5% · -5%JPM0.5% · +2%ITOT0.4% · -8%LLY0.4% · +4%CAT0.4% · -6%OEF0.4% · -5%COWZ0.4% · -8%XOM0.4% · +1%PTLC0.4% · -3%SLYV0.4% · -6%HELO0.4% · -5%ABBV0.4% · +1%RTX0.4% · +0%NBIS0.3% · +8%GLDM0.3% · +4%CVX0.3% · -1%AVEM0.3% · +151%XLE0.3% · +7%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 26.1%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Oct 30, 2026.
Assets Under Management
$2.28B
Discretionary
$2.26B
Employees
66
Accounts
6,443
Address
2150 POST ROAD, SUITE 201
FAIRFIELD, CT 06824
FAIRFIELD, CT 06824
Phone
(203) 319-3550
This firm reports 1 disclosure item on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| LORING, ALLISON, ELIZABETH Control | CHIEF COMPLIANCE OFFICER since Oct 2024 | Less than 5% | Individual |
| METZ, DERREK, LEWIS Control | CWO since Jan 2023 | Less than 5% | Individual |
| MONECO HOLDINGS, LLC Control | OWNER since Jun 2023 | 75% or more | Domestic Entity |
| ROCCO, CHARLES, WILLIAM Control | CHIEF EXECUTIVE OFFICER since Dec 2019 | Less than 5% | Individual |
| THOMPSON, VIRGINIA, L Control | CHIEF OPERATING OFFICER since Dec 2019 | Less than 5% | Individual |
| METZ, DERREK, LEWIS Control Indirect owner via MONECO HOLDINGS, LLC | BOARD MEMBER since Jan 2023 | General partner, trustee or manager | Individual |
| ROCCO, CHARLES, WILLIAM Control Indirect owner via MONECO HOLDINGS, LLC | BOARD MEMBER since Dec 2019 | General partner, trustee or manager | Individual |
| THOMPSON, VIRGINIA, L Control Indirect owner via MONECO HOLDINGS, LLC | BOARD MEMBER since Dec 2019 | General partner, trustee or manager | Individual |
| JOHNSON, ERIC, CARL Indirect owner via MONECO HOLDINGS, LLC | BOARD MEMBER since Jul 2025 | General partner, trustee or manager | Individual |
| KELLEHER, ARTHUR, J Indirect owner via MONECO HOLDINGS, LLC | BOARD MEMBER since Dec 2019 | General partner, trustee or manager | Individual |
| ROSENAU, JOHN, MAXWELL Indirect owner via MONECO HOLDINGS, LLC | BOARD MEMBER since Aug 2013 | General partner, trustee or manager | Individual |
| SCHROEDER, TODD, ROBERT Indirect owner via MONECO HOLDINGS, LLC | BOARD MEMBER since Jan 2023 | General partner, trustee or manager | Individual |
Ownership & leadership changes · 11 filings with changes since Jun 27, 2014
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 31, 2026 filing
- No longer listedLINCOLN, DAVID, JAMES · BOARD MEMBER · General partner, trustee or manager · indirect via MONECO HOLDINGS, LLC · listed since Aug 2013
- AddedJOHNSON, ERIC, CARL · BOARD MEMBER · General partner, trustee or manager · indirect via MONECO HOLDINGS, LLC
May 28, 2025 filing
- No longer listedAMEDEN, DAVID, REED · PARTNER · Less than 5% · listed since Jul 2023
- No longer listedBOUTAGY, SALIM, P · PARTNER · Less than 5% · listed since Jul 2023
- No longer listedBRANCACCIO, WILLIAM, NICHOLAS · PARTNER · Less than 5% · listed since Oct 2024
