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Mach-1 Financial Group, LLC — 13F Holdings & Portfolio

CIK 1843358 · latest 13F-HR filed 2026-07-29

Backtest portfolio

Mach-1 Financial Group, LLC manages $258.1M in 13F-reported U.S. long-equity assets across 131 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are JCPB (11.16%), FTGS (7.17%), BIV (5.21%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 21 new positions and exited 51; 34 existing positions rose in reported value and 53 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$258.1M

Long-equity book

Holdings
131

Distinct positions

Period
2026-06-30

Filed 2026-07-29

Q/Q Activity
+21 / −51 / ↑34 / ↓53

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
JCPB11.2% · -1%FTGS7.2% · -8%BIV5.2% · +7%QQQ5.1% · -11%AVLV5.0% · -9%FTCB4.4% · -5%RDVY4.2% · 0%UCON3.9% · -0%JPST3.8% · -3%WCMI3.3% · -9%FDL3.2% · -10%FIIG2.8% · -5%IWO2.5% · -9%IEFA2.4% · +11%SDVY2.4% · -0%AVXC2.2% · +6%AIRR2.1% · -10%DFAI1.8% · -10%HELO1.6% · -6%ILDR1.6% · -15%JPIB1.3% · +7%NVDA1.2% · -3%IHDG0.8% · +11%AAPL0.8% · -38%AMZN0.6% · -28%GOOGL0.6% · -48%MU0.6% · newWMT0.5% · -80%META0.5% · -39%JPM0.5% · -52%LLY0.4% · +12%LRCX0.4% · -16%MSFT0.4% · -48%KLAC0.4% · +649%BUFR0.4% · -16%AVGO0.4% · -56%V0.3% · -25%PDI0.3% · -4%VIOO0.3% · -6%EXPE0.3% · -18%SPYM0.3% · -1%ABNB0.3% · newRL0.3% · -13%SCHD0.3% · +19%FIXD0.3% · -5%APP0.2% · -10%HEFA0.2% · +10%VOO0.2% · -1%WTFC0.2% · +13%CMI0.2% · +14%FIX0.2% · -40%NTRS0.2% · -12%ANET0.2% · -27%IWR0.2% · -2%TPR0.2% · -13%EWBC0.2% · +14%AMD0.2% · newEBAY0.2% · -42%SPYG0.2% · -28%DT0.2% · -26%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 53.3%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Jul 13, 2026.

Assets Under Management
$546.3M
Discretionary
$546.3M
Employees
20
Accounts
3,255
Address
1001 S. 52ND STREET
SUITE 100
ROGERS, AR 72758
Phone
(479) 876-2100
Website
Name Title / Status Ownership Type
LAWLER, TAMMY, LAGENE ControlCONTROLLER
since Feb 2022
Less than 5%Individual
LEE, DAVID, AARON ControlFOUNDER & MANAGING PARTNER
since Jan 2023
Less than 5%Individual
Leas, James, Brent ControlCHIEF COMPLIANCE OFFICER
since Jun 2024
Less than 5%Individual
MACH-1 HOLDINGS, INC. ControlOWNER
since Sep 2021
25–50%Domestic Entity
Walters, Matthew, Jordan ControlCEO & OWNER
since Sep 2021
25–50%Individual
MACKEY, JAMES, LEEPRESIDENT, COO & OWNER
since Jan 2023
10–25%Individual
LEE, DAVID, AARON Control
Indirect owner via MACH-1 HOLDINGS, INC.
TRUSTEE OF THE LEE FAMILY TRUST
since Jan 2021
75% or moreIndividual
Ownership & leadership changes · 8 filings with changes since Jan 17, 2020

