Kellett Wealth Advisors, LLC — 13F Holdings & Portfolio
CIK 1910381 · latest 13F-HR filed 2026-10-15
Kellett Wealth Advisors, LLC manages $273.3M in 13F-reported U.S. long-equity assets across 106 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SGOV (11.14%), IPKW (8.87%), SPYM (8.82%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 18 new positions and exited 9; 29 existing positions rose in reported value and 31 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-15
vs 2026-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 26 → Q3 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 64.6%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Feb 19, 2026.
CINCINNATI, OH 45242
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| KELLETT, BRIAN, ANTHONY Control | PRESIDENT & CHIEF COMPLIANCE OFFICER since Mar 2017 | 75% or more | Individual |
| Kline, Jared, Bernard | FINANCIAL ADVISOR since Jan 2020 | 10–25% | Individual |
Ownership & leadership changes · 2 filings with changes since Feb 17, 2017
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- ChangedKELLETT, BRIAN, ANTHONY · title MANAGING MEMBER & CHIEF COMPLIANCE OFFICER → PRESIDENT & CHIEF COMPLIANCE OFFICER
- AddedKline, Jared, Bernard · FINANCIAL ADVISOR · 10–25%
- ListedKELLETT, BRIAN, ANTHONY · MANAGING MEMBER & CHIEF COMPLIANCE OFFICER · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- SCHWAB STRATEGIC TR$9.2M +79.3%
- INVESCO EXCH TRADED FD TR II$4.6M +23.1%
- TRUST FOR PROFESSIONAL MANAG$2.7M +1000.4%
- VANGUARD SPECIALIZED FUNDS$1.5M +12.8%
- MICROSOFT CORP$1.1M +40.4%
Top Trims
- STATE STR SPDR S&P 500 ETF T-$22.2M -57.6%
- INNOVATOR ETFS TRUST-$7.6M -35.9%
- J P MORGAN EXCHANGE TRADED F-$6.7M -91.6%
- INVESCO EXCHANGE TRADED FD T-$3.6M -55.0%
- INNOVATOR ETFS TRUST-$1.2M -41.3%
New Positions
- ISHARES TR$30.4M
- SPDR SERIES TRUST$24.1M
- ISHARES TR$14.2M
- ETFS GOLD TR$5.7M
- SCHWAB STRATEGIC TR$1.4M
Exited Positions
- EXXON MOBIL CORP$936.5K
- VANGUARD INDEX FDS$495.5K
- PEMBINA PIPELINE CORP$249.8K
- SELECT SECTOR SPDR TR$244.1K
- INTEL CORP$240.0K
Kellett Wealth Advisors, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | ISHARES TR | SGOV | 46436E718 | $30.4M | 11.14% | 302,302 | SH |
| 2 | INVESCO EXCH TRADED FD TR II | IPKW | 46138E644 | $24.2M | 8.87% | 408,736 | SH |
| 3 | SPDR SERIES TRUST | SPYM | 78464A854 | $24.1M | 8.82% | 268,562 | SH |
| 4 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $20.7M | 7.59% | 637,860 | SH |
| 5 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $16.3M | 5.97% | 21,393 | SH |
| 6 | ISHARES TR | SHV | 464288679 | $14.2M | 5.18% | 128,371 | SH |
| 7 | INNOVATOR ETFS TRUST | USEP | 45782C649 | $13.5M | 4.96% | 322,353 | SH |
| 8 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $13.4M | 4.92% | 57,624 | SH |
| 9 | INVESCO QQQ TR | QQQ | 46090E103 | $10.4M | 3.81% | 14,072 | SH |
| 10 | PROCTER & GAMBLE CO | PG | 742718109 | $9.1M | 3.33% | 62,640 | SH |
| 11 | ETFS GOLD TR | SGOL | 00326A104 | $5.7M | 2.08% | 143,937 | SH |
| 12 | ISHARES TR | IMCG | 464288307 | $5.5M | 2.01% | 58,423 | SH |
| 13 | APPLE INC | AAPL | 037833100 | $4.8M | 1.77% | 14,509 | SH |