- No longer listedFLYNN, GREGORY, SCOTT · PARTNER · Less than 5% · listed since Jul 2023
- No longer listedFarella, Paul, Alexander · PARTNER · Less than 5% · listed since Dec 2024
- No longer listedGALUSHKO, COLLEEN, KILLEEN · PARTNER · Less than 5% · listed since Jul 2023
- No longer listedHODYS, ALLEN, H · PARTNER · Less than 5% · listed since Oct 2024
- No longer listedHYDE, JASON, ADAM · PARTNER · Less than 5% · listed since Jul 2023
- No longer listedHickey, Timothy, Joseph · PARTNER · Less than 5% · listed since Dec 2023
- No longer listedJOHNSON, ERIC, CARL · PARTNER · Less than 5% · control person · listed since Jul 2023
- No longer listedKELLEHER, ARTHUR, J · PARTNER · Less than 5% · listed since Dec 2019
- No longer listedLINCOLN, DAVID, JAMES · PARTNER · Less than 5% · listed since Aug 2013
- No longer listedNEUBERT, CHRISTOPHER, JON · PARTNER · Less than 5% · listed since Jul 2023
- No longer listedOSBORNE, PETER, CHARLES · PARTNER · Less than 5% · listed since Jul 2023
- No longer listedPREIS, DANA, SETH · PARTNER · Less than 5% · listed since Jul 2023
- No longer listedROSENAU, JOHN, MAXWELL · PARTNER · Less than 5% · control person · listed since Aug 2013
- No longer listedRUSSELL, JOANNA, Ellen · PARTNER · Less than 5% · listed since Jul 2023
- No longer listedSCHROEDER, TODD, ROBERT · PARTNER · Less than 5% · listed since Jan 2023
- No longer listedSESTOK, BYRKE, JOSEPH · PARTNER · Less than 5% · listed since Oct 2024
- No longer listedWEISS, RUDOLF, JOHN · PARTNER · Less than 5% · listed since Jul 2023
- AddedKELLEHER, ARTHUR, J · BOARD MEMBER · General partner, trustee or manager · indirect via MONECO HOLDINGS, LLC
- AddedLINCOLN, DAVID, JAMES · BOARD MEMBER · General partner, trustee or manager · indirect via MONECO HOLDINGS, LLC
- AddedMETZ, DERREK, LEWIS · BOARD MEMBER · General partner, trustee or manager · indirect via MONECO HOLDINGS, LLC · control person
- AddedROSENAU, JOHN, MAXWELL · BOARD MEMBER · General partner, trustee or manager · indirect via MONECO HOLDINGS, LLC
- AddedSCHROEDER, TODD, ROBERT · BOARD MEMBER · General partner, trustee or manager · indirect via MONECO HOLDINGS, LLC
- and 5 more
Mar 27, 2025 filing
- AddedBRANCACCIO, WILLIAM, NICHOLAS · PARTNER · Less than 5%
- AddedHODYS, ALLEN, H · PARTNER · Less than 5%
- AddedMONECO HOLDINGS, LLC · OWNER · 75% or more · control person
- AddedROCCO, CHARLES, WILLIAM · PARTNER · General partner, trustee or manager · indirect via MONECO HOLDINGS, LLC · control person
- AddedSESTOK, BYRKE, JOSEPH · PARTNER · Less than 5%
- ChangedFLYNN, GREGORY, SCOTT · ownership 5–10% → Less than 5%
- ChangedLINCOLN, DAVID, JAMES · ownership 5–10% → Less than 5%
- ChangedMETZ, DERREK, LEWIS · ownership 10–25% → Less than 5%
- ChangedNEUBERT, CHRISTOPHER, JON · ownership 5–10% → Less than 5%
- ChangedROCCO, CHARLES, WILLIAM · ownership 10–25% → Less than 5%
- ChangedROSENAU, JOHN, MAXWELL · ownership 5–10% → Less than 5%
