Top Institutional Investors

Trek Financial, LLC — 13F Holdings & Portfolio

CIK 1768195 · latest 13F-HR filed 2026-10-29

Backtest portfolio

Trek Financial, LLC manages $2.16B in 13F-reported U.S. long-equity assets across 513 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are XLK (6.22%), SGOV (2.95%), IVV (2.43%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 86 new positions and exited 77; 163 existing positions rose in reported value and 132 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Loading holdings…
AUM
$2.16B

Long-equity book

Holdings
513

Distinct positions

Period
2026-09-30

Filed 2026-10-29

Q/Q Activity
+86 / −77 / ↑163 / ↓132

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
XLK6.2% · +5%SGOV2.9% · +51%IVV2.4% · -6%IUSB2.4% · +30%IALT2.0% · +463%VXX1.9% · newXLF1.7% · +19%XLV1.7% · +68%AAPL1.6% · -2%VOO1.6% · -21%MU1.5% · +23%IVW1.4% · +1%OILK1.4% · -30%DYNF1.4% · +4%IEMG1.2% · -38%IVE1.1% · +3%MSFT1.1% · +2%TWM1.0% · newIAUX1.0% · +1%NVDA0.9% · +19%XLI0.9% · -44%CORO0.9% · +70%BAI0.9% · -3%SPY0.8% · +11%CPA0.8% · +42%XLC0.8% · -6%IUSV0.8% · +315%VUG0.8% · -55%TSM0.7% · 0%KURE0.7% · newBIL0.7% · -0%XLE0.7% · -6%THRO0.7% · +74%URNM0.7% · +48%IEFA0.7% · -13%GVAL0.7% · +3%AMD0.7% · -0%PDBA0.7% · -16%BLCR0.6% · +48%XHE0.6% · newXLY0.6% · -50%AGI0.6% · newXBI0.6% · +106%DELL0.6% · +687%FNV0.6% · -15%ACWX0.6% · newTMDX0.6% · newSE0.5% · newGOVT0.5% · +10%DOCU0.5% · +0%EYLD0.5% · newTSLA0.5% · +128%EFG0.5% · -10%RIG0.5% · +1%DUST0.5% · newTLH0.5% · -11%ADBE0.5% · -33%BABA0.5% · +13%SPHY0.5% · newEWJ0.5% · +251%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

5 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 24.5%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Oct 20, 2026.

