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Outlook Wealth Advisors, LLC — 13F Holdings & Portfolio

CIK 1767151 · latest 13F-HR filed 2026-08-03

Backtest portfolio

Outlook Wealth Advisors, LLC manages $462.7M in 13F-reported U.S. long-equity assets across 305 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are IVV (4.56%), VTV (3.96%), QQQ (3.86%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 29 new positions and exited 34; 165 existing positions rose in reported value and 44 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$462.7M

Long-equity book

Holdings
305

Distinct positions

Period
2026-06-30

Filed 2026-08-03

Q/Q Activity
+29 / −34 / ↑165 / ↓44

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
IVV4.6% · +1%VTV4.0% · +1%QQQ3.9% · -0%BSEP3.6% · +1%NVDA3.2% · -0%HYDB2.4% · -2%IJR2.4% · +1%QSPT2.4% · +1%IDV2.1% · +2%IEFA2.0% · +2%EMB1.7% · +2%EEM1.7% · +1%AAPL1.5% · -1%MAYW1.4% · newEFV1.2% · +2%FTXL1.2% · +2%IGSB1.2% · +1%SPY1.0% · +9%JANW1.0% · +0%JUNW0.9% · newLRCX0.9% · -7%ISHG0.9% · +2%QFLR0.8% · +3%GOOGL0.8% · -2%GMAY0.8% · newFEBW0.8% · newMSFT0.8% · -2%XOM0.8% · -7%DECW0.8% · +0%PDEC0.8% · +10%NJUL0.7% · +1%VUG0.7% · +505%JNJ0.7% · -0%ONEZ0.7% · +341%NJAN0.7% · +11%IYW0.6% · +3%PPA0.6% · +3%CPAI0.6% · +29%SPYM0.6% · +24%CVX0.6% · -1%RSP0.5% · +4%IGIB0.5% · +2%FFEB0.5% · -2%BILZ0.5% · +140%AVGO0.5% · -6%SNDK0.5% · +89%KNCT0.5% · newXLSR0.5% · -5%PTF0.5% · newVEA0.5% · +0%PKB0.5% · newVTI0.4% · +8%NAPR0.4% · -1%BNDX0.4% · -1%PJUL0.4% · 0%PJUN0.4% · +6%IAU0.4% · +1%CSCO0.4% · -1%FLOT0.4% · +0%ETV0.4% · +0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 30.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 6, 2026.

Assets Under Management
$593.7M
Discretionary
$593.7M
Employees
11
Accounts
2,461
Address
224 ED ENGLISH DR.
SUITE A
THE WOODLANDS, TX 77385
Phone
(281) 872-1515
Website
Name Title / Status Ownership Type
NEUENSCHWANDER, JAMES, ALLEN ControlPRESIDENT
since May 2018
25–50%Individual
NEUENSCHWANDER, MICHAEL, ALLEN ControlVICE PRESIDENT
since May 2018
Less than 5%Individual
OUTLOOK WEALTH FINANCIAL SERVICES, LLC ControlOWNER
since May 2018
75% or moreDomestic Entity
FLEMING, STACY, GRAVESCHIEF COMPLIANCE OFFICER
since Nov 2023
Less than 5%Individual
CAZARES, ELSA Control
Indirect owner via OUTLOOK WEALTH FINANCIAL SERVICES, LLC
MEMBER
since May 2018
General partner, trustee or managerIndividual
NEUENSCHWANDER, JAMES, ALLEN Control
Indirect owner via OUTLOOK WEALTH FINANCIAL SERVICES, LLC
MANAGING MEMBER
since May 2018
25–50%Individual
NEUENSCHWANDER, MICHAEL, ALLEN Control
Indirect owner via OUTLOOK WEALTH FINANCIAL SERVICES, LLC
MEMBER
since May 2018
25–50%Individual
Ownership & leadership changes · 6 filings with changes since May 29, 2018