- ChangedSCHROEDER, TODD, ROBERT · ownership 5–10% → Less than 5%
Feb 5, 2025 filing
- No longer listedMCGORTY, NOREEN, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2022
- AddedLORING, ALLISON, ELIZABETH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 28, 2024 filing
- AddedFarella, Paul, Alexander · PARTNER · Less than 5%
- AddedHickey, Timothy, Joseph · PARTNER · Less than 5%
- ChangedJOHNSON, ERIC, CARL · now a control person
- ChangedKELLEHER, ARTHUR, J · title MEMBER → PARTNER; no longer a control person
- ChangedLINCOLN, DAVID, JAMES · title MEMBER → PARTNER; no longer a control person
- ChangedMETZ, DERREK, LEWIS · title MEMBER → PARTNER
- ChangedROCCO, CHARLES, WILLIAM · title MEMBER → PARTNER; no longer a control person
- ChangedROSENAU, JOHN, MAXWELL · title MEMBER → PARTNER
- ChangedSCHROEDER, TODD, ROBERT · title MEMBER → PARTNER; ownership 10–25% → 5–10%; no longer a control person
- ChangedTHOMPSON, VIRGINIA, L · title MEMBER → PARTNER
Jul 27, 2023 filing
- AddedAMEDEN, DAVID, REED · PARTNER · Less than 5%
- AddedBOUTAGY, SALIM, P · PARTNER · Less than 5%
- AddedFLYNN, GREGORY, SCOTT · PARTNER · 5–10%
- AddedGALUSHKO, COLLEEN, KILLEEN · PARTNER · Less than 5%
- AddedHYDE, JASON, ADAM · PARTNER · Less than 5%
- AddedJOHNSON, ERIC, CARL · PARTNER · Less than 5%
- AddedOSBORNE, PETER, CHARLES · PARTNER · Less than 5%
- AddedPREIS, DANA, SETH · PARTNER · Less than 5%
- AddedRUSSELL, JOANNA, Ellen · PARTNER · Less than 5%
- AddedWEISS, RUDOLF, JOHN · PARTNER · Less than 5%
- Listed againNEUBERT, CHRISTOPHER, JON · PARTNER · 5–10%
- ChangedKELLEHER, ARTHUR, J · ownership 10–25% → Less than 5%
- ChangedLINCOLN, DAVID, JAMES · ownership 10–25% → 5–10%
- ChangedMETZ, DERREK, LEWIS · ownership 5–10% → 10–25%
- ChangedROSENAU, JOHN, MAXWELL · ownership 10–25% → 5–10%
- ChangedSCHROEDER, TODD, ROBERT · ownership 5–10% → 10–25%
- ChangedTHOMPSON, VIRGINIA, L · ownership 10–25% → Less than 5%
Mar 17, 2023 filing
- AddedMETZ, DERREK, LEWIS · MEMBER · 5–10% · control person
- AddedSCHROEDER, TODD, ROBERT · MEMBER · 5–10% · control person
Jan 4, 2022 filing
- AddedMCGORTY, NOREEN, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedROCCO, CHARLES, WILLIAM · title MEMBER/CHIEF COMPLIANCE OFFICER → MEMBER
Jan 4, 2021 filing
- No longer listedNEUBERT, CHRISTOPHER, JON · MEMBER / CHIEF COMPLIANCE OFFICER · 10–25% · control person · listed since Aug 2013
- ChangedROCCO, CHARLES, WILLIAM · title MEMBER → MEMBER/CHIEF COMPLIANCE OFFICER
Mar 11, 2020 filing
- AddedKELLEHER, ARTHUR, J · MEMBER · 10–25% · control person
- AddedROCCO, CHARLES, WILLIAM · MEMBER · 10–25% · control person
- AddedTHOMPSON, VIRGINIA, L · MEMBER · 10–25% · control person
- ChangedLINCOLN, DAVID, JAMES · title MANAGING MEMBER → MEMBER; ownership 25–50% → 10–25%
- ChangedNEUBERT, CHRISTOPHER, JON · title MANAGING MEMBER / CHIEF COMPLIANCE OFFICER → MEMBER / CHIEF COMPLIANCE OFFICER; ownership 25–50% → 10–25%
