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Plotkin Financial Advisors, LLC — 13F Holdings & Portfolio

CIK 1826394 · latest 13F-HR filed 2026-08-14

Backtest portfolio

Plotkin Financial Advisors, LLC manages $241.0M in 13F-reported U.S. long-equity assets across 110 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are VTI (9.48%), SMH (9.13%), QQQ (7.17%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 12 new positions and exited 2; 71 existing positions rose in reported value and 8 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$241.0M

Long-equity book

Holdings
110

Distinct positions

Period
2026-06-30

Filed 2026-08-14

Q/Q Activity
+12 / −2 / ↑71 / ↓8

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
VTI9.5% · -0%SMH9.1% · -8%QQQ7.2% · +1%RDVY6.5% · +1%CIBR4.5% · +0%VIG4.3% · +1%AAPL3.5% · +0%FAD3.5% · -7%JPST3.5% · +9%SPY3.4% · +0%GSLC2.6% · -2%MTUM2.6% · -4%FTCS2.3% · -8%FJAN1.8% · 0%FDN1.7% · -5%NVDA1.6% · +1%SKYY1.5% · -3%QTEC1.3% · -0%DIVO1.3% · +4%SSO1.3% · -16%MOAT1.1% · -2%FXL1.0% · 0%SCHX1.0% · +1%GOOGL0.8% · +5%AMZN0.8% · +2%FNOV0.8% · -0%PANW0.8% · -1%XOM0.7% · +0%FXO0.7% · -12%PTY0.6% · -3%RDVI0.6% · +10%PG0.6% · 0%JEPI0.6% · -3%ORCL0.6% · +0%MRK0.5% · 0%IBM0.5% · 0%VOO0.5% · +1%TECL0.5% · 0%FTSL0.5% · -2%LLY0.5% · +1%QQEW0.4% · -0%FPEI0.4% · +15%MSFT0.4% · +8%GOOG0.4% · +1%GFEB0.4% · -8%META0.4% · +1%DDM0.3% · -12%JNJ0.3% · 0%AMD0.3% · 0%SPHQ0.3% · +3%SOXL0.3% · newSPHB0.3% · 0%ILCG0.3% · +1%BRK.B0.3% · +30%KO0.3% · 0%FJUN0.3% · 0%VCIT0.2% · +7%ANET0.2% · +14%JPM0.2% · +7%HD0.2% · 0%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 54.8%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 27, 2026.

Assets Under Management
$255.9M
Discretionary
$255.9M
Employees
4
Accounts
710
Address
8401 CONNECTICUT AVENUE
SUITE 401
CHEVY CHASE, MD 20815-5833
Phone
(301) 907-9790
Website
Name Title / Status Ownership Type
IMPHONG, ERICH, MICHAEL ControlPRESIDENT
since Jan 2024
Less than 5%Individual
MURPHY, KRISTI, LEIGH ControlCHIEF COMPLIANCE OFFICER/EXECUTIVE VP- CLIENT OPERATIONS
since May 2021
Less than 5%Individual
OCEANVIEW CONSULTANTS, LLC ControlOWNER
since Jan 2024
75% or moreDomestic Entity
IMPHONG, ERICH, MICHAEL Control
Indirect owner via OCEANVIEW CONSULTANTS, LLC
OWNER
since Jan 2024
75% or moreIndividual
Ginn, Betsy
Indirect owner via OCEANVIEW CONSULTANTS, LLC
OWNER
since Jan 2024
General partner, trustee or managerIndividual
Ownership & leadership changes · 6 filings with changes since Feb 17, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 27, 2024 filing
  • No longer listedPLOTKIN, SHIMSHON · OWNER/PRESIDENT · 75% or more · control person · listed since Apr 2003
  • AddedGinn, Betsy · OWNER · General partner, trustee or manager · indirect via OCEANVIEW CONSULTANTS, LLC
  • AddedIMPHONG, ERICH, MICHAEL · PRESIDENT · Less than 5% · control person
  • AddedIMPHONG, ERICH, MICHAEL · OWNER · 75% or more · indirect via OCEANVIEW CONSULTANTS, LLC · control person
  • AddedOCEANVIEW CONSULTANTS, LLC · OWNER · 75% or more · control person
Mar 18, 2022 filing
  • ChangedMURPHY, KRISTI, LEIGH · title CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER/EXECUTIVE VP- CLIENT OPERATIONS
Jan 11, 2022 filing
  • No longer listedHUNT, SARAH, JOSEPHINE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2016
  • AddedMURPHY, KRISTI, LEIGH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 31, 2020 filing
  • ChangedPLOTKIN, SHIMSHON · title MEMBER → OWNER/PRESIDENT
Jan 8, 2016 filing
  • No longer listedHEALY, MARY, BETH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2009
  • AddedHUNT, SARAH, JOSEPHINE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 24, 2015 filing
  • No longer listedPLOTKIN, TERRI, REED · MEMBER · Less than 5% · listed since Apr 2003
Feb 17, 2012 filing (earliest on record)
  • ListedHEALY, MARY, BETH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedPLOTKIN, SHIMSHON · MEMBER · 75% or more · control person
  • ListedPLOTKIN, TERRI, REED · MEMBER · Less than 5%