| 14 | INVESCO EXCHANGE TRADED FD T | XSVM | 46137V480 | $4.3M | 1.58% | 66,293 | SH |
| 15 | MICROSOFT CORP | MSFT | 594918104 | $3.9M | 1.44% | 7,682 | SH |
| 16 | INVESCO EXCHANGE TRADED FD T | XMMO | 46137V464 | $3.0M | 1.08% | 20,176 | SH |
| 17 | TRUST FOR PROFESSIONAL MANAG | STBF | 89834G570 | $2.9M | 1.07% | 117,598 | SH |
| 18 | ISHARES TR | DIVB | 46435U861 | $2.6M | 0.96% | 40,705 | SH |
| 19 | INNOVATOR ETFS TRUST | UAPR | 45782C805 | $2.6M | 0.96% | 72,715 | SH |
| 20 | ISHARES TR | IJR | 464287804 | $2.5M | 0.91% | 18,358 | SH |
| 21 | INVESCO EXCH TRADED FD TR II | QQQM | 46138G649 | $2.4M | 0.89% | 7,980 | SH |
| 22 | NVIDIA CORPORATION | NVDA | 67066G104 | $2.4M | 0.87% | 10,371 | SH |
| 23 | AMAZON COM INC | AMZN | 023135106 | $2.3M | 0.84% | 9,253 | SH |
| 24 | VANGUARD WORLD FD | VGT | 92204A702 | $2.2M | 0.81% | 17,702 | SH |
| 25 | INNOVATOR ETFS TRUST | SFLR | 45783Y673 | $2.0M | 0.72% | 50,532 | SH |
| 26 | VANGUARD INDEX FDS | VO | 922908629 | $1.9M | 0.69% | 24,200 | SH |
| 27 | MCKESSON CORP | MCK | 58155Q103 | $1.7M | 0.61% | 1,943 | SH |
| 28 | INNOVATOR ETFS TRUST | UNOV | 45782C565 | $1.7M | 0.60% | 39,921 | SH |
| 29 | BROADCOM INC | AVGO | 11135F101 | $1.6M | 0.60% | 4,655 | SH |
| 30 | ALPHABET INC | GOOGL | 02079K305 | $1.6M | 0.59% | 4,706 | SH |
| 31 | SCHWAB STRATEGIC TR | SCHF | 808524805 | $1.4M | 0.53% | 52,707 | SH |
| 32 | SCHWAB STRATEGIC TR | SCHE | 808524706 | $1.3M | 0.48% | 35,909 | SH |
| 33 | INNOVATOR ETFS TRUST | UMAR | 45782C375 | $1.3M | 0.47% | 29,506 | SH |
| 34 | ISHARES TR | QUAL | 46432F339 | $1.2M | 0.43% | 5,263 | SH |
| 35 | SELECT SECTOR SPDR TR | XLP | 81369Y308 | $1.1M | 0.42% | 14,180 | SH |
| 36 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $1.1M | 0.41% | 6,829 | SH |
| 37 | DUKE ENERGY CORP NEW | DUK | 26441C204 | $1.1M | 0.39% | 9,451 | SH |
| 38 | JPMORGAN CHASE & CO | JPM | 46625H100 | $1.1M | 0.39% | 3,242 | SH |
| 39 | ALPHABET INC | GOOG | 02079K107 | $1.0M | 0.38% | 3,020 | SH |
| 40 | INNOVATOR ETFS TRUST | UJUL | 45782C839 | $922.2K | 0.34% | 22,286 | SH |
| 41 | SPDR GOLD TR | GLD | 78463V107 | $912.1K | 0.33% | 2,395 | SH |
| 42 | ABBVIE INC | ABBV | 00287Y109 | $911.8K | 0.33% | 3,485 | SH |
| 43 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $814.5K | 0.30% | 22,670 | SH |
| 44 | VISA INC | V | 92826C839 | $759.6K | 0.28% | 2,114 | SH |
| 45 | ISHARES TR | IJH | 464287507 | $749.0K | 0.27% | 10,410 | SH |
| 46 | ISHARES TR | IVV | 464287200 | $699.2K | 0.26% | 913 | SH |
| 47 | PROSHARES TR | NOBL | 74348A467 | $685.8K | 0.25% | 12,676 | SH |
| 48 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $683.2K | 0.25% | 1,861 | SH |
| 49 | JOHNSON & JOHNSON | JNJ | 478160104 | $680.6K | 0.25% | 2,571 | SH |
| 50 | SPROTT ASSET MANAGEMENT LP | CEF | 85208R101 | $677.6K | 0.25% | 16,312 | SH |
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-09-30 | 2026-10-15 | $273.3M | 106 | 0001910381-26-000006 |
| 2026-06-30 | 2026-07-23 | $214.8M | 97 | 0001910381-26-000004 |
| 2026-03-31 | 2026-05-04 | $184.5M | 79 | 0001910381-26-000003 |
| 2025-12-31 | 2026-01-23 | $175.1M | 79 | 0001910381-26-000001 |
CINCINNATI, OH 45242