- ChangedROSENAU, JOHN, MAXWELL · title MANAGING MEMBER → MEMBER; ownership 25–50% → 10–25%
Older changes (2 more filings)
Jul 10, 2014 filing
- ChangedLINCOLN, DAVID, JAMES · title PARTNER → MANAGING MEMBER
- ChangedNEUBERT, CHRISTOPHER, JON · title PARTNER / CHIEF COMPLIANCE OFFICER → MANAGING MEMBER / CHIEF COMPLIANCE OFFICER
- ChangedROSENAU, JOHN, MAXWELL · title PARTNER → MANAGING MEMBER
Jun 27, 2014 filing (earliest on record)
- ListedLINCOLN, DAVID, JAMES · PARTNER · 25–50% · control person
- ListedNEUBERT, CHRISTOPHER, JON · PARTNER / CHIEF COMPLIANCE OFFICER · 25–50% · control person
- ListedROSENAU, JOHN, MAXWELL · PARTNER · 25–50% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SPDR SERIES TRUST$10.3M +51.1%
- MICROSOFT CORP$9.1M +39.8%
- APPLE INC$7.8M +16.4%
- SPDR SERIES TRUST$6.0M +11.6%
- SPDR SERIES TRUST$5.0M +8.5%
Top Trims
- ISHARES TR-$4.6M -10.6%
- CATERPILLAR INC-$2.9M -28.3%
- GSK PLC-$2.7M -84.9%
- INVESCO EXCH TRD SLF IDX FD-$1.7M -75.1%
- INTERNATIONAL BUSINESS MACHS-$1.4M -25.5%
New Positions
- EXXONMOBIL HOLDINGS CORP$7.0M
- ISHARES TR$2.3M
- INVESCO EXCH TRD SLF IDX FD$1.6M
- FIRST TR EXCH TRADED FD III$1.4M
- GENERAL MILLS INC$1.3M
Exited Positions
- EXXON MOBIL CORP$5.8M
- MCKESSON CORP$2.4M
- VANECK ETF TRUST$2.1M
- ISHARES INC$1.9M
- HONEYWELL INTL INC$1.1M
MONECO ADVISORS, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | SGOV | 46436E718 | $66.0M | 3.86% | 655,805 | SH |
| 2 | SPDR SERIES TRUST | SPYM | 78464A854 | $63.7M | 3.72% | 710,209 | SH |
| 3 | SPDR SERIES TRUST | SPYV | 78464A508 | $57.4M | 3.36% | 939,623 | SH |
| 4 | APPLE INC | AAPL | 037833100 | $55.6M | 3.25% | 166,919 | SH |
| 5 | ISHARES TR | IWY | 464289438 | $38.8M | 2.26% | 131,439 | SH |
| 6 | NVIDIA CORPORATION | NVDA | 67066G104 | $36.8M | 2.15% | 161,024 | SH |
| 7 | SPDR INDEX SHS FDS | SPDW | 78463X889 | $35.2M | 2.05% | 700,266 | SH |
| 8 | MICROSOFT CORP | MSFT | 594918104 | $32.1M | 1.87% | 62,566 | SH |
| 9 | INVESCO EXCH TRD SLF IDX FD | BSCR | 46138J783 | $31.1M | 1.81% | 1,588,878 | SH |
| 10 | SPDR SERIES TRUST | SPYG | 78464A409 | $30.5M | 1.78% | 247,604 | SH |
| 11 | INVESCO EXCH TRD SLF IDX FD | BSCQ | 46138J791 | $29.6M | 1.73% | 1,516,819 | SH |
| 12 | INVESCO EXCH TRD SLF IDX FD | BSCS | 46138J643 | $29.4M | 1.72% | 1,458,585 | SH |
| 13 | INVESCO EXCH TRD SLF IDX FD | BSCT | 46138J577 | $28.3M | 1.65% | 1,553,739 | SH |
| 14 | INVESCO EXCH TRD SLF IDX FD | BSCV | 46138J429 | $27.0M | 1.58% | 1,714,080 | SH |
| 15 | INVESCO EXCH TRD SLF IDX FD | BSCU | 46138J460 | $26.5M | 1.55% | 1,644,073 | SH |
| 16 | INVESCO EXCH TRD SLF IDX FD | BSCW | 46139W858 | $24.8M | 1.45% | 1,264,919 | SH |
| 17 | VANGUARD INDEX FDS | VUG | 922908736 | $24.7M | 1.44% | 273,980 | SH |
| 18 | AMAZON COM INC | AMZN | 023135106 | $17.8M | 1.04% | 71,377 | SH |
| 19 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $17.2M | 1.01% | 22,606 | SH |