Assets Under Management
$2.82B
Discretionary
$2.82B
Employees
55
Accounts
10,768
Address
8355 EAST HARTFORD DRIVE
SUITE 105
SCOTTSDALE, AZ 85255
Phone
(480) 483-1510
Website
Name Title / Status Ownership Type
BIMSON, BENJAMIN, RYAN ControlCHIEF INVESTMENT OFFICER
since Jan 2018
25–50%Individual
YOUNG, JUSTIN, MICHAEL ControlCHIEF EXECUTIVE OFFICER
since Sep 2013
50–75%Individual
SHEA, THOMAS, EDWARDCHIEF COMPLIANCE OFFICER
since Apr 2017
Less than 5%Individual
Ownership & leadership changes · 15 filings with changes since Mar 28, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Nov 3, 2022 filing
  • No longer listedCAPTAIN, STEPHEN, CURTIS · VICE PRESIDENT · 10–25% · listed since Jan 1996
Mar 22, 2022 filing
  • No longer listedBAUER, ANDREA, WATKINS · CHIEF FINANCIAL OFFICER · Less than 5% · listed since Jun 2004
  • ChangedBIMSON, BENJAMIN, RYAN · ownership 10–25% → 25–50%
Jul 9, 2021 filing
  • No longer listedJOHNSON, MARK, ELMER · MEMBER · Less than 5% · listed since Aug 2003
Jul 21, 2020 filing
  • ChangedCAPTAIN, STEPHEN, CURTIS · no longer a control person
Jun 30, 2020 filing
  • No longer listedBAUER, KEVIN, G · PRESIDENT · 25–50% · control person · listed since Jan 1996
  • ChangedBIMSON, BENJAMIN, RYAN · title MEMBER → CHIEF INVESTMENT OFFICER; ownership 5–10% → 10–25%; now a control person
  • ChangedYOUNG, JUSTIN, MICHAEL · ownership 10–25% → 50–75%
Sep 10, 2018 filing
  • No longer listedCARROLL, DAVID, DUNCAN · MEMBER · Less than 5% · listed since Jan 2018
Mar 30, 2018 filing
  • AddedBIMSON, BENJAMIN, RYAN · MEMBER · 5–10%
  • ChangedBAUER, KEVIN, G · ownership 50–75% → 25–50%
  • ChangedCARROLL, DAVID, DUNCAN · title CHIEF INVESTMENT OFFICER → MEMBER
Jan 9, 2018 filing
  • ChangedJOHNSON, MARK, ELMER · title SHAREHOLDER → MEMBER
Apr 3, 2017 filing
  • No longer listedEVANS, ARDALA, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Aug 2015
  • AddedSHEA, THOMAS, EDWARD · CHIEF COMPLIANCE OFFICER · Less than 5%
Nov 9, 2015 filing
  • No longer listedBRAY, COUNTRY · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since May 2012
  • AddedEVANS, ARDALA, MARIE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Older changes (6 more filings)
Nov 17, 2014 filing
  • ChangedCAPTAIN, STEPHEN, CURTIS · ownership 25–50% → 10–25%
  • ChangedJOHNSON, MARK, ELMER · ownership 5–10% → Less than 5%
  • ChangedYOUNG, JUSTIN, MICHAEL · ownership Less than 5% → 10–25%; now a control person
Oct 29, 2014 filing
  • ChangedBAUER, ANDREA, WATKINS · no longer a control person
  • ChangedBRAY, COUNTRY · no longer a control person
  • ChangedCARROLL, DAVID, DUNCAN · no longer a control person
  • ChangedJOHNSON, MARK, ELMER · title GENERAL PARTNER → SHAREHOLDER
Mar 27, 2014 filing
  • AddedYOUNG, JUSTIN, MICHAEL · CHIEF EXECUTIVE OFFICER · Less than 5%
Aug 28, 2012 filing
  • ChangedBAUER, ANDREA, WATKINS · title CFO → CHIEF FINANCIAL OFFICER
Jun 7, 2012 filing
  • AddedBRAY, COUNTRY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedCARROLL, DAVID, DUNCAN · title CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER → CHIEF INVESTMENT OFFICER
Mar 28, 2012 filing (earliest on record)
  • ListedBAUER, ANDREA, WATKINS · CFO · Less than 5% · control person
  • ListedBAUER, KEVIN, G · PRESIDENT · 50–75% · control person
  • ListedCAPTAIN, STEPHEN, CURTIS · VICE PRESIDENT · 25–50% · control person
  • ListedCARROLL, DAVID, DUNCAN · CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedJOHNSON, MARK, ELMER · GENERAL PARTNER · 5–10%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Top Adds (vs prior quarter)