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 6, 2026 filing
  • ChangedNEUENSCHWANDER, JAMES, ALLEN · indirect via OUTLOOK WEALTH FINANCIAL SERVICES, LLC: ownership 50–75% → 25–50%
Aug 26, 2025 filing
  • ChangedNEUENSCHWANDER, JAMES, ALLEN · ownership Less than 5% → 25–50%
Mar 14, 2024 filing
  • ChangedFLEMING, STACY, GRAVES · no longer a control person
Mar 13, 2024 filing
  • No longer listedSolomon, Fatina · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Aug 2023
  • AddedFLEMING, STACY, GRAVES · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Aug 3, 2023 filing
  • No longer listedCAZARES, ELSA · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since May 2018
  • AddedSolomon, Fatina · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 16, 2023 filing
  • ChangedNEUENSCHWANDER, JAMES, ALLEN · indirect via OUTLOOK WEALTH FINANCIAL SERVICES, LLC: ownership 75% or more → 50–75%
  • ChangedNEUENSCHWANDER, MICHAEL, ALLEN · indirect via OUTLOOK WEALTH FINANCIAL SERVICES, LLC: ownership General partner, trustee or manager → 25–50%
May 29, 2018 filing (earliest on record)
  • ListedCAZARES, ELSA · MEMBER · General partner, trustee or manager · indirect via OUTLOOK WEALTH FINANCIAL SERVICES, LLC · control person
  • ListedCAZARES, ELSA · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedNEUENSCHWANDER, JAMES, ALLEN · PRESIDENT · Less than 5% · control person
  • ListedNEUENSCHWANDER, JAMES, ALLEN · MANAGING MEMBER · 75% or more · indirect via OUTLOOK WEALTH FINANCIAL SERVICES, LLC · control person
  • ListedNEUENSCHWANDER, MICHAEL, ALLEN · MEMBER · General partner, trustee or manager · indirect via OUTLOOK WEALTH FINANCIAL SERVICES, LLC · control person
  • ListedNEUENSCHWANDER, MICHAEL, ALLEN · VICE PRESIDENT · Less than 5% · control person
  • ListedOUTLOOK WEALTH FINANCIAL SERVICES, LLC · OWNER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Outlook Wealth Advisors, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ISHARES TR IVV 464287200 $21.1M 4.56% 28,200 SH
2 VANGUARD INDEX FDS VTV 922908744 $18.3M 3.96% 84,073 SH
3 INVESCO QQQ TR QQQ 46090E103 $17.9M 3.86% 24,240 SH
4 INNOVATOR ETFS TRUST BSEP 45782C664 $16.9M 3.65% 320,071 SH
5 NVIDIA CORPORATION NVDA 67066G104 $14.7M 3.18% 73,506 SH
6 ISHARES TR HYDB 46435G250 $11.3M 2.45% 242,213 SH
7 ISHARES TR IJR 464287804 $11.1M 2.40% 74,930 SH
8 FIRST TR EXCHNG TRADED FD VI QSPT 33740U836 $10.9M 2.36% 313,875 SH
9 ISHARES TR IDV 464288448 $9.9M 2.14% 239,217 SH
10 ISHARES TR IEFA 46432F842 $9.2M 1.98% 95,081 SH
11 ISHARES TR EMB 464288281 $8.0M 1.72% 82,741 SH
12 ISHARES TR EEM 464287234 $7.8M 1.69% 114,378 SH
