Top Institutional Investors

Joseph P. Lucia & Associates, LLC — 13F Holdings & Portfolio

CIK 1775391 · latest 13F-HR filed 2026-08-07

Backtest portfolio

Joseph P. Lucia & Associates, LLC manages $332.6M in 13F-reported U.S. long-equity assets across 188 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are SMH (7.01%), AAPL (3.99%), NVDA (3.31%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 20 new positions, exited 1, added to 99, and trimmed 31.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
3505 HILL BLVD.
SUITE J
YORKTOWN HEIGHTS, NY 10598
Phone
(914) 352-6600
Filing Manager
Joseph P. Lucia & Associates, LLC
Yorktown Heights, NY
Signatory
Joseph P. Lucia
President/Chief Compliance Officer
Loading holdings…
AUM

$332.6M

Long-equity book

Holdings

188

Distinct positions

Period

2026-06-30

Filed 2026-08-07

Q/Q Activity

+20 / −1 / ↑99 / ↓31

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • VANECK ETF TRUST$9.5M +69.0%
  • INVESCO EXCHANGE TRADED FD T$2.6M +40.1%
  • SELECT SECTOR SPDR TR$2.4M +41.2%
  • INVESCO QQQ TR$2.0M +35.2%
  • ISHARES TR$1.8M +94.1%
Show all 99 →

Top Trims

  • SELECT SECTOR SPDR TR-$782.5K -16.2%
  • ISHARES TR-$743.2K -42.5%
  • INVESCO EXCHANGE TRADED FD T-$346.8K -12.1%
  • EXXON MOBIL CORP-$187.9K -21.0%
  • SPDR GOLD TR-$180.7K -20.1%
Show all 31 →

New Positions

  • FRANKLIN TEMPLETON ETF TR$1.2M
  • TEMA ETF TRUST$533.2K
  • GOLDMAN SACHS ETF TR$481.2K
  • ROUNDHILL ETF TRUST$423.9K
  • PALO ALTO NETWORKS INC$380.2K
Show all 20 →

Exited Positions

  • THE CIGNA GROUP$200.1K
Show all 1 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANECK ETF TRUST SMH 92189F676 $23.3M 7.01% 35,559 SH
2 APPLE INC AAPL 037833100 $13.3M 3.99% 45,874 SH
3 NVIDIA CORPORATION NVDA 67066G104 $11.0M 3.31% 55,049 SH
4 SCHWAB STRATEGIC TR SCHB 808524102 $10.2M 3.07% 352,641 SH
5 INVESCO EXCHANGE TRADED FD T RSPT 46137V282 $9.2M 2.77% 143,025 SH
6 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $8.9M 2.68% 11,909 SH
7 PROSHARES TR NOBL 74348A467 $8.7M 2.62% 154,967 SH
8 AMAZON COM INC AMZN 023135106 $8.6M 2.59% 36,128 SH
9 SELECT SECTOR SPDR TR XLK 81369Y803 $8.1M 2.43% 42,378 SH
10 INVESCO QQQ TR QQQ 46090E103 $7.7M 2.30% 10,378 SH
11 SCHWAB STRATEGIC TR SCHG 808524300 $7.5M 2.25% 220,706 SH
12 BLACKROCK ETF TRUST II BINC 092528603 $7.1M 2.13% 135,438 SH
13 SCHWAB STRATEGIC TR SCHD 808524797 $6.7M 2.03% 212,780 SH
14 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $6.5M 1.96% 30,687 SH
15 ISHARES TR AGG 464287226 $6.2M 1.87% 62,691 SH
16 INVESCO EXCHANGE TRADED FD T RSPF 46137V340 $6.1M 1.84% 78,992 SH
17 ISHARES TR DVY 464287168 $5.7M 1.71% 36,386 SH
18 J P MORGAN EXCHANGE TRADED F JEPI 46641Q332 $5.5M 1.64% 96,503 SH
19 ISHARES TR LQD 464287242 $5.0M 1.49% 45,485 SH
20 SELECT SECTOR SPDR TR XLF 81369Y605 $4.9M 1.47% 90,938 SH
21 AMPLIFY ETF TR HACK 032108664 $4.8M 1.43% 45,467 SH
22 VANGUARD INDEX FDS VOO 922908363 $4.4M 1.33% 6,440 SH
23 SELECT SECTOR SPDR TR XLE 81369Y506 $4.0M 1.21% 76,024 SH
24 SELECT SECTOR SPDR TR XLI 81369Y704 $3.8M 1.14% 20,408 SH
25 INVESCO EXCHANGE TRADED FD T RSPH 46137V332 $3.7M 1.12% 112,545 SH
26 ISHARES TR SOXX 464287523 $3.6M 1.09% 5,668 SH
27 SELECT SECTOR SPDR TR XLV 81369Y209 $3.2M 0.97% 20,408 SH
28 VANGUARD SPECIALIZED FUNDS VIG 921908844 $3.0M 0.92% 12,868 SH
29 SCHWAB STRATEGIC TR SCHA 808524607 $3.0M 0.91% 83,638 SH
30 INVESCO EXCHANGE TRADED FD T RSPN 46137V324 $3.0M 0.91% 47,088 SH
31 VANGUARD INDEX FDS VB 922908751 $2.9M 0.88% 9,643 SH
32 VANGUARD BD INDEX FDS BIV 921937819 $2.9M 0.88% 38,098 SH
33 SELECT SECTOR SPDR TR XLU 81369Y886 $2.9M 0.87% 63,877 SH
34 VANGUARD INDEX FDS VOT 922908538 $2.9M 0.87% 9,434 SH
35 SELECT SECTOR SPDR TR XLB 81369Y100 $2.9M 0.87% 56,629 SH
36 SCHWAB STRATEGIC TR SCHX 808524201 $2.8M 0.84% 94,370 SH
37 SCHWAB STRATEGIC TR SCHM 808524508 $2.5M 0.76% 68,648 SH
38 ALPS ETF TR SDOG 00162Q858 $2.5M 0.76% 37,026 SH
39 INVESCO EXCHANGE TRADED FD T RSPG 46137V365 $2.5M 0.76% 25,677 SH
40 META PLATFORMS INC META 30303M102 $2.5M 0.75% 4,433 SH
41 ALPHABET INC GOOGL 02079K305 $2.5M 0.75% 6,938 SH
42 J P MORGAN EXCHANGE TRADED F JEPQ 46654Q203 $2.5M 0.74% 40,202 SH
43 GLOBAL X FDS QYLD 37954Y483 $2.4M 0.71% 128,483 SH
44 AMERICAN CENTY ETF TR AVUV 025072877 $2.3M 0.70% 18,617 SH
45 AIM ETF PRODUCTS TRUST APRW 00888H208 $2.3M 0.70% 62,250 SH
46 FRANKLIN ETF TR FTSD 353506108 $2.3M 0.69% 25,425 SH
47 ISHARES TR EMB 464288281 $2.3M 0.68% 23,412 SH
48 AIM ETF PRODUCTS TRUST JANW 00888H802 $1.7M 0.52% 44,755 SH
49 ISHARES TR ITA 464288760 $1.7M 0.50% 6,855 SH
50 AMERICAN CENTY ETF TR SDSI 025072257 $1.6M 0.49% 31,412 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-07 $332.6M 188 0001172661-26-003168
2026-03-31 2026-05-15 $279.7M 169 0001172661-26-002008
2025-12-31 2026-01-28 $277.3M 166 0001172661-26-000357
2025-09-30 2025-10-20 $265.1M 161 0001172661-25-004332