Show all 163 →

Top Trims

Show all 132 →

New Positions

Show all 86 →

Exited Positions

Show all 77 →

Trek Financial, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 SELECT SECTOR SPDR TR XLK 81369Y803 $134.3M 6.22% 686,325 SH
2 ISHARES TR SGOV 46436E718 $63.6M 2.95% 631,624 SH
3 ISHARES TR IVV 464287200 $52.6M 2.43% 68,642 SH
4 ISHARES TR IUSB 46434V613 $51.9M 2.40% 1,176,990 SH
5 BLACKROCK ETF TRUST IALT 09290C665 $43.9M 2.03% 1,470,116 SH
6 BARCLAYS BANK PLC VXX 06748M196 $40.2M 1.86% 2,285,382 SH
7 SELECT SECTOR SPDR TR XLF 81369Y605 $37.6M 1.74% 704,710 SH
8 SELECT SECTOR SPDR TR XLV 81369Y209 $36.1M 1.67% 214,481 SH
9 APPLE INC AAPL 037833100 $34.4M 1.59% 103,170 SH
10 VANGUARD INDEX FDS VOO 922908363 $33.5M 1.55% 47,772 SH
11 MICRON TECHNOLOGY INC MU 595112103 $31.4M 1.45% 29,481 SH
12 ISHARES TR IVW 464287309 $30.7M 1.42% 216,101 SH
13 PROSHARES TR OILK 74347G804 $30.0M 1.39% 516,609 SH
14 BLACKROCK ETF TRUST DYNF 09290C103 $29.6M 1.37% 427,775 SH
15 ISHARES INC IEMG 46434G103 $26.0M 1.20% 319,932 SH
16 ISHARES TR IVE 464287408 $24.0M 1.11% 105,033 SH
17 MICROSOFT CORP MSFT 594918104 $22.9M 1.06% 44,657 SH
18 PROSHARES TR TWM 74347G168 $21.5M 1.00% 890,323 SH
19 I-80 GOLD CORP IAUX 44955L106 $20.6M 0.95% 12,388,936 SH
20 NVIDIA CORPORATION NVDA 67066G104 $20.3M 0.94% 88,695 SH
21 SELECT SECTOR SPDR TR XLI 81369Y704 $20.0M 0.93% 119,951 SH
22 BLACKROCK ETF TRUST CORO 09290C764 $18.8M 0.87% 517,418 SH
23 BLACKROCK ETF TRUST BAI 09290C780 $18.5M 0.86% 391,877 SH
24 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $18.1M 0.84% 23,704 SH
25 COPA HOLDINGS SA CPA P31076105 $17.3M 0.80% 131,163 SH
26 SELECT SECTOR SPDR TR XLC 81369Y852 $17.1M 0.79% 153,952 SH
27 ISHARES TR IUSV 464287663 $16.8M 0.78% 152,072 SH
28 VANGUARD INDEX FDS VUG 922908736 $16.7M 0.77% 184,789 SH
29 TAIWAN SEMICONDUCTOR MANUFAC TSM 874039100 $16.1M 0.75% 35,276 SH
30 KRANESHARES TRUST KURE 500767835 $15.8M 0.73% 819,686 SH
31 SPDR SERIES TRUST BIL 78468R663 $15.6M 0.72% 170,032 SH
32 SELECT SECTOR SPDR TR XLE 81369Y506 $15.3M 0.71% 247,998 SH
33 BLACKROCK ETF TRUST THRO 09290C806 $14.9M 0.69% 339,474 SH
34 SPROTT FDS TR URNM 85208P303 $14.7M 0.68% 309,713 SH
35 ISHARES TR IEFA 46432F842 $14.6M 0.68% 151,177 SH
36 CAMBRIA ETF TR GVAL 132061409 $14.4M 0.67% 380,000 SH
37 ADVANCED MICRO DEVICES INC AMD 007903107 $14.2M 0.66% 23,272 SH
38 INVESCO ACTVELY MNGD ETC FD PDBA 46090F308 $14.1M 0.65% 376,365 SH
39 BLACKROCK ETF TRUST BLCR 09290C855 $13.9M 0.65% 284,750 SH
40 SPDR SERIES TRUST XHE 78464A581 $13.9M 0.64% 153,129 SH
41 SELECT SECTOR SPDR TR XLY 81369Y407 $13.8M 0.64% 126,748 SH
42 ALAMOS GOLD INC AGI 011532108 $13.1M 0.61% 404,673 SH
43 SPDR SERIES TRUST XBI 78464A870 $12.7M 0.59% 80,717 SH
44 DELL TECHNOLOGIES INC DELL 24703L202 $12.3M 0.57% 22,819 SH
45 FRANCO NEV CORP FNV 351858105 $12.2M 0.56% 51,106 SH
46 ISHARES TR ACWX 464288240 $12.2M 0.56% 160,814 SH
47 TRANSMEDICS GROUP INC TMDX 89377M109 $12.0M 0.56% 143,667 SH
48 SEA LTD SE 81141R100 $11.8M 0.55% 121,653 SH
49 ISHARES TR GOVT 46429B267 $11.8M 0.54% 537,520 SH
50 DOCUSIGN INC DOCU 256163106 $11.6M 0.53% 172,005 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-29 $2.16B 513 0001104659-26-120037
2026-06-30 2026-08-13 $2.01B 504 0001104659-26-095623
2026-03-31 2026-05-13 $1.88B 472 0001104659-26-059964
2025-12-31 2026-02-04 $1.73B 449 0001104659-26-010107
2025-09-30 2025-10-31 $1.68B 437 0001104659-25-104735
Filer Information
Address
8355 EAST HARTFORD DRIVE SUITE 105
SCOTTSDALE, AZ 85255
Phone
(480) 483-1510
Filing Manager
Trek Financial, LLC
Scottsdale, AZ
Signatory
Thomas Shea
CCO