Richard P Slaughter Associates Inc — 13F Holdings & Portfolio
CIK 1811783 · latest 13F-HR filed 2026-04-13
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$462.7M
Long-equity book
Holdings
99
Distinct positions
Period
2026-03-31
Filed 2026-04-13
Q/Q Activity
+4 / −15 / ↑24 / ↓42
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES TR$7.5M +19.8%
- FIDELITY COVINGTON TRUST$5.7M +14.0%
- ISHARES INC$2.7M +33.5%
- COLUMBIA ETF TR II$1.4M +19.1%
- EXXON MOBIL CORP$1.3M +52.6%
Top Trims
- ISHARES TR-$7.6M -17.6%
- MICROSOFT CORP-$5.8M -58.6%
- GOLDMAN SACHS ETF TR-$2.0M -9.6%
- AMAZON COM INC-$1.9M -37.1%
- META PLATFORMS INC-$1.6M -51.6%
New Positions
- SCHWAB STRATEGIC TR$4.8M
- T ROWE PRICE ETF INC$2.3M
- SELECT SECTOR SPDR TR$250.4K
- SCHWAB STRATEGIC TR$247.8K
Exited Positions
- PGIM ROCK ETF TR$13.0M
- CATALYST PHARMACEUTICALS INC$491.0K
- PALANTIR TECHNOLOGIES INC$453.3K
- INNOVATOR ETFS TRUST$412.6K
- VANECK ETF TRUST$401.2K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | J P MORGAN EXCHANGE TRADED F | JIRE | 46641Q134 | $58.5M | 12.65% | 772,797 | SH |
| 2 | FIDELITY COVINGTON TRUST | FMDE | 31609A503 | $46.7M | 10.10% | 1,299,753 | SH |
| 3 | ISHARES TR | IWX | 464289420 | $45.3M | 9.79% | 488,545 | SH |
| 4 | ISHARES TR | IWY | 464289438 | $35.5M | 7.66% | 142,511 | SH |
| 5 | NEOS ETF TRUST | CSHI | 78433H501 | $34.4M | 7.43% | 691,026 | SH |
| 6 | ANGEL OAK FUNDS TRUST | UYLD | 03463K752 | $34.3M | 7.42% | 672,971 | SH |
| 7 | GOLDMAN SACHS ETF TR | GSSC | 381430602 | $18.4M | 3.97% | 246,290 | SH |
| 8 | GLOBAL X FDS | AIQ | 37954Y632 | $12.9M | 2.79% | 277,008 | SH |
| 9 | APPLE INC | AAPL | 037833100 | $12.4M | 2.68% | 48,931 | SH |
| 10 | ISHARES INC | IEMG | 46434G103 | $10.8M | 2.32% | 154,132 | SH |
| 11 | NVIDIA CORPORATION | NVDA | 67066G104 | $8.7M | 1.89% | 50,026 | SH |
| 12 | COLUMBIA ETF TR II | XCEM | 19762B202 | $8.6M | 1.86% | 210,592 | SH |
| 13 | ISHARES TR | IQLT | 46434V456 | $8.4M | 1.81% | 180,877 | SH |
| 14 | FIRST TR EXCHANGE-TRADED FD | GRID | 33737A108 | $7.9M | 1.71% | 48,360 | SH |
| 15 | VANGUARD WORLD FD | MGK | 921910816 | $7.2M | 1.55% | 19,509 | SH |
| 16 | ALPHABET INC | GOOG | 02079K107 | $5.4M | 1.16% | 18,731 | SH |
| 17 | WORLD GOLD TR | GLDM | 98149E303 | $5.3M | 1.14% | 57,099 | SH |
| 18 | SCHWAB STRATEGIC TR | FNDF | 808524755 | $4.8M | 1.04% | 98,674 | SH |
| 19 | J P MORGAN EXCHANGE TRADED F | JMST | 46641Q654 | $4.8M | 1.04% | 94,331 | SH |
| 20 | ISHARES U S ETF TR | MEAR | 46431W838 | $4.8M | 1.04% | 95,450 | SH |