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 2, 2025 filing
  • ChangedMACH-1 HOLDINGS, INC. · ownership 75% or more → 25–50%
  • ChangedMACKEY, JAMES, LEE · ownership 5–10% → 10–25%
  • ChangedWalters, Matthew, Jordan · ownership 10–25% → 25–50%
Jun 14, 2024 filing
  • AddedLeas, James, Brent · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedLAWLER, TAMMY, LAGENE · title CHIEF COMPLIANCE OFFICER → CONTROLLER
Mar 14, 2024 filing
  • No longer listedBLACKMON, CONNIE, HANKINS · CFO · Less than 5% · control person · listed since Oct 2015
  • ChangedLEE, DAVID, AARON · title CHIEF EXECUTIVE OFFICER → FOUNDER & MANAGING PARTNER
  • ChangedMACKEY, JAMES, LEE · title PRESIDENT → PRESIDENT, COO & OWNER
  • ChangedWalters, Matthew, Jordan · title COO → CEO & OWNER
Mar 10, 2023 filing
  • ChangedLEE, DAVID, AARON · title PRESIDENT → CHIEF EXECUTIVE OFFICER
  • ChangedLEE, DAVID, AARON · indirect via MACH-1 HOLDINGS, INC.: ownership General partner, trustee or manager → 75% or more
  • ChangedMACKEY, JAMES, LEE · title ADVISOR → PRESIDENT
  • ChangedWalters, Matthew, Jordan · ownership 5–10% → 10–25%
Apr 8, 2022 filing
  • AddedMACKEY, JAMES, LEE · ADVISOR · 5–10%
  • ChangedWalters, Matthew, Jordan · ownership Less than 5% → 5–10%
Mar 25, 2022 filing
  • AddedBLACKMON, CONNIE, HANKINS · CFO · Less than 5% · control person
  • AddedLAWLER, TAMMY, LAGENE · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • AddedWalters, Matthew, Jordan · COO · Less than 5% · control person
  • ChangedLEE, DAVID, AARON · title PRESIDENT/CHIEF COMPLIANCE OFFICER → PRESIDENT
  • ChangedLEE, DAVID, AARON · indirect via MACH-1 HOLDINGS, INC.: title OWNER → TRUSTEE OF THE LEE FAMILY TRUST
Oct 6, 2021 filing
  • AddedLEE, DAVID, AARON · OWNER · General partner, trustee or manager · indirect via MACH-1 HOLDINGS, INC. · control person
  • AddedMACH-1 HOLDINGS, INC. · OWNER · 75% or more · control person
  • ChangedLEE, DAVID, AARON · title PRESIDENT/CHIEF COMPLIANCE OFFICER / TRUSTEE OF THE LEE FAMILY TRUST U/T/D APRIL 7, 2015 → PRESIDENT/CHIEF COMPLIANCE OFFICER; ownership 75% or more → Less than 5%
Feb 5, 2021 filing
  • ChangedLEE, DAVID, AARON · title PRESIDENT AND CHIEF COMPLIANCE OFFICER → PRESIDENT/CHIEF COMPLIANCE OFFICER / TRUSTEE OF THE LEE FAMILY TRUST U/T/D APRIL 7, 2015
Jan 17, 2020 filing (earliest on record)
  • ListedLEE, DAVID, AARON · PRESIDENT AND CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

