LifeSteps Financial, Inc. — 13F Holdings & Portfolio
CIK 1801373 · latest 13F-HR filed 2026-04-22
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$157.9M
Long-equity book
Holdings
97
Distinct positions
Period
2026-03-31
Filed 2026-04-22
Q/Q Activity
+8 / −1 / ↑22 / ↓41
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES S&P SMALL-CAP 600 VALUE ETF$584.6K +25.6%
- SCHWAB US DIVIDEND EQUITY ETF$583.7K +18.7%
- EXXON MOBIL CORP COM$516.6K +34.2%
- ISHARES CORE S&P MID-CAP ETF$472.5K +11.3%
- STATE STREET SPDR S&P DIVIDEND ETF$457.4K +11.3%
Top Trims
- MICROSOFT CORP COM-$1.5M -21.6%
- NVIDIA CORPORATION COM-$783.3K -8.4%
- APPLE INC COM-$511.7K -6.8%
- VANGUARD GROWTH ETF-$497.9K -25.9%
- STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF-$472.0K -11.4%
New Positions
- DIMENSIONAL WORLD EX U.S. CORE EQUITY 2 ETF$1.3M
- DIMENSIONAL U.S. EQUITY MARKET ETF$1.2M
- DIMENSIONAL US LARGE CAP VALUE ETF$1.0M
- DIMENSIONAL CORE FIXED INCOME ETF$290.3K
- BANK AMERICA CORP 7.25CNV PFD L$241.1K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STREET SPDR S&P 500 ETF | SPY | 78462F103 | $23.6M | 14.92% | 36,235 | SH |
| 2 | INVESCO QQQ TRUST SERIES I | QQQ | 46090E103 | $23.5M | 14.89% | 40,747 | SH |
| 3 | NVIDIA CORPORATION COM | NVDA | 67066G104 | $8.5M | 5.39% | 48,795 | SH |
| 4 | APPLE INC COM | AAPL | 037833100 | $7.0M | 4.44% | 27,647 | SH |
| 5 | MICROSOFT CORP COM | MSFT | 594918104 | $5.3M | 3.34% | 14,258 | SH |
| 6 | VANGUARD VALUE ETF | VTV | 922908744 | $4.8M | 3.03% | 24,366 | SH |
| 7 | ISHARES CORE S&P MID-CAP ETF | IJH | 464287507 | $4.7M | 2.95% | 69,056 | SH |
| 8 | STATE STREET SPDR S&P DIVIDEND ETF | SDY | 78464A763 | $4.5M | 2.85% | 30,836 | SH |
| 9 | VANGUARD HIGH DIVIDEND YIELD INDEX ETF | VYM | 921946406 | $4.3M | 2.71% | 28,904 | SH |
| 10 | SCHWAB US DIVIDEND EQUITY ETF | SCHD | 808524797 | $3.7M | 2.35% | 121,004 | SH |
| 11 | STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF | XLK | 81369Y803 | $3.7M | 2.33% | 27,711 | SH |
| 12 | JPMORGAN CHASE & CO COM | JPM | 46625H100 | $3.1M | 1.93% | 10,381 | SH |
| 13 | SCHWAB U.S. MID-CAP ETF | SCHM | 808524508 | $3.0M | 1.91% | 97,205 | SH |
| 14 | ISHARES S&P SMALL-CAP 600 VALUE ETF | IJS | 464287879 | $2.9M | 1.82% | 24,241 | SH |
| 15 | ISHARES RUSSELL 2000 ETF | IWM | 464287655 | $2.8M | 1.80% | 11,434 | SH |
| 16 | US BANCORP COM NEW | USB | 902973304 | $2.6M | 1.66% | 50,379 | SH |
| 17 | AMAZON COM INC COM | AMZN | 023135106 | $2.2M | 1.38% | 10,486 | SH |
| 18 | EXXON MOBIL CORP COM | XOM | 30231G102 | $2.0M | 1.28% | 11,948 | SH |
| 19 | COSTCO WHOLESALE CORPORATION COM | COST | 22160K105 | $1.6M | 1.03% | 1,638 | SH |
| 20 | ABBVIE INC COM | ABBV | 00287Y109 | $1.6M | 1.00% | 7,288 | SH |