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Plotkin Financial Advisors, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD TOTAL STOCK MARKET ETF VTI 922908769 $22.8M 9.48% 61,708 SH
2 VANECK SEMICONDUCTOR ETF SMH 92189F676 $22.0M 9.13% 33,547 SH
3 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $17.3M 7.17% 23,461 SH
4 FIRST TRUST RISING DIVIDEND ACHIEVERS ETF RDVY 33738R506 $15.7M 6.50% 193,183 SH
5 FIRST TRUST NASDAQ CYBERSECURITY ETF CIBR 33734X846 $10.8M 4.49% 120,316 SH
6 VANGUARD DIVIDEND APPRECIATION ETF VIG 921908844 $10.3M 4.27% 43,511 SH
7 APPLE INC COM AAPL 037833100 $8.4M 3.48% 29,022 SH
8 FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND FAD 33733F101 $8.3M 3.46% 41,711 SH
9 JPMORGAN ULTRA-SHORT INCOME ETF JPST 46641Q837 $8.3M 3.46% 164,890 SH
10 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $8.1M 3.37% 10,876 SH
11 TR ACTIVEBETA US LARGE CAP EQUITY ETF GSLC 381430503 $6.3M 2.61% 44,303 SH
12 ISHARES MSCI USA MOMENTUM FACTOR ETF MTUM 46432F396 $6.2M 2.57% 18,100 SH
13 FIRST TRUST CAPITAL STRENGTH ETF FTCS 33733E104 $5.6M 2.34% 60,038 SH
14 FT VEST US EQUITY BUFFER ETF - JANUARY FJAN 33740F623 $4.4M 1.81% 79,135 SH
15 FIRST TRUST DOW JONES INTERNET INDEX FUND FDN 33733E302 $4.1M 1.68% 15,320 SH
16 NVIDIA CORPORATION COM NVDA 67066G104 $3.9M 1.63% 19,647 SH
17 FIRST TRUST CLOUD COMPUTING ETF SKYY 33734X192 $3.6M 1.48% 26,431 SH
18 FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND QTEC 337345102 $3.2M 1.34% 9,621 SH
19 AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF DIVO 032108409 $3.2M 1.32% 69,488 SH
20 PROSHARES ULTRA S&P 500 SSO 74347R107 $3.1M 1.30% 46,524 SH
21 VANECK MORNINGSTAR WIDE MOAT ETF MOAT 92189F643 $2.7M 1.14% 26,444 SH
22 FIRST TRUST TECHNOLOGY ALPHADEX FUND FXL 33734X176 $2.4M 1.00% 11,118 SH
23 SCHWAB U.S. LARGE-CAP ETF SCHX 808524201 $2.4M 1.00% 81,645 SH
24 ALPHABET INC CAP STK CL A GOOGL 02079K305 $2.0M 0.85% 5,728 SH
25 AMAZON COM INC COM AMZN 023135106 $2.0M 0.82% 8,340 SH
26 FT VEST U.S. EQUITY BUFFER ETF - NOVEMBER FNOV 33740F847 $1.9M 0.79% 32,658 SH
27 PALO ALTO NETWORKS INC COM PANW 697435105 $1.8M 0.75% 5,298 SH