Mach-1 Financial Group, LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 J P MORGAN EXCHANGE TRADED F JCPB 46641Q670 $28.8M 11.16% 613,574 SH
2 FIRST TR EXCHANGE-TRADED FD FTGS 33733E823 $18.5M 7.17% 500,463 SH
3 VANGUARD BD INDEX FDS BIV 921937819 $13.5M 5.21% 175,441 SH
4 INVESCO QQQ TR QQQ 46090E103 $13.3M 5.14% 17,997 SH
5 AMERICAN CENTY ETF TR AVLV 025072349 $13.0M 5.05% 142,794 SH
6 FIRST TR EXCHANGE-TRADED FD FTCB 33738D788 $11.4M 4.40% 544,300 SH
7 FIRST TR EXCHANGE TRADED FD RDVY 33738R506 $10.8M 4.18% 133,012 SH
8 FIRST TR EXCHNG TRADED FD VI UCON 33740F888 $10.1M 3.89% 404,016 SH
9 J P MORGAN EXCHANGE TRADED F JPST 46641Q837 $9.9M 3.84% 195,800 SH
10 FIRST TR EXCHANGE-TRADED FD WCMI 33733E732 $8.5M 3.31% 436,175 SH
11 FIRST TR EXCHANGE-TRADED FD FDL 336917109 $8.2M 3.19% 169,188 SH
12 FIRST TR EXCHANGE-TRADED FD FIIG 33738D796 $7.1M 2.75% 343,076 SH
13 ISHARES TR IWO 464287648 $6.5M 2.52% 16,496 SH
14 ISHARES TR IEFA 46432F842 $6.2M 2.41% 64,333 SH
15 FIRST TR EXCHANGE TRADED FD SDVY 33741X102 $6.2M 2.40% 143,864 SH
16 AMERICAN CENTY ETF TR AVXC 02507A101 $5.7M 2.22% 66,972 SH
17 FIRST TR EXCHANGE TRADED FD AIRR 33738R704 $5.5M 2.14% 41,417 SH
18 DIMENSIONAL ETF TRUST DFAI 25434V203 $4.7M 1.81% 113,134 SH
19 J P MORGAN EXCHANGE TRADED F HELO 46654Q724 $4.2M 1.62% 61,801 SH
20 FIRST TR EXCHNG TRADED FD VI ILDR 33740F565 $4.1M 1.59% 104,662 SH
21 J P MORGAN EXCHANGE TRADED F JPIB 46641Q852 $3.4M 1.33% 71,148 SH
22 NVIDIA CORPORATION NVDA 67066G104 $3.1M 1.19% 15,410 SH
23 WISDOMTREE TR IHDG 97717X594 $2.1M 0.82% 40,403 SH
24 APPLE INC AAPL 037833100 $2.0M 0.77% 6,830 SH
25 AMAZON COM INC AMZN 023135106 $1.7M 0.65% 7,009 SH
26 ALPHABET INC GOOGL 02079K305 $1.5M 0.60% 4,329 SH
27 MICRON TECHNOLOGY INC MU 595112103 $1.5M 0.59% 1,316 SH
28 WALMART INC WMT 931142103 $1.4M 0.54% 12,271 SH
29 META PLATFORMS INC META 30303M102 $1.3M 0.51% 2,340 SH
30 JPMORGAN CHASE & CO JPM 46625H100 $1.2M 0.46% 3,601 SH
31 ELI LILLY & CO LLY 532457108 $1.1M 0.45% 958 SH
32 LAM RESEARCH CORP LRCX 512807306 $1.1M 0.44% 2,630 SH
33 MICROSOFT CORP MSFT 594918104 $1.1M 0.44% 3,031 SH
34 KLA CORP KLAC 482480100 $1.1M 0.42% 3,612 SH
35 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $1.1M 0.41% 28,885 SH
36 BROADCOM INC AVGO 11135F101 $944.8K 0.37% 2,501 SH
37 VISA INC V 92826C839 $876.0K 0.34% 2,553 SH
38 PIMCO DYNAMIC INCOME FD PDI 72201Y101 $776.9K 0.30% 46,520 SH
39 VANGUARD ADMIRAL FDS INC VIOO 921932828 $771.8K 0.30% 5,612 SH
40 EXPEDIA GROUP INC EXPE 30212P303 $739.7K 0.29% 2,891 SH
41 SPDR SERIES TRUST SPYM 78464A854 $712.8K 0.28% 8,111 SH
42 AIRBNB INC ABNB 009066101 $702.3K 0.27% 4,908 SH
43 RALPH LAUREN CORP RL 751212101 $674.8K 0.26% 1,681 SH
44 SCHWAB STRATEGIC TR SCHD 808524797 $669.3K 0.26% 21,106 SH
45 FIRST TR EXCHNG TRADED FD VI FIXD 33740F805 $660.4K 0.26% 15,144 SH
46 APPLOVIN CORP APP 03831W108 $638.4K 0.25% 1,239 SH
47 ISHARES TR HEFA 46434V803 $616.9K 0.24% 13,147 SH
48 VANGUARD INDEX FDS VOO 922908363 $598.2K 0.23% 871 SH
49 WINTRUST FINL CORP WTFC 97650W108 $593.7K 0.23% 3,694 SH
50 CUMMINS INC CMI 231021106 $588.4K 0.23% 825 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-29 $258.1M 131 0001172661-26-002912
2026-03-31 2026-05-13 $284.0M 161 0001172661-26-001794
2025-12-31 2026-02-06 $486.8M 296 0001172661-26-000511
2025-09-30 2025-11-12 $626.5M 246 0001172661-25-004734
Filer Information
Address
1001 S. 52ND STREET
SUITE 100
ROGERS, AR 72758
Phone
(479) 876-2100
Filing Manager
Mach-1 Financial Group, LLC
Rogers, AR
Signatory
Brent Leas
Chief Compliance Officer