Joseph P. Lucia & Associates, LLC — 13F Holdings & Portfolio
CIK 1775391 · latest 13F-HR filed 2026-05-15
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$279.7M
Long-equity book
Holdings
169
Distinct positions
Period
2026-03-31
Filed 2026-05-15
Q/Q Activity
+11 / −8 / ↑43 / ↓59
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SELECT SECTOR SPDR TR$1.7M +53.4%
- ISHARES TR$1.4M +655.9%
- SCHWAB STRATEGIC TR$851.0K +17.8%
- GOLDMAN SACHS ETF TR$778.2K +131.0%
- ISHARES TR$761.7K +15.2%
Top Trims
- APPLE INC-$1.2M -9.1%
- SCHWAB STRATEGIC TR-$908.9K -12.1%
- SELECT SECTOR SPDR TR-$632.0K -10.0%
- AMAZON COM INC-$630.5K -7.7%
- INVESCO EXCHANGE TRADED FD T-$625.1K -10.0%
New Positions
- RBB FUND TRUST$468.3K
- VANECK ETF TRUST$298.4K
- VERTIV HOLDINGS CO$252.6K
- GLOBAL X FDS$252.5K
- TAIWAN SEMICONDUCTOR MANUFAC$251.2K
Exited Positions
- MEDTRONIC PLC$253.8K
- BANK AMERICA CORP$231.1K
- GE AEROSPACE$209.9K
- PALO ALTO NETWORKS INC$205.4K
- VANGUARD INDEX FDS$202.8K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANECK ETF TRUST | SMH | 92189F676 | $13.8M | 4.93% | 35,988 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $11.8M | 4.20% | 46,299 | SH |
| 3 | NVIDIA CORPORATION | NVDA | 67066G104 | $9.7M | 3.47% | 55,591 | SH |
| 4 | SCHWAB STRATEGIC TR | SCHB | 808524102 | $8.5M | 3.05% | 339,416 | SH |
| 5 | PROSHARES TR | NOBL | 74348A467 | $8.3M | 2.96% | 78,021 | SH |
| 6 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $7.7M | 2.74% | 11,777 | SH |
| 7 | AMAZON COM INC | AMZN | 023135106 | $7.5M | 2.70% | 36,232 | SH |
| 8 | BLACKROCK ETF TRUST II | BINC | 092528603 | $7.1M | 2.52% | 135,898 | SH |
| 9 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $6.6M | 2.36% | 226,289 | SH |
| 10 | INVESCO EXCHANGE TRADED FD T | RSPT | 46137V282 | $6.6M | 2.35% | 145,513 | SH |
| 11 | ISHARES TR | AGG | 464287226 | $5.8M | 2.06% | 58,156 | SH |
| 12 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $5.7M | 2.04% | 43,023 | SH |
| 13 | INVESCO QQQ TR | QQQ | 46090E103 | $5.7M | 2.02% | 9,804 | SH |
| 14 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $5.6M | 2.02% | 183,908 | SH |
| 15 | INVESCO EXCHANGE TRADED FD T | RSPF | 46137V340 | $5.6M | 2.01% | 78,825 | SH |
| 16 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $5.6M | 2.00% | 29,147 | SH |
| 17 | SELECT SECTOR SPDR TR | XLE | 81369Y506 | $4.8M | 1.72% | 78,683 | SH |
| 18 | ISHARES TR | DVY | 464287168 | $4.8M | 1.70% | 31,425 | SH |
| 19 | ISHARES TR | LQD | 464287242 | $4.7M | 1.67% | 42,774 | SH |
| 20 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $4.4M | 1.57% | 77,424 | SH |
| 21 | SELECT SECTOR SPDR TR | XLF | 81369Y605 | $4.0M | 1.45% | 82,015 | SH |
| 22 | AMPLIFY ETF TR | HACK | 032108664 | $3.4M | 1.22% | 45,477 | SH |
| 23 | INVESCO EXCHANGE TRADED FD T | RSPH | 46137V332 | $3.4M | 1.22% | 112,720 | SH |
| 24 | VANGUARD BD INDEX FDS | BIV | 921937819 | $3.0M | 1.09% | 39,366 | SH |
| 25 | SELECT SECTOR SPDR TR | XLV | 81369Y209 | $3.0M | 1.08% | 20,535 | SH |
| 26 | INVESCO EXCHANGE TRADED FD T | RSPG | 46137V365 | $2.9M | 1.02% | 26,145 | SH |
| 27 | VANGUARD INDEX FDS | VOO | 922908363 | $2.8M | 1.00% | 4,659 | SH |
| 28 | SELECT SECTOR SPDR TR | XLU | 81369Y886 | $2.8M | 0.98% | 60,018 | SH |
| 29 | INVESCO EXCHANGE TRADED FD T | RSPN | 46137V324 | $2.7M | 0.98% | 47,588 | SH |
| 30 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $2.6M | 0.94% | 12,275 | SH |
| 31 | META PLATFORMS INC | META | 30303M102 | $2.6M | 0.94% | 4,582 | SH |
| 32 | SCHWAB STRATEGIC TR | SCHX | 808524201 | $2.6M | 0.92% | 100,569 | SH |
| 33 | VANGUARD INDEX FDS | VB | 922908751 | $2.6M | 0.92% | 9,782 | SH |
| 34 | SELECT SECTOR SPDR TR | XLB | 81369Y100 | $2.6M | 0.91% | 51,143 | SH |
| 35 | VANGUARD INDEX FDS | VOT | 922908538 | $2.5M | 0.89% | 9,622 | SH |
| 36 | SCHWAB STRATEGIC TR | SCHA | 808524607 | $2.4M | 0.87% | 83,758 | SH |
| 37 | ALPS ETF TR | SDOG | 00162Q858 | $2.4M | 0.87% | 37,238 | SH |
| 38 | FRANKLIN ETF TR | FTSD | 353506108 | $2.3M | 0.84% | 25,763 | SH |
| 39 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $2.3M | 0.81% | 14,095 | SH |
| 40 | GLOBAL X FDS | QYLD | 37954Y483 | $2.2M | 0.78% | 126,741 | SH |
| 41 | SCHWAB STRATEGIC TR | SCHM | 808524508 | $2.1M | 0.76% | 68,648 | SH |
| 42 | ALPHABET INC | GOOGL | 02079K305 | $2.1M | 0.74% | 7,162 | SH |
| 43 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $2.1M | 0.74% | 18,640 | SH |
| 44 | J P MORGAN EXCHANGE TRADED F | JEPQ | 46654Q203 | $2.0M | 0.71% | 35,762 | SH |
| 45 | ISHARES TR | SOXX | 464287523 | $1.9M | 0.67% | 5,693 | SH |
| 46 | ISHARES TR | TLT | 464287432 | $1.8M | 0.63% | 20,188 | SH |
| 47 | AIM ETF PRODUCTS TRUST | APRW | 00888H208 | $1.7M | 0.61% | 48,532 | SH |
| 48 | AIM ETF PRODUCTS TRUST | JANW | 00888H802 | $1.6M | 0.58% | 44,755 | SH |
| 49 | ISHARES TR | EMB | 464288281 | $1.6M | 0.57% | 16,946 | SH |
| 50 | VANECK ETF TRUST | PFXF | 92189F429 | $1.5M | 0.54% | 85,884 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-05-15 | $279.7M | 169 | 0001172661-26-002008 |
| 2025-12-31 | 2026-01-28 | $277.3M | 166 | 0001172661-26-000357 |
| 2025-09-30 | 2025-10-20 | $265.1M | 161 | 0001172661-25-004332 |