| 20 | JOHNSON & JOHNSON | JNJ | 478160104 | $16.9M | 0.99% | 64,015 | SH |
| 21 | ALPHABET INC | GOOGL | 02079K305 | $16.3M | 0.96% | 47,512 | SH |
| 22 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $15.8M | 0.92% | 134,249 | SH |
| 23 | J P MORGAN EXCHANGE TRADED F | JPEF | 46654Q781 | $14.4M | 0.84% | 177,211 | SH |
| 24 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $13.0M | 0.76% | 250,575 | SH |
| 25 | INVESCO EXCH TRADED FD TR II | RWL | 46138G698 | $12.7M | 0.74% | 98,432 | SH |
| 26 | SPDR SERIES TRUST | SLYG | 78464A201 | $11.8M | 0.69% | 110,162 | SH |
| 27 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $11.8M | 0.69% | 19,256 | SH |
| 28 | SPDR SERIES TRUST | MDYV | 78464A839 | $11.8M | 0.69% | 132,985 | SH |
| 29 | SPDR SERIES TRUST | MDYG | 78464A821 | $11.4M | 0.67% | 108,930 | SH |
| 30 | MICRON TECHNOLOGY INC | MU | 595112103 | $11.4M | 0.66% | 10,684 | SH |
| 31 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $11.3M | 0.66% | 22,771 | SH |
| 32 | BROADCOM INC | AVGO | 11135F101 | $11.0M | 0.64% | 31,391 | SH |
| 33 | SPDR GOLD TR | GLD | 78463V107 | $10.8M | 0.63% | 28,355 | SH |
| 34 | META PLATFORMS INC | META | 30303M102 | $10.4M | 0.61% | 14,347 | SH |
| 35 | INVESCO QQQ TR | QQQ | 46090E103 | $10.3M | 0.60% | 13,908 | SH |
| 36 | VANGUARD INDEX FDS | VTI | 922908769 | $10.1M | 0.59% | 26,968 | SH |
| 37 | VANECK ETF TRUST | SMH | 92189F676 | $9.8M | 0.57% | 16,031 | SH |
| 38 | ALPHABET INC | GOOG | 02079K107 | $9.7M | 0.57% | 28,584 | SH |
| 39 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $9.5M | 0.56% | 292,572 | SH |
| 40 | ISHARES TR | USMV | 46429B697 | $9.4M | 0.55% | 96,730 | SH |
| 41 | J P MORGAN EXCHANGE TRADED F | JPLD | 46654Q773 | $8.8M | 0.51% | 170,420 | SH |
| 42 | PIMCO ETF TR | MINT | 72201R833 | $8.7M | 0.51% | 86,468 | SH |
| 43 | SPDR SERIES TRUST | SDY | 78464A763 | $8.4M | 0.49% | 57,014 | SH |
| 44 | JPMORGAN CHASE & CO | JPM | 46625H100 | $8.3M | 0.48% | 24,960 | SH |
| 45 | ISHARES TR | ITOT | 464287150 | $7.5M | 0.44% | 45,065 | SH |
| 46 | ELI LILLY & CO | LLY | 532457108 | $7.4M | 0.43% | 6,406 | SH |
| 47 | CATERPILLAR INC | CAT | 149123101 | $7.4M | 0.43% | 9,140 | SH |
| 48 | ISHARES TR | OEF | 464287101 | $7.3M | 0.43% | 19,177 | SH |
| 49 | PACER FDS TR | COWZ | 69374H881 | $7.2M | 0.42% | 107,946 | SH |
| 50 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $7.0M | 0.41% | 43,129 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-11-05 | $1.71B | 593 | 0001765690-26-000014 |
| 2026-06-30 | 2026-08-11 | $1.64B | 598 | 0001765690-26-000011 |
| 2026-03-31 | 2026-05-08 | $1.29B | 515 | 0001765690-26-000007 |
| 2025-12-31 | 2026-02-04 | $1.26B | 507 | 0001765690-26-000005 |
Filer Information
Address
2150 POST ROADFAIRFIELD, CT 06824
Phone
(203) 319-3554
Filing Manager
MONECO ADVISORS, LLC
FAIRFIELD, CT
Signatory
Allison Montanye
Director of Compliance & CCO