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Plotkin Financial Advisors, LLC — 13F Holdings & Portfolio

CIK 1826394 · latest 13F-HR filed 2026-05-11

Backtest portfolio

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM

$199.1M

Long-equity book

Holdings

100

Distinct positions

Period

2026-03-31

Filed 2026-05-11

Q/Q Activity

+4 / −5 / ↑17 / ↓38

vs 2025-12-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • JPMORGAN ULTRA-SHORT INCOME ETF$1.1M +17.2%
  • VANECK SEMICONDUCTOR ETF$811.4K +6.2%
  • EXXON MOBIL CORP COM$646.2K +41.0%
  • AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF$204.9K +7.4%
  • JOHNSON & JOHNSON COM$166.9K +26.8%
Show all 17 →

Top Trims

  • FIRST TRUST NASDAQ CYBERSECURITY ETF-$941.2K -11.1%
  • INVESCO QQQ TRUST SERIES I-$732.6K -5.2%
  • TR ACTIVEBETA US LARGE CAP EQUITY ETF-$691.0K -10.9%
  • FIRST TRUST CLOUD COMPUTING ETF-$617.7K -17.1%
  • FIRST TRUST DOW JONES INTERNET INDEX FUND-$564.5K -13.1%
Show all 38 →

New Positions

  • FIRST TRUST LOW DURATION OPPORTUNITIES ETF$458.3K
  • DIMENSIONAL CORE FIXED INCOME ETF$235.5K
  • ISHARES SEMICONDUCTOR ETF$205.1K
  • KKR INCOME OPPORTUNITIES FD COM$142.3K
Show all 4 →