13 APPLE INC AAPL 037833100 $6.8M 1.46% 23,357 SH
14 AIM ETF PRODUCTS TRUST MAYW 00888H752 $6.6M 1.43% 190,171 SH
15 ISHARES TR EFV 464288877 $5.8M 1.25% 75,388 SH
16 FIRST TR EXCHANGE TRADED FD FTXL 33738R811 $5.7M 1.24% 20,140 SH
17 ISHARES TR IGSB 464288646 $5.6M 1.21% 107,144 SH
18 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $4.6M 1.00% 6,215 SH
19 AIM ETF PRODUCTS TRUST JANW 00888H802 $4.6M 0.99% 118,060 SH
20 AIM ETF PRODUCTS TRUST JUNW 00888H737 $4.3M 0.92% 123,684 SH
21 LAM RESEARCH CORP LRCX 512807306 $4.2M 0.90% 9,697 SH
22 ISHARES TR ISHG 464288125 $4.2M 0.90% 56,096 SH
23 INNOVATOR ETFS TRUST QFLR 45783Y681 $3.9M 0.84% 106,513 SH
24 ALPHABET INC GOOGL 02079K305 $3.9M 0.83% 10,782 SH
25 FIRST TR EXCHNG TRADED FD VI GMAY 33740F441 $3.9M 0.83% 89,510 SH
26 AIM ETF PRODUCTS TRUST FEBW 00888H786 $3.8M 0.83% 108,127 SH
27 MICROSOFT CORP MSFT 594918104 $3.8M 0.82% 10,227 SH
28 EXXON MOBIL CORP XOM 30231G102 $3.8M 0.82% 27,763 SH
29 AIM ETF PRODUCTS TRUST DECW 00888H794 $3.6M 0.78% 100,801 SH
30 INNOVATOR ETFS TRUST PDEC 45782C540 $3.5M 0.76% 76,508 SH
31 INNOVATOR ETFS TRUST NJUL 45782C276 $3.4M 0.74% 44,367 SH
32 VANGUARD INDEX FDS VUG 922908736 $3.3M 0.72% 38,812 SH
33 JOHNSON & JOHNSON JNJ 478160104 $3.2M 0.70% 12,759 SH
34 ELEVATION SERIES TRUST ONEZ 210322608 $3.2M 0.68% 115,043 SH
35 INNOVATOR ETFS TRUST NJAN 45782C466 $3.1M 0.67% 52,802 SH
36 ISHARES TR IYW 464287721 $3.0M 0.64% 11,758 SH
37 INVESCO EXCHANGE TRADED FD T PPA 46137V100 $2.9M 0.63% 16,557 SH
38 NORTHERN LTS FD TR III CPAI 66538R540 $2.9M 0.63% 55,979 SH
39 SPDR SERIES TRUST SPYM 78464A854 $2.6M 0.56% 29,453 SH
40 CHEVRON CORPORATION CVX 166764100 $2.6M 0.55% 15,430 SH
41 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $2.5M 0.55% 11,920 SH
42 ISHARES TR IGIB 464288638 $2.5M 0.53% 46,385 SH
43 FIRST TR EXCHNG TRADED FD VI FFEB 33740F763 $2.5M 0.53% 40,297 SH
44 PIMCO ETF TR BILZ 72201R577 $2.5M 0.53% 24,342 SH
45 BROADCOM INC AVGO 11135F101 $2.4M 0.53% 6,465 SH
46 SANDISK CORP SNDK 80004C200 $2.3M 0.50% 1,012 SH
47 INVESCO EXCHANGE TRADED FD T KNCT 46137V688 $2.3M 0.50% 10,875 SH
48 SSGA ACTIVE TR XLSR 78470P408 $2.3M 0.50% 35,414 SH
49 INVESCO EXCHANGE TRADED FD T PTF 46137V811 $2.2M 0.48% 16,214 SH
50 VANGUARD TAX-MANAGED FDS VEA 921943858 $2.2M 0.47% 30,507 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-03 $462.7M 305 0001767151-26-000003
2026-03-31 2026-04-17 $413.1M 310 0001767151-26-000002
2025-12-31 2026-02-11 $442.2M 298 0001767151-26-000001
Filer Information
Address
224 ED ENGLISH DRIVE, STE A
SHENANDOAH, TX 77385
Phone
(281) 872-1515
Filing Manager
Outlook Wealth Advisors, LLC
SHENANDOAH, TX
Signatory
Rodrigo Diaz
Compliance Analyst