| 21 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK.B | 084670702 | $1.5M | 0.93% | 3,075 | SH |
| 22 | HOME DEPOT INC COM | HD | 437076102 | $1.4M | 0.92% | 4,401 | SH |
| 23 | VANGUARD GROWTH ETF | VUG | 922908736 | $1.4M | 0.90% | 3,257 | SH |
| 24 | WALMART INC COM | WMT | 931142103 | $1.4M | 0.88% | 11,167 | SH |
| 25 | ISHARES S&P 500 GROWTH ETF | IVW | 464287309 | $1.3M | 0.83% | 11,534 | SH |
| 26 | DIMENSIONAL WORLD EX U.S. CORE EQUITY 2 ETF | DFAX | 25434V880 | $1.3M | 0.82% | 38,283 | SH |
| 27 | VANGUARD MEGA CAP GROWTH ETF | MGK | 921910816 | $1.3M | 0.81% | 3,496 | SH |
| 28 | CATERPILLAR INC COM | CAT | 149123101 | $1.2M | 0.78% | 1,732 | SH |
| 29 | DIMENSIONAL U.S. EQUITY MARKET ETF | DFUS | 25434V401 | $1.2M | 0.73% | 16,282 | SH |
| 30 | WELLS FARGO & CO COM | WFC | 949746101 | $1.1M | 0.70% | 13,888 | SH |
| 31 | COCA COLA CO COM | KO | 191216100 | $1.1M | 0.69% | 14,226 | SH |
| 32 | ALPHABET INC CAP STK CL C | GOOG | 02079K107 | $1.1M | 0.67% | 3,707 | SH |
| 33 | DIMENSIONAL US LARGE CAP VALUE ETF | DFLV | 25434V666 | $1.0M | 0.64% | 28,439 | SH |
| 34 | JOHNSON & JOHNSON COM | JNJ | 478160104 | $1.0M | 0.64% | 4,128 | SH |
| 35 | TESLA INC COM | TSLA | 88160R101 | $965.8K | 0.61% | 2,598 | SH |
| 36 | CHEVRON CORPORATION COM | CVX | 166764100 | $893.1K | 0.57% | 4,317 | SH |
| 37 | NEXTERA ENERGY INC COM | NEE | 65339F101 | $883.4K | 0.56% | 9,511 | SH |
| 38 | AUTOMATIC DATA PROCESSING INC COM | ADP | 053015103 | $863.0K | 0.55% | 4,247 | SH |
| 39 | EMERSON ELEC CO COM | EMR | 291011104 | $751.9K | 0.48% | 5,739 | SH |
| 40 | ILLINOIS TOOL WKS INC COM | ITW | 452308109 | $691.9K | 0.44% | 2,658 | SH |
| 41 | SCHWAB U.S. LARGE-CAP GROWTH ETF | SCHG | 808524300 | $679.4K | 0.43% | 23,325 | SH |
| 42 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $667.7K | 0.42% | 2,322 | SH |
| 43 | ASML HLDG NV N Y REGISTRY SHS | ASML | N07059210 | $627.4K | 0.40% | 475 | SH |
| 44 | MASTERCARD INCORPORATED CL A | MA | 57636Q104 | $625.0K | 0.40% | 1,251 | SH |
| 45 | META PLATFORMS INC CL A | META | 30303M102 | $588.7K | 0.37% | 1,029 | SH |
| 46 | PROCTER & GAMBLE CO COM | PG | 742718109 | $585.6K | 0.37% | 4,054 | SH |
| 47 | VANGUARD S&P 500 ETF | VOO | 922908363 | $579.0K | 0.37% | 969 | SH |
| 48 | CISCO SYS INC COM | CSCO | 17275R102 | $553.8K | 0.35% | 7,137 | SH |
| 49 | ISHARES MSCI USA MIN VOL FACTOR ETF | USMV | 46429B697 | $539.9K | 0.34% | 5,822 | SH |
| 50 | NETFLIX INC. COM | NFLX | 64110L106 | $506.6K | 0.32% | 5,269 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-22 | $157.9M | 97 | 0001801373-26-000002 |
| 2025-12-31 | 2026-01-28 | $156.3M | 90 | 0001801373-26-000001 |