28 EXXONMOBIL HOLDINGS CORP COM SHS XOM 30233Q108 $1.8M 0.74% 13,130 SH
29 FIRST TRUST FINANCIALS ALPHADEX FUND FXO 33734X135 $1.8M 0.74% 28,589 SH
30 PIMCO CORPORATE & INCOME OPPOR COM PTY 72201B101 $1.5M 0.64% 127,711 SH
31 FT VEST RISING DIVIDEND ACHIEVERS TARGET INCOME ETF RDVI 33738D879 $1.5M 0.62% 50,790 SH
32 PROCTER & GAMBLE CO COM PG 742718109 $1.5M 0.61% 10,017 SH
33 JPMORGAN EQUITY PREMIUM INCOME ETF JEPI 46641Q332 $1.3M 0.55% 23,562 SH
34 ORACLE CORP COM ORCL 68389X105 $1.3M 0.55% 9,060 SH
35 MERCK & CO INC COM MRK 58933Y105 $1.3M 0.54% 10,131 SH
36 INTERNATIONAL BUSINESS MACHS COM IBM 459200101 $1.3M 0.53% 4,552 SH
37 VANGUARD S&P 500 ETF VOO 922908363 $1.3M 0.52% 1,822 SH
38 DIREXION DAILY TECHNOLOGY BULL 3X ETF TECL 25459W102 $1.2M 0.50% 5,180 SH
39 FIRST TRUST SENIOR LOAN FUND FTSL 33738D309 $1.2M 0.48% 25,930 SH
40 ELI LILLY & CO COM LLY 532457108 $1.2M 0.48% 964 SH
41 FIRST TRUST NASDAQ-100 SELECT EQUAL WEIGHT ETF QQEW 337344105 $1.1M 0.45% 6,748 SH
42 FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES & INCOME ETF FPEI 33739P855 $1.1M 0.44% 55,446 SH
43 MICROSOFT CORP COM MSFT 594918104 $1.1M 0.44% 2,827 SH
44 ALPHABET INC CAP STK CL C GOOG 02079K107 $942.7K 0.39% 2,668 SH
45 FT VEST US EQUITY MODERATE BUFFER ETF FEBRUARY GFEB 33740U737 $909.0K 0.38% 20,645 SH
46 META PLATFORMS INC CL A META 30303M102 $898.4K 0.37% 1,595 SH
47 PROSHARES ULTRA DOW30 DDM 74347R305 $825.0K 0.34% 12,589 SH
48 JOHNSON & JOHNSON COM JNJ 478160104 $821.1K 0.34% 3,233 SH
49 ADVANCED MICRO DEVICES INC COM AMD 007903107 $762.2K 0.32% 1,312 SH
50 INVESCO S&P 500 QUALITY ETF SPHQ 46137V241 $721.8K 0.30% 8,011 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-14 $241.0M 110 0001826394-26-000003
2026-03-31 2026-05-11 $199.1M 100 0001826394-26-000002
2025-12-31 2026-02-19 $205.0M 101 0001826394-26-000001
2025-09-30 2025-11-14 $202.3M 104 0001826394-25-000007
Filer Information
Address
8401 CONNECTICUT AVENUE
SUITE 401
CHEVY CHASE, MD 20815
Phone
(301) 907-9790
Filing Manager
Plotkin Financial Advisors, LLC
CHEVY CHASE, MD
Signatory
Kristi Murphy
CCO