| 21 | ISHARES TR | IWM | 464287655 | $4.5M | 0.97% | 18,117 | SH |
| 22 | MICROSOFT CORP | MSFT | 594918104 | $4.1M | 0.88% | 10,995 | SH |
| 23 | VANGUARD WORLD FD | MGV | 921910840 | $3.8M | 0.83% | 26,490 | SH |
| 24 | EXXON MOBIL CORP | XOM | 30231G102 | $3.7M | 0.80% | 21,904 | SH |
| 25 | AMAZON COM INC | AMZN | 023135106 | $3.3M | 0.71% | 15,814 | SH |
| 26 | ISHARES TR | IWR | 464287499 | $3.2M | 0.70% | 33,146 | SH |
| 27 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $3.2M | 0.69% | 63,389 | SH |
| 28 | VANGUARD INTL EQUITY INDEX F | VEU | 922042775 | $3.2M | 0.69% | 42,565 | SH |
| 29 | BROADCOM INC | AVGO | 11135F101 | $3.1M | 0.67% | 9,958 | SH |
| 30 | ISHARES TR | IEFA | 46432F842 | $2.6M | 0.57% | 29,068 | SH |
| 31 | T ROWE PRICE ETF INC | TMSL | 87283Q826 | $2.3M | 0.50% | 62,661 | SH |
| 32 | TESLA INC | TSLA | 88160R101 | $2.2M | 0.46% | 5,785 | SH |
| 33 | JPMORGAN CHASE & CO | JPM | 46625H100 | $2.1M | 0.45% | 7,020 | SH |
| 34 | SPDR SERIES TRUST | EFIV | 78468R531 | $1.8M | 0.39% | 28,364 | SH |
| 35 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $1.8M | 0.38% | 3,696 | SH |
| 36 | PIMCO ETF TR | MINT | 72201R833 | $1.7M | 0.36% | 16,594 | SH |
| 37 | WALMART INC | WMT | 931142103 | $1.7M | 0.36% | 13,341 | SH |
| 38 | ISHARES TR | ESGD | 46435G516 | $1.6M | 0.34% | 16,686 | SH |
| 39 | HARTFORD FDS EXCHANGE TRADED | HMOP | 41653L503 | $1.5M | 0.32% | 38,656 | SH |
| 40 | META PLATFORMS INC | META | 30303M102 | $1.5M | 0.32% | 2,610 | SH |
| 41 | JOHNSON & JOHNSON | JNJ | 478160104 | $1.5M | 0.32% | 6,023 | SH |
| 42 | BONDBLOXX ETF TRUST | XTEN | 09789C812 | $1.4M | 0.31% | 31,077 | SH |
| 43 | VANGUARD INDEX FDS | VOT | 922908538 | $1.3M | 0.28% | 5,090 | SH |
| 44 | GOLDMAN SACHS ETF TR | GSIE | 381430107 | $1.2M | 0.27% | 28,920 | SH |
| 45 | BONDBLOXX ETF TRUST | XTWY | 09789C796 | $1.2M | 0.25% | 30,892 | SH |
| 46 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $1.1M | 0.23% | 3,185 | SH |
| 47 | J P MORGAN EXCHANGE TRADED F | JPME | 46641Q886 | $1.1M | 0.23% | 9,185 | SH |
| 48 | VANGUARD INDEX FDS | VTI | 922908769 | $1.0M | 0.22% | 3,226 | SH |
| 49 | PROCORE TECHNOLOGIES INC | PCOR | 74275K108 | $1.0M | 0.22% | 18,000 | SH |
| 50 | DIMENSIONAL ETF TRUST | DFAC | 25434V708 | $978.8K | 0.21% | 25,188 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-13 | $462.7M | 99 | 0001811783-26-000003 |
| 2025-12-31 | 2026-01-12 | $477.1M | 109 | 0001811783-26-000001 |