FOCUS Wealth Advisors, LLC — 13F Holdings & Portfolio

CIK 1845643 · latest 13F-HR filed 2026-07-07

FOCUS Wealth Advisors, LLC manages $215.7M in 13F-reported U.S. long-equity assets across 61 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are FMAY (12.74%), BND (7.38%), IVV (5.99%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 10 new positions, exited 8, added to 30, and trimmed 5.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

Filer Information
Address
2200 POST OAK BOULEVARD
SUITE 1000
HOUSTON, TX 77056
Phone
(713) 800-7170
Filing Manager
FOCUS Wealth Advisors, LLC
HOUSTON, TX
Signatory
Mark Frugoni
Principal
Loading holdings…
AUM

$215.7M

Long-equity book

Holdings

61

Distinct positions

Period

2026-06-30

Filed 2026-07-07

Q/Q Activity

+10 / −8 / ↑30 / ↓5

vs 2026-03-31

Firm Profile & Key People
Name Title / Status Ownership Type

Top Adds (vs prior quarter)

  • FIRST TR EXCHNG TRADED FD VI$2.1M +8.3%
  • STATE STR SPDR DOW JONES IND$1.5M +13.8%
  • GE AEROSPACE$1.0M +30.4%
  • ISHARES TR$720.1K +9.7%
  • FIRST TR EXCHNG TRADED FD VI$504.5K +8.7%
Show all 30

Top Trims

  • SELECT SECTOR SPDR TR-$991.2K -16.9%
  • EXXON MOBIL CORP-$763.4K -29.5%
  • SPDR SERIES TRUST-$730.0K -9.5%
  • PALANTIR TECHNOLOGIES INC-$377.6K -18.7%
  • PRAIRIE OPER CO-$183.2K -64.5%
Show all 5

New Positions

  • FIDELITY COMWLTH TR$11.8M
  • INVESCO EXCH TRADED FD TR II$6.5M
  • ETF SER SOLUTIONS$4.8M
  • SPDR SERIES TRUST$4.7M
  • APPLIED MATLS INC$2.9M
Show all 10

Exited Positions

  • INNOVATOR ETFS TRUST$12.1M
  • FIRST TR EXCHNG TRADED FD VI$5.9M
  • ISHARES TR$4.8M
  • SELECT SECTOR SPDR TR$4.1M
  • WALMART INC$2.9M
Show all 8
All Holdings

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 FIRST TR EXCHNG TRADED FD VI FMAY 33740F748 $27.5M 12.74% 488,824 SH
2 VANGUARD BD INDEX FDS BND 921937835 $15.9M 7.38% 216,748 SH
3 ISHARES TR IVV 464287200 $12.9M 5.99% 17,263 SH
4 STATE STR SPDR DOW JONES IND DIA 78467X109 $12.7M 5.90% 24,377 SH
5 FIDELITY COMWLTH TR ONEQ 315912808 $11.8M 5.46% 114,078 SH
6 VANECK ETF TRUST ITM 92189H201 $8.7M 4.02% 184,357 SH
7 ISHARES TR ITA 464288760 $8.2M 3.78% 33,667 SH
8 SPDR SERIES TRUST XME 78464A755 $6.9M 3.22% 64,865 SH
9 FIRST TR EXCH TRADED FD III FTLS 33739P103 $6.7M 3.12% 91,195 SH
10 INVESCO EXCH TRADED FD TR II QQQM 46138G649 $6.5M 3.02% 21,473 SH
11 FIRST TR EXCHNG TRADED FD VI BUFR 33740F755 $6.3M 2.91% 172,105 SH
12 ISHARES TR DVY 464287168 $6.1M 2.83% 39,099 SH
13 STELLAR BANCORP INC STEL 858927106 $6.0M 2.77% 151,926 SH
14 SELECT SECTOR SPDR TR XLE 81369Y506 $4.9M 2.27% 92,091 SH
15 ETF SER SOLUTIONS QTUM 26922A420 $4.8M 2.22% 28,970 SH
16 SPDR SERIES TRUST XSD 78464A862 $4.7M 2.17% 7,506 SH
17 NVIDIA CORPORATION NVDA 67066G104 $4.5M 2.08% 22,399 SH
18 GE AEROSPACE GE 369604301 $4.4M 2.04% 11,771 SH
19 APPLE INC AAPL 037833100 $4.2M 1.95% 14,558 SH
20 VANGUARD INDEX FDS VOO 922908363 $3.4M 1.56% 4,912 SH
21 SPDR SERIES TRUST CWB 78464A359 $3.1M 1.45% 28,928 SH
22 AMERICAN EXPRESS CO AXP 025816109 $3.0M 1.40% 8,952 SH
23 APPLIED MATLS INC AMAT 038222105 $2.9M 1.33% 3,979 SH
24 VISA INC V 92826C839 $2.5M 1.18% 7,396 SH
25 MICROSOFT CORP MSFT 594918104 $2.4M 1.13% 6,520 SH
26 CATERPILLAR INC CAT 149123101 $2.4M 1.09% 2,211 SH
27 ISHARES TR HYG 464288513 $2.2M 1.04% 27,956 SH
28 ISHARES TR PFF 464288687 $2.2M 1.03% 72,989 SH
29 ISHARES INC EMHY 464286285 $2.1M 0.99% 52,504 SH
30 ISHARES TR FALN 46435G474 $2.0M 0.95% 75,197 SH
31 CISCO SYS INC CSCO 17275R102 $1.8M 0.85% 15,626 SH
32 EXXON MOBIL CORP XOM 30231G102 $1.8M 0.85% 13,376 SH
33 BROADCOM INC AVGO 11135F101 $1.7M 0.77% 4,410 SH
34 PALANTIR TECHNOLOGIES INC PLTR 69608A108 $1.6M 0.76% 14,042 SH
35 GE VERNOVA INC GEV 36828A101 $1.3M 0.58% 1,069 SH
36 ISHARES TR AGG 464287226 $1.2M 0.58% 12,595 SH
37 DBX ETF TR RVNU 233051705 $1.1M 0.52% 43,997 SH
38 INVESCO EXCH TRADED FD TR II PZA 46138E537 $1.1M 0.51% 46,531 SH
39 VANECK ETF TRUST MLN 92189F536 $1.1M 0.51% 61,535 SH
40 INVESCO EXCH TRADED FD TR II PWZ 46138E206 $1.1M 0.49% 43,481 SH
41 SPDR SERIES TRUST TFI 78468R721 $1.1M 0.49% 23,220 SH
42 VANGUARD WHITEHALL FDS VYM 921946406 $965.2K 0.45% 6,108 SH
43 HANCOCK WHITNEY CORPORATION HWC 410120109 $816.3K 0.38% 10,925 SH
44 HOME DEPOT INC HD 437076102 $767.8K 0.36% 2,177 SH
45 INVESCO EXCHANGE TRADED FD T XLG 46137V233 $668.6K 0.31% 10,920 SH
46 ISHARES TR IGIB 464288638 $554.8K 0.26% 10,434 SH
47 ALPHABET INC GOOG 02079K107 $499.0K 0.23% 1,412 SH
48 VANGUARD INDEX FDS VUG 922908736 $484.4K 0.22% 5,623 SH
49 ISHARES TR SOXX 464287523 $482.5K 0.22% 753 SH
50 ISHARES TR MUB 464288414 $464.2K 0.22% 4,313 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-07-07 $215.7M 61 0001845643-26-000003
2026-03-31 2026-04-08 $204.6M 59 0001845643-26-000002
2025-12-31 2026-01-09 $214.9M 58 0001845643-26-000001