Exited Positions

  • PHILLIPS EDISON & CO INC COMMON STOCK$255.1K
  • PLYMOUTH INDL REIT INC COM$225.5K
  • FIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND$204.7K
  • INVESCO S&P 500 EQUAL WEIGHT ETF$203.6K
  • ISHARES CORE 60/40 BALANCED ALLOCATION ETF$201.3K
Show all 5 →
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD TOTAL STOCK MARKET ETF VTI 922908769 $19.9M 10.00% 62,036 SH
2 VANECK SEMICONDUCTOR ETF SMH 92189F676 $14.0M 7.02% 36,448 SH
3 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $13.4M 6.73% 23,222 SH
4 FIRST TRUST RISING DIVIDEND ACHIEVERS ETF RDVY 33738R506 $13.0M 6.54% 190,637 SH
5 VANGUARD DIVIDEND APPRECIATION ETF VIG 921908844 $9.3M 4.65% 43,014 SH
6 JPMORGAN ULTRA-SHORT INCOME ETF JPST 46641Q837 $7.7M 3.86% 151,766 SH
7 FIRST TRUST NASDAQ CYBERSECURITY ETF CIBR 33734X846 $7.5M 3.77% 119,904 SH
8 APPLE INC COM AAPL 037833100 $7.3M 3.69% 28,957 SH
9 FIRST TRUST MULTI CAP GROWTH ALPHADEX FUND FAD 33733F101 $7.1M 3.57% 44,666 SH
10 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $7.0M 3.54% 10,828 SH
11 FIRST TRUST CAPITAL STRENGTH ETF FTCS 33733E104 $6.0M 3.02% 64,887 SH
12 TR ACTIVEBETA US LARGE CAP EQUITY ETF GSLC 381430503 $5.7M 2.85% 45,306 SH
13 ISHARES MSCI USA MOMENTUM FACTOR ETF MTUM 46432F396 $4.5M 2.28% 18,919 SH
14 FT VEST US EQUITY BUFFER ETF - JANUARY FJAN 33740F623 $4.0M 2.00% 79,110 SH
15 FIRST TRUST DOW JONES INTERNET INDEX FUND FDN 33733E302 $3.8M 1.89% 16,059 SH
16 NVIDIA CORPORATION COM NVDA 67066G104 $3.4M 1.71% 19,526 SH
17 AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF DIVO 032108409 $3.0M 1.50% 66,699 SH
18 FIRST TRUST CLOUD COMPUTING ETF SKYY 33734X192 $3.0M 1.50% 27,336 SH
19 PROSHARES ULTRA S&P 500 SSO 74347R107 $2.9M 1.45% 55,598 SH
20 VANECK MORNINGSTAR WIDE MOAT ETF MOAT 92189F643 $2.6M 1.31% 26,962 SH
21 EXXON MOBIL CORP COM XOM 30231G102 $2.2M 1.12% 13,103 SH
22 FIRST TRUST NASDAQ-100 TECHNOLOGY SECTOR INDEX FUND QTEC 337345102 $2.1M 1.05% 9,663 SH
23 SCHWAB U.S. LARGE-CAP ETF SCHX 808524201 $2.1M 1.04% 81,104 SH
24 FIRST TRUST FINANCIALS ALPHADEX FUND FXO 33734X135 $1.8M 0.91% 32,320 SH
25 FIRST TRUST TECHNOLOGY ALPHADEX FUND FXL 33734X176 $1.8M 0.89% 11,118 SH
26 FT VEST U.S. EQUITY BUFFER ETF - NOVEMBER FNOV 33740F847 $1.8M 0.88% 32,776 SH
27 AMAZON COM INC COM AMZN 023135106 $1.7M 0.85% 8,133 SH
28 PIMCO CORPORATE & INCOME OPPOR COM PTY 72201B101 $1.6M 0.80% 131,437 SH
29 ALPHABET INC CAP STK CL A GOOGL 02079K305 $1.6M 0.79% 5,471 SH
30 PROCTER & GAMBLE CO COM PG 742718109 $1.4M 0.73% 10,017 SH
31 JPMORGAN EQUITY PREMIUM INCOME ETF JEPI 46641Q332 $1.4M 0.69% 24,304 SH
32 ORACLE CORP COM ORCL 68389X105 $1.3M 0.67% 9,032 SH
33 MERCK & CO INC COM MRK 58933Y105 $1.2M 0.61% 10,131 SH
34 FIRST TRUST SENIOR LOAN FUND FTSL 33738D309 $1.2M 0.59% 26,384 SH
35 FT VEST RISING DIVIDEND ACHIEVERS TARGET INCOME ETF RDVI 33738D879 $1.2M 0.59% 46,148 SH
36 INTERNATIONAL BUSINESS MACHS COM IBM 459200101 $1.1M 0.55% 4,552 SH
37 VANGUARD S&P 500 ETF VOO 922908363 $1.1M 0.54% 1,802 SH
38 MICROSOFT CORP COM MSFT 594918104 $965.0K 0.48% 2,607 SH
39 FT VEST US EQUITY MODERATE BUFFER ETF FEBRUARY GFEB 33740U737 $925.6K 0.46% 22,527 SH
40 FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES & INCOME ETF FPEI 33739P855 $916.5K 0.46% 48,236 SH
41 META PLATFORMS INC CL A META 30303M102 $900.5K 0.45% 1,574 SH
42 ELI LILLY & CO COM LLY 532457108 $881.1K 0.44% 958 SH
43 PALO ALTO NETWORKS INC COM PANW 697435105 $859.0K 0.43% 5,358 SH
44 FIRST TRUST NASDAQ-100 SELECT EQUAL WEIGHT ETF QQEW 337344105 $857.8K 0.43% 6,756 SH
45 JOHNSON & JOHNSON COM JNJ 478160104 $790.3K 0.40% 3,233 SH
46 ALPHABET INC CAP STK CL C GOOG 02079K107 $760.7K 0.38% 2,651 SH
47 PROSHARES ULTRA DOW30 DDM 74347R305 $745.6K 0.37% 14,324 SH
48 COCA COLA CO COM KO 191216100 $609.1K 0.31% 8,009 SH
49 FT VEST U.S. EQUITY BUFFER ETF - JUNE FJUN 33740F722 $593.8K 0.30% 10,509 SH
50 INVESCO S&P 500 QUALITY ETF SPHQ 46137V241 $586.0K 0.29% 7,794 SH
Filing History
Period Filed AUM Holdings Accession
2026-03-31 2026-05-11 $199.1M 100 0001826394-26-000002
2025-12-31 2026-02-19 $205.0M 101 0001826394-26-000001
2025-09-30 2025-11-14 $202.3M 104 0001